Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Acadian Emerging Markets Small-Cap Equity Fund, LLC See All Filings	D/A	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001533444 Filed Document 0001533444-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kelp on the Road Ltd Liability Co See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001656920 Filed Document 0001656920-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AIS GOLD FUND LP See All Filings	D/A	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wedbush Securities Inc. and Capital Management Partners, Inc. CIK Number 0001224907 Filed Document 0001224907-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HELEN OF TROY LTD See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0000916789 Filed Document 0001104659-15-081058 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Equity
Corsair Mentor Investors, L.P. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641948 Filed Document 0001641948-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sandy Hill Ventures Series Fund 1, a separate series of limited partnership interests See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659185 Filed Document 0001659185-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sandy Hill Ventures Series Fund 2, a separate series of limited partnership interests See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659184 Filed Document 0001659184-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ecovatec Solutions Inc. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $18,930 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001657734 Filed Document 0001657734-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Axiom Asia IV, L.P. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Probitas Funds Group, LLC CIK Number 0001659188 Filed Document 0000945621-15-000309 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAZ Halcyon Offshore Strategic Opportunities Fund, L.P. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658649 Filed Document 0001315863-15-000949 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KABOUTER INTERNATIONAL MISSION OFFSHORE FUND, LTD. See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629082 Filed Document 0000913849-15-000328 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: Credit Asset Trust See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460284 Filed Document 0001460284-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
KABOUTER INTERNATIONAL INSIGHT FUND, LLC See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602047 Filed Document 0000913849-15-000323 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
JFL Partners Offshore Fund, Ltd. See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659003 Filed Document 0001659003-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trinity 2015 LS Fund, LLC See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Dee Wayne Cullum CIK Number 0001659094 Filed Document 0001659094-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OICP RR Fund LLC See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657640 Filed Document 0001657640-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Healthcare Portfolio DST See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised $35,708,329 Associated Brokers / Dealers Inland Securities Corporation, Craig M. Rollins, Donald P. Westerhoff, Gary L. Chapman, James A. Davenport, Jason M. Nelson, Robert R. Tweed, Leslie M. Pappas, John H. Scully, Preston P. Mokris, Mark T. Maund, William S. Sheehan, Danny K. Cochran, Robert S. Smith, Charles C. Shafe, Corbin S. Thomas, Mitchell E. Glicksman, Joseph M. Insalaco, Ivan M. West, Mark G. Kosanke, Joseph A. Nugent, Richard L. Argotsinger, Eric S. Scaff, Bruce A. Carroll, Christina S. Nielson, David L. Funk, Pat A. Mallozzi, Jennifer K. Arnold, Steve J. Markey, Patrick J. Lynch, III, Timothy W. Greer, Mitchal D. O'Hare, Sigrid A. Daugaard, Thomas J. Ealy, Joseph G. Michaletz, David B. Levinson, Thomas J. Goodson, Brian G. Brown, Brody R. Bray, Dean P. McDermott, Daniel E. Nemeth, Robert B. Charlton II, Leon Rousso, David C. Gossling, Jason A. Salmon, David E. Stone, Michael A. Bendix, Thomas J. Povinelli, David C. Gossling, Terry L. Owens, Thomas J. Kieffer, Cythnia A. Selfridge, Matthew E. Roberson, Lloyd M. Johnson, Ann H. Stewart, Karen Fleming, Donovan T. Kelly, Geraldine L. Cherrey Diamond, Carol B. Holm, Daniel J. Luke, Eric P. Scruggs, Jarrod F. Hirschfield, Elliot V. Hill, Bryon E. Martinsen, William J. Bugdon, Stacey J. Morimoto, John Kwasny, Elizabeth A. Liechty, Trawnegan Gall, and Kurt E. Eakin CIK Number 0001652677 Filed Document 0001652677-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
ORP APARTMENT PORTFOLIO II, LLC See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001658057 Filed Document 0001658057-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
OICP RR Fund LLC See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657640 Filed Document 0001659087-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Alton Lane, Inc. See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $7,475,000 Associated Brokers / Dealers N/A CIK Number 0001532699 Filed Document 0001532699-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
NeXtGen Biologics, INC See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001620524 Filed Document 0001620524-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Frontier Financial Group, Inc. See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001659447 Filed Document 0001659447-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
MalarVx, Inc. See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001559688 Filed Document 0001559688-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Highland Park Investments LP See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658877 Filed Document 0001658877-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bolste, Inc. See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Coder Company, LLC CIK Number 0001643450 Filed Document 0001643450-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Farmbird Restaurant Group, LLC See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001657667 Filed Document 0000897069-15-000523 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Schoolmint Inc. See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $7,340,385 Associated Brokers / Dealers N/A CIK Number 0001659080 Filed Document 0001659080-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Schoology, Inc. See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $31,999,994 Associated Brokers / Dealers N/A CIK Number 0001548651 Filed Document 0001548651-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Abraaj Growth Markets Health Fund L.P. See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001648862 Filed Document 0001648862-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CLE Venture Fund, L.P. See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001658973 Filed Document 0001658973-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Oaktree Opportunities Fund Xb, L.P. See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615831 Filed Document 0001615831-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ParLevel Systems, Inc. See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised $2,498,201 Associated Brokers / Dealers N/A CIK Number 0001585361 Filed Document 0001585361-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Shawnee Health & Rehab, LLC See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001659152 Filed Document 0001140361-15-042635 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
eVariant, Inc. See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $53,000,000 Associated Brokers / Dealers N/A CIK Number 0001535895 Filed Document 0001535895-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
KABOUTER FUND II, LLC See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276449 Filed Document 0000913849-15-000324 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Perceptive Credit Opportunities SLP, LP See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622790 Filed Document 0001622790-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SC Credit Opportunities Mandate, LLC See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592641 Filed Document 0000919574-15-008355 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Somerset Capital II, LLC See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001659046 Filed Document 0001659046-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Healthcare Portfolio DST See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised $35,708,329 Associated Brokers / Dealers Inland Securities Corporation, Craig M. Rollins, Donald P. Westerhoff, Gary L. Chapman, James A. Davenport, Jason M. Nelson, Robert R. Tweed, Leslie M. Pappas, John H. Scully, Preston P. Mokris, Mark T. Maund, William S. Sheehan, Danny K. Cochran, Robert S. Smith, Charles C. Shafe, Corbin S. Thomas, Mitchell E. Glicksman, Joseph M. Insalaco, Ivan M. West, Mark G. Kosanke, Joseph A. Nugent, Richard L. Argotsinger, Eric S. Scaff, Bruce A. Carroll, Christina S. Nielson, David L. Funk, Pat A. Mallozzi, Jennifer K. Arnold, Steve J. Markey, Patrick J. Lynch, III, Timothy W. Greer, Mitchal D. O'Hare, Sigrid A. Daugaard, Thomas J. Ealy, Joseph G. Michaletz, David B. Levinson, Thomas J. Goodson, Brian G. Brown, Brody R. Bray, Dean P. McDermott, Daniel E. Nemeth, Robert B. Charlton II, Leon Rousso, David C. Gossling, Jason A. Salmon, David E. Stone, Michael A. Bendix, Thomas J. Povinelli, David C. Gossling, Terry L. Owens, Thomas J. Kieffer, Cythnia A. Selfridge, Matthew E. Roberson, Lloyd M. Johnson, Ann H. Stewart, Karen Fleming, Donovan T. Kelly, Geraldine L. Cherrey Diamond, Carol B. Holm, Daniel J. Luke, Eric P. Scruggs, Jarrod F. Hirschfield, Elliot V. Hill, Bryon E. Martinsen, William J. Bugdon, Stacey J. Morimoto, John Kwasny, Elizabeth A. Liechty, Trawnegan Gall, Kurt E. Eakin, Joseph G. Michaletz, Arthur G. Katz, Michael A. Bruggemann, Troy T. Wada, and Matthew E. Roberson CIK Number 0001652677 Filed Document 0001652677-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
UFS Group Holdings, Inc. See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $95,594,750 Associated Brokers / Dealers N/A CIK Number 0001658519 Filed Document 0001658519-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cypress Cove Marina Holdings, LLC See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised $8,887,846 Associated Brokers / Dealers The Strategic Financial Alliance, Inc., Triloma Securities, LLC, Kalos Capital, inc., and United Planners Financial Services CIK Number 0001649672 Filed Document 0001649672-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Crane Hospitality Group LLC See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $710,000 Associated Brokers / Dealers N/A CIK Number 0001658916 Filed Document 0001658916-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Lewis & Clark Ventures I Parallel Fund, LP See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001659147 Filed Document 0001659147-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SB Broadway Musical Ltd Liability Co See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001659057 Filed Document 0001659057-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
American Timberlands Company, LLC See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001659049 Filed Document 0001659049-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
1108 Highway Ave Townhomes LLC See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $989,000 Associated Brokers / Dealers N/A CIK Number 0001658836 Filed Document 0001658836-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carvertise, Inc. See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001659825 Filed Document 0001659825-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
St. Cloud Capital Partners III SBIC, LP See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised $100,650,000 Associated Brokers / Dealers KPMG Corporate Finance LLC and Fallbrook Capital Securities Corporation CIK Number 0001626566 Filed Document 0001140361-15-042584 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Life Ventures Management, LLC See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001657801 Filed Document 0001657801-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Barisan Gold Corp See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Karen Dyczkowski CIK Number 0001528591 Filed Document 0001528591-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $Not Applicable Type of Security Equity