Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Blue Road Capital, L.P. See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Growth Capital Services, Inc. CIK Number 0001612356 Filed Document 0001140361-15-021463 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Totali, Inc. See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001642959 Filed Document 0001642959-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CORE NCC STUDENT HOUSING PREFERRED LLC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $1,135,249 Associated Brokers / Dealers Core Financial LLC CIK Number 0001642828 Filed Document 0001642828-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
D5 Investors, LLC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $2,550,085 Associated Brokers / Dealers N/A CIK Number 0001643250 Filed Document 0001643250-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Chandler Continuum Lodging Investors, LLC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001639938 Filed Document 0001042167-15-000087 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Carbonone Technologies Inc. See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001623552 Filed Document 0001623552-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
BG Medicine, Inc. See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001407038 Filed Document 0001209191-15-045327 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Alterna Tax Certificate Fund II LP See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490101 Filed Document 0001490101-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercer Redstone Large Cap Growth Fund, a series of Mercer Group Trust See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515668 Filed Document 0001515668-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES A See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LWPartners Capital Group LLC CIK Number 0001607211 Filed Document 0001607211-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gray Ghost Emerging Markets Fund III, L.P. See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Enclude Capital Advisory UK Ltd. CIK Number 0001595010 Filed Document 0001595010-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Star Mountain SBIC Fund Partners, LLC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642837 Filed Document 0001642837-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gener8 Maritime, Inc. See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443799 Filed Document 0001104659-15-040056 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mesirow Financial Real Estate Value Fund II, L.P. See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001585713 Filed Document 0001585713-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Group Asia-Pacific Real Estate 2015, L.P. Inc. See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642024 Filed Document 0001642024-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woodford Horizontal Project #5, LLC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001643048 Filed Document 0001643048-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Woodford Horizontal Project #4, LLC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001642878 Filed Document 0001642878-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mood Media Group SA See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers none CIK Number 0001642749 Filed Document 0001642749-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Debt
Crescent Capital High Income Fund, L.P. See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545555 Filed Document 0000945621-15-000185 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mercer Hedge Fund Investors SPC See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001398173 Filed Document 0001398173-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercer Sunoco Investment Portfolio, a series of Mercer Group Trust See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535991 Filed Document 0001535991-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KLS Credit Opportunities Fund LP See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001576282 Filed Document 0001576282-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dice FM Ltd See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $242,465 Associated Brokers / Dealers N/A CIK Number 0001643057 Filed Document 0001643057-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
CBT Sports, LLC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001565695 Filed Document 0001565695-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Income Opportunity Capital, LLC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $5,350,000 Associated Brokers / Dealers N/A CIK Number 0001642897 Filed Document 0001642897-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
Autonomic Technologies Inc See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $43,242,687 Associated Brokers / Dealers N/A CIK Number 0001422869 Filed Document 0001422869-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
mBio Diagnostics, Inc. See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $6,334,255 Associated Brokers / Dealers N/A CIK Number 0001483426 Filed Document 0001483426-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Alexo Therapeutics Ltd See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $36,005,425 Associated Brokers / Dealers N/A CIK Number 0001642930 Filed Document 0001642930-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
KNOWLEDGE DELIVERY SYSTEMS, INC. See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001225818 Filed Document 0001225818-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SONIRAM, LLC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001642702 Filed Document 0000892303-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
B33 Henderson Galleria LLC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642822 Filed Document 0001642822-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Rio Grande Surgical Services LLC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001643056 Filed Document 0001643056-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Green Pastures Fund, LLC Series 1 (CWNevada, LLC) See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $2,133,625 Associated Brokers / Dealers N/A CIK Number 0001643088 Filed Document 0001643088-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Moss Hill Partners, L.P. See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509792 Filed Document 0001509792-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gener8 Maritime, Inc. See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443799 Filed Document 0001104659-15-040055 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chinook II Fund, LLC See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572214 Filed Document 0001572214-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Crescent Long/Short Credit Opportunities Fund, LP See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270461 Filed Document 0000945621-15-000189 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercer Active Long Corporate Investment Portfolio, a series of Mercer Group Trust See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526735 Filed Document 0001526735-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Independence Retail East, LLLP See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers Republic Securities of America, Inc. CIK Number 0001642944 Filed Document 0001642944-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
American Resource Development LLC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001643095 Filed Document 0001643095-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Zagster, Inc. See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $5,762,065 Associated Brokers / Dealers N/A CIK Number 0001556850 Filed Document 0001556850-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Rock Partners, L.P. See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448291 Filed Document 0001448291-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIGO ENERGY INC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001436444 Filed Document 0001436444-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Senior's Benefit Resources, Inc. See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers None CIK Number 0001643114 Filed Document 0001643114-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised $200,400 Associated Brokers / Dealers Kirk Penland CIK Number 0001135856 Filed Document 0001135856-15-000182 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TNEMEC CO INC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $1,308,527 Associated Brokers / Dealers N/A CIK Number 0000317835 Filed Document 0001140361-15-021396 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
Sirocco II Fund, LLC See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572223 Filed Document 0001572223-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Rio Rum, LLC See All Filings	D/A	2015-05-21 00:00:00 UTC
Amount To Be Raised $940,000 Associated Brokers / Dealers N/A CIK Number 0001573568 Filed Document 0001573568-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Eaze Solutions, Inc. See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised $12,530,163 Associated Brokers / Dealers N/A CIK Number 0001643046 Filed Document 0001643046-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Evernote Fund LLC See All Filings	D	2015-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shriram Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001642871 Filed Document 0001445866-15-000673 Exclusions or Exemptions 506b Accepted Date 2015-05-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity