Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Realty Mogul 29, LLC See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised $2,635,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001639463 Filed Document 0001639463-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
ARC FUND LP See All Filings	D/A	2015-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425403 Filed Document 0001315863-15-000505 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SOLARIS CONSTELLATION FUND L P See All Filings	D/A	2015-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361180 Filed Document 0001361180-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHERN CALIFORNIA BANCORP INC See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001006820 Filed Document 0001104659-15-043125 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rocky River Partners, LP See All Filings	D/A	2015-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579205 Filed Document 0000919574-15-004737 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Creek BRIC Plus Offshore Fund, Ltd. See All Filings	D/A	2015-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001374273 Filed Document 0000919574-15-004749 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Primavera Financial, Inc. See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised $635,625 Associated Brokers / Dealers N/A CIK Number 0001643577 Filed Document 0001643577-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
IRVING PLACE CAPITAL PARTNERS III SPV, L.P. See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001643912 Filed Document 0001643912-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cell Source, Inc. See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001569340 Filed Document 0001144204-15-035251 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Debt
ABRAMS BISON OFFSHORE FUND LTD See All Filings	D/A	2015-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407832 Filed Document 0000919574-15-004751 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonfund Capital U.S. Private Equity Partners IX, L.P. See All Filings	D/A	2015-06-03 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001605498 Filed Document 0001012975-15-000461 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WealthForge Holdings, Inc. See All Filings	D/A	2015-06-03 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001550313 Filed Document 0001550313-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NovaBay Pharmaceuticals, Inc. See All Filings	D/A	2015-06-03 00:00:00 UTC
Amount To Be Raised $26,582,871 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001389545 Filed Document 0001389545-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Western Alternative Strategies, L.P. See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529252 Filed Document 0001315863-15-000500 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alert Holding Company, Inc. See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643449 Filed Document 0001643449-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
AKADEUM LIFE SCIENCES, INC. See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001622872 Filed Document 0001622872-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Akoustis Technologies, Inc. See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised $8,250,009 Associated Brokers / Dealers N/A CIK Number 0001584754 Filed Document 0001615774-15-001378 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
EduMetrics, Inc. See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001644066 Filed Document 0001644066-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Taiga Biotechnologies, Inc. See All Filings	D/A	2015-06-03 00:00:00 UTC
Amount To Be Raised $11,999,968 Associated Brokers / Dealers N/A CIK Number 0001488845 Filed Document 0000897069-15-000367 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AKADEUM LIFE SCIENCES, INC. See All Filings	D/A	2015-06-03 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001622872 Filed Document 0001622872-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Creek Opportunity Fund, LP See All Filings	D/A	2015-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Royal Alliance Associates, Inc. CIK Number 0001349056 Filed Document 0000919574-15-004743 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Conversion Capital Fund, LP See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001584180 Filed Document 0001584180-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SYNKT GAMES, INC. See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001607746 Filed Document 0001607746-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
WealthForge Holdings, Inc. See All Filings	D/A	2015-06-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001550313 Filed Document 0001550313-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SQM Frontier Africa Fund (Offshore), Ltd. See All Filings	D/A	2015-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493147 Filed Document 0001493147-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rani Therapeutics, LLC See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised $15,001,900 Associated Brokers / Dealers Joseph Gunnar & Co. LLC CIK Number 0001644130 Filed Document 0001644130-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AESIR CREDIT PARTNERS, LP See All Filings	D/A	2015-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550201 Filed Document 0000919574-15-004755 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Primavera Financial, Inc. See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643577 Filed Document 0001643577-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Agralogics Inc. See All Filings	D/A	2015-06-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001596410 Filed Document 0001596410-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tribute Pharmaceuticals Canada Inc. See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised $4,098,025 Associated Brokers / Dealers Dundee Securities Inc. CIK Number 0001159019 Filed Document 0001354488-15-002854 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ONTARIO, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SMART WIRES INC. See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised $30,849,338 Associated Brokers / Dealers N/A CIK Number 0001531223 Filed Document 0001531223-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Capital Global Private Equity Partners 2014, L.P. See All Filings	D/A	2015-06-03 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001605494 Filed Document 0001012975-15-000462 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAZ Partners Fund, L.P. See All Filings	D/A	2015-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462173 Filed Document 0001315863-15-000501 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Zrx-12-Fund, a series of AngelList-LaTe-Funds, LLC See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised $158,000 Associated Brokers / Dealers N/A CIK Number 0001644033 Filed Document 0001644033-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Branch2, Inc. See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised $361,818 Associated Brokers / Dealers N/A CIK Number 0001603014 Filed Document 0001603014-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Cabs-Fund, a series of AngelList-BiTe-Funds, LLC See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised $104,312 Associated Brokers / Dealers N/A CIK Number 0001644041 Filed Document 0001644041-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EduMetrics, Inc. See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001644066 Filed Document 0001644066-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
FullStory, Inc. See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised $10,697,854 Associated Brokers / Dealers N/A CIK Number 0001614167 Filed Document 0001614167-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LASHLEY RETAIL CENTER, LLC See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643520 Filed Document 0001643520-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Deserama MHC, LLC See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised $1,375,000 Associated Brokers / Dealers N/A CIK Number 0001644034 Filed Document 0001644034-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Valar Co-Invest 1 LP See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised $10,617,500 Associated Brokers / Dealers N/A CIK Number 0001643944 Filed Document 0001643944-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Creek BRIC Plus Fund, LP See All Filings	D/A	2015-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Royal Alliance Associates, Inc. CIK Number 0001374272 Filed Document 0000919574-15-004747 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Foresite Capital V-C, LLC See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001641136 Filed Document 0001641136-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AKADEUM LIFE SCIENCES, INC. See All Filings	D/A	2015-06-03 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001622872 Filed Document 0001622872-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
MAX4G, Inc. See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Blake Capital Partners and Owens & Associates, Inc. CIK Number 0001572159 Filed Document 0001572159-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 108, LLC See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised $542,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001644220 Filed Document 0001644220-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Heartis Peoria Partners, L.P. See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised $7,300,000 Associated Brokers / Dealers N/A CIK Number 0001644094 Filed Document 0001644094-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Health Extracts, LLC See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001641444 Filed Document 0001013594-15-000350 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rani Therapeutics, LLC See All Filings	D	2015-06-03 00:00:00 UTC
Amount To Be Raised $52,272,000 Associated Brokers / Dealers N/A CIK Number 0001644130 Filed Document 0001644130-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WealthForge Holdings, Inc. See All Filings	D/A	2015-06-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001550313 Filed Document 0001550313-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-03 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt