Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NEARSIGHT, INC. See All Filings	D/A	2017-10-18 16:15:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678144 Filed Document 0001678144-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 16:15:33 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
DCA Asset Management, Inc. See All Filings	D	2017-10-18 16:13:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578327 Filed Document 0001578327-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-18 16:13:15 UTC Type of Offering D Industry Investing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
LSC Lithium Corp See All Filings	D	2017-10-18 16:12:48 UTC
Amount To Be Raised $2,202,243 Associated Brokers / Dealers N/A CIK Number 0001719451 Filed Document 0001719451-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 16:12:48 UTC Type of Offering D Industry Other Energy Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Mercury Technologies, Inc. See All Filings	D	2017-10-18 16:10:57 UTC
Amount To Be Raised $4,925,003 Associated Brokers / Dealers N/A CIK Number 0001719932 Filed Document 0001719932-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 16:10:57 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Miromatrix Medical Inc. See All Filings	D	2017-10-18 16:07:32 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001527096 Filed Document 0001288230-17-000016 Exclusions or Exemptions 506b Accepted Date 2017-10-18 16:07:32 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Housing Tax Credit Fund LXXXIV LP See All Filings	D	2017-10-18 16:01:30 UTC
Amount To Be Raised $4,068,705 Associated Brokers / Dealers Hudson Housing Securities LLC CIK Number 0001719777 Filed Document 0001140361-17-039000 Exclusions or Exemptions 506b Accepted Date 2017-10-18 16:01:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMASH Residential US Investors, LLC See All Filings	D	2017-10-18 15:56:12 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001720070 Filed Document 0001720070-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 15:56:12 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Propel (Sage Senses) LLC See All Filings	D	2017-10-18 15:55:48 UTC
Amount To Be Raised $114,000 Associated Brokers / Dealers N/A CIK Number 0001715182 Filed Document 0001717752-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-10-18 15:55:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRISTOL INVESTORS LLC See All Filings	D	2017-10-18 15:41:25 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers None CIK Number 0001718889 Filed Document 0001718889-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 15:41:25 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MAD DOG VENTURE FUND I, L.P. See All Filings	D	2017-10-18 15:38:42 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001708281 Filed Document 0001708281-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 15:38:42 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
iCross Fund 4 LLC See All Filings	D/A	2017-10-18 15:38:38 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001701405 Filed Document 0001701405-17-000006 Exclusions or Exemptions 506c Accepted Date 2017-10-18 15:38:38 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Taurus CD 196 Industrial Portfolio GATX LP See All Filings	D	2017-10-18 15:30:27 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001719639 Filed Document 0001719639-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 15:30:27 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Scarab Funds, LLC See All Filings	D/A	2017-10-18 15:23:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555643 Filed Document 0001555643-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-18 15:23:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2017-10-18 15:21:17 UTC
Amount To Be Raised $564,010 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-17-052996 Accepted Date 2017-10-18 15:21:17 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $804,936 State of Jurisdiction GEORGIA Type of Security Other(describe)
LUMICELL, INC. See All Filings	D	2017-10-18 15:20:17 UTC
Amount To Be Raised $26,505,014 Associated Brokers / Dealers N/A CIK Number 0001521898 Filed Document 0001521898-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 15:20:17 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Intellipharmaceutics International Inc. See All Filings	D	2017-10-18 15:19:27 UTC
Amount To Be Raised $2,522,728 Associated Brokers / Dealers H.C. Wainwright Co., LLC CIK Number 0001474835 Filed Document 0001458511-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-18 15:19:27 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Option To Acquire
Kairos BioMedical, Inc. See All Filings	D	2017-10-18 15:13:59 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001720006 Filed Document 0001720006-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 15:13:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business HAWAII Revenue or Assets $No Revenues Type of Security Equity
A-HDV-27-Fund, a series of AX-CF-Funds, LLC See All Filings	D	2017-10-18 15:13:24 UTC
Amount To Be Raised $85,470 Associated Brokers / Dealers N/A CIK Number 0001712202 Filed Document 0001717752-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-10-18 15:13:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ANGKOR GOLD CORP. See All Filings	D	2017-10-18 15:10:21 UTC
Amount To Be Raised $17,500 Associated Brokers / Dealers Mike Weeks CIK Number 0001720040 Filed Document 0001720040-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-18 15:10:21 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
A-SVK-29-Fund, a series of AngelList-BaRs-Funds, LLC See All Filings	D	2017-10-18 15:07:55 UTC
Amount To Be Raised $114,250 Associated Brokers / Dealers N/A CIK Number 0001717764 Filed Document 0001717752-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-10-18 15:07:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lauren James Enterprises, Inc. See All Filings	D	2017-10-18 15:05:59 UTC
Amount To Be Raised $1,160,251 Associated Brokers / Dealers N/A CIK Number 0001660944 Filed Document 0001660944-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 15:05:59 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton Lane Co-Investment Fund IV LP See All Filings	D	2017-10-18 15:04:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Lane Securities LLC CIK Number 0001719766 Filed Document 0001719766-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 15:04:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Qualified Billing & Collections-RCM LLC See All Filings	D	2017-10-18 15:04:45 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001719778 Filed Document 0001144204-17-052991 Exclusions or Exemptions 506b Accepted Date 2017-10-18 15:04:45 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
A-ARP-15-Fund, a series of AX-ElTe-Funds, LLC See All Filings	D	2017-10-18 14:56:20 UTC
Amount To Be Raised $429,500 Associated Brokers / Dealers N/A CIK Number 0001714350 Filed Document 0001717752-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-18 14:56:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
X-FPQ-24-Fund, a series of AngelList-TeEs-Funds, LLC See All Filings	D	2017-10-18 14:53:02 UTC
Amount To Be Raised $94,000 Associated Brokers / Dealers N/A CIK Number 0001717762 Filed Document 0001717752-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-18 14:53:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-PXB-37-PR-Fund, a series of AngelList-ThTe-Funds, LLC See All Filings	D	2017-10-18 14:50:37 UTC
Amount To Be Raised $217,514 Associated Brokers / Dealers N/A CIK Number 0001718517 Filed Document 0001717752-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-18 14:50:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MYOSCIENCE, INC See All Filings	D/A	2017-10-18 14:48:22 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001363104 Filed Document 0001363104-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-18 14:48:22 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TP2, a series of AX-79Vc-Funds, LLC See All Filings	D	2017-10-18 14:46:42 UTC
Amount To Be Raised $92,500 Associated Brokers / Dealers N/A CIK Number 0001717488 Filed Document 0001717752-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-18 14:46:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRINTONS CO-INVESTMENT HOLDINGS LP See All Filings	D	2017-10-18 14:46:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719008 Filed Document 0001719008-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 14:46:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pipeline Health Holdings LLC See All Filings	D	2017-10-18 14:44:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496843 Filed Document 0001496843-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-18 14:44:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
A-AAZ-16-Fund, a series of AngelList Funds, LLC See All Filings	D	2017-10-18 14:43:21 UTC
Amount To Be Raised $113,500 Associated Brokers / Dealers N/A CIK Number 0001717752 Filed Document 0001717752-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 14:43:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RAVENBRICK LLC See All Filings	D	2017-10-18 14:35:11 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001429256 Filed Document 0001429256-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-18 14:35:11 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
M2 NY Pioneer Fund II, L.P. See All Filings	D	2017-10-18 14:21:20 UTC
Amount To Be Raised $100,700,000 Associated Brokers / Dealers N/A CIK Number 0001719665 Filed Document 0001719665-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-18 14:21:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Cyndx HoldCo LLC See All Filings	D	2017-10-18 14:04:15 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001708735 Filed Document 0001708735-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-18 14:04:15 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NEUROONE MEDICAL TECHNOLOGIES Corp See All Filings	D	2017-10-18 14:03:57 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001500198 Filed Document 0001596771-17-000072 Exclusions or Exemptions 506b Accepted Date 2017-10-18 14:03:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
TRIPP, Inc. See All Filings	D	2017-10-18 14:03:13 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001719930 Filed Document 0001719930-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-18 14:03:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ascend Wilson Fund LP See All Filings	D/A	2017-10-18 13:47:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532761 Filed Document 0001405086-17-000206 Exclusions or Exemptions 506b Accepted Date 2017-10-18 13:47:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SREF IV 44TH STREET CO-INVEST, L.P. See All Filings	D	2017-10-18 13:45:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001719546 Filed Document 0001719546-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 13:45:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Seattle Funding Group, Ltd. See All Filings	D	2017-10-18 13:25:49 UTC
Amount To Be Raised $2,245,000 Associated Brokers / Dealers N/A CIK Number 0001611467 Filed Document 0001611467-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-18 13:25:49 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Royalty Flow Inc. See All Filings	1-A/A	2017-10-18 13:24:21 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001709847 Filed Document 0001477932-17-005129 Accepted Date 2017-10-18 13:24:21 UTC Type of Offering 1-A/A Industry INVESTORS, NEC Offering Tier Tier2 Principal Place of Business COLORADO Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Diagnostic Biochips, Inc. See All Filings	D	2017-10-18 13:12:34 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001592600 Filed Document 0001592600-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-18 13:12:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Uplevel Systems Inc. See All Filings	D	2017-10-18 13:12:03 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001689629 Filed Document 0001689629-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 13:12:03 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Sharp Fluidics LLC See All Filings	D	2017-10-18 13:05:55 UTC
Amount To Be Raised $6,600,741 Associated Brokers / Dealers N/A CIK Number 0001719819 Filed Document 0001719819-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 13:05:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NGV Parent Holdings, Inc. See All Filings	D	2017-10-18 12:54:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701526 Filed Document 0001701526-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 12:54:39 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NRG METALS INC. See All Filings	D	2017-10-18 12:53:35 UTC
Amount To Be Raised $263,529 Associated Brokers / Dealers N/A CIK Number 0001643715 Filed Document 0001643715-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-18 12:53:35 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Betz Cotton Boll Court, Ltd. See All Filings	D	2017-10-18 12:52:30 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001720000 Filed Document 0001720000-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 12:52:30 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Hedosophia Gamma I Limited Partnership See All Filings	D	2017-10-18 12:49:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719885 Filed Document 0000950172-17-000090 Exclusions or Exemptions 506b Accepted Date 2017-10-18 12:49:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TORCH 3D INC. See All Filings	D	2017-10-18 12:47:45 UTC
Amount To Be Raised $3,524,996 Associated Brokers / Dealers N/A CIK Number 0001719357 Filed Document 0001719357-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-18 12:47:45 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Magma Trading USA, LLC See All Filings	D	2017-10-18 12:46:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693320 Filed Document 0001693320-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-18 12:46:18 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Gulf Coast Canna Meds, Inc. See All Filings	C	2017-10-18 12:45:09 UTC
Financial Interest None Filing Platform truCrowd, Inc Offering Amount $1,070,000 CIK Number 0001704090 Filed Document 0001704090-17-000005 Accepted Date 2017-10-18 12:45:09 UTC Type of Offering C Security Offered Amount 4,000 Security Offered Type Other State FLORIDA