Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Semper Active MBS Fund, Ltd. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stuart Patterson, Mitch Baruchowitz, Jon Slogoff, and N/A CIK Number 0001590414 Filed Document 0001590414-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MetricStory Inc See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $1,447,736 Associated Brokers / Dealers N/A CIK Number 0001660344 Filed Document 0001660344-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Pillars4Life, Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $542,095 Associated Brokers / Dealers N/A CIK Number 0001549214 Filed Document 0001250853-15-000097 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Revolar Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001637485 Filed Document 0001637485-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
128 Technology, Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $19,993,780 Associated Brokers / Dealers N/A CIK Number 0001627997 Filed Document 0001140361-15-043891 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LKCM Capital Partners I, L.P. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657619 Filed Document 0001657619-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIPPLE FOODS, PBC See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $13,637,592 Associated Brokers / Dealers N/A CIK Number 0001659461 Filed Document 0001659461-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hatchlings Fund Ltd. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653761 Filed Document 0001486944-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Drilling Program IX LP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Philip Moshier CIK Number 0001633523 Filed Document 0001633523-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
KKR Special Situations (EEA) Fund II L.P. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Picton S.A. CIK Number 0001628003 Filed Document 0000950142-15-002562 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genesis Drilling Program IX LP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Dennis Tsakiris CIK Number 0001633523 Filed Document 0001633523-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
MOON CAPITAL GLOBAL EQUITY PARTNERS OFFSHORE FUND LTD. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486131 Filed Document 0000902664-15-004445 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LDR Preferred Income Fund, LLC See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Jefferies and Company, and Hodes Weill CIK Number 0001466409 Filed Document 0001466409-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InstantScale XV LLC See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $348,597 Associated Brokers / Dealers N/A CIK Number 0001660006 Filed Document 0001660006-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Specialists On Call, Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $14,982,746 Associated Brokers / Dealers N/A CIK Number 0001396565 Filed Document 0001396565-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Panorama Partners Onshore, LP See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533147 Filed Document 0001533147-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Earth Investments, LLC See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $2,525,000 Associated Brokers / Dealers N/A CIK Number 0001598830 Filed Document 0001598830-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Trizic, Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001635816 Filed Document 0001635816-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Real Estate CMBS Offshore Fund Ltd. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001463391 Filed Document 0001463391-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BEF Fund LP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660109 Filed Document 0001660109-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Steven Russell, William Barry, Kelly Milligan, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-15-000322 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
JJMT CAPITAL, LLC See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655037 Filed Document 0001655037-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
SSM PARTNERS V, L.P. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586502 Filed Document 0001586502-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AlphaOne Global Innovations Fund, LP See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558772 Filed Document 0001140361-15-045050 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROPHECY TRADING ADVISORS INTERNATIONAL LTD. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, and N/A CIK Number 0001656775 Filed Document 0001140361-15-043763 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quicket Solutions, Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $1,499,998 Associated Brokers / Dealers N/A CIK Number 0001660058 Filed Document 0001660058-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
OURCROWD (INVESTMENT IN SURGICAL THEATRE) L.P. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $175,460 Associated Brokers / Dealers N/A CIK Number 0001580728 Filed Document 0001465818-15-000047 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
TalentSky, Inc. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001597581 Filed Document 0001597581-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PEMBINA PIPELINE CORP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $47,418,407 Associated Brokers / Dealers Scotia Capital Inc. CIK Number 0001546066 Filed Document 0001140361-15-043662 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Archway Appreciation Fund Ltd See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers New Market Analytics CIK Number 0001653743 Filed Document 0001486944-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MentorcliQ, Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001636105 Filed Document 0001636105-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
BHM Archway Feeder L.P. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486944 Filed Document 0001486944-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fitpass, Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $167 Associated Brokers / Dealers N/A CIK Number 0001660118 Filed Document 0001660118-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Leach Road East, LLC See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $4,624,719 Associated Brokers / Dealers Sequence Financial Specialists, LLC CIK Number 0001659386 Filed Document 0001659386-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Genesis Drilling Program IX LP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Philip Moshier CIK Number 0001633523 Filed Document 0001633523-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Genesis Drilling Program IX LP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Amy Oviedo CIK Number 0001633523 Filed Document 0001633523-15-000013 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
EdgeMakers, Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $10,050,386 Associated Brokers / Dealers N/A CIK Number 0001580119 Filed Document 0001580119-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DSF Multi-Family Real Estate Fund III, LP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659491 Filed Document 0001659491-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Freedom 3 Investments II, LP See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001648433 Filed Document 0001648433-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nuka Enterprises, LLC See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001660101 Filed Document 0001660101-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
East Bridge Capital Onshore Fund, LP See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534830 Filed Document 0001534830-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
618 Bush Street Property, LLC See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001660100 Filed Document 0001660100-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MOON CAPITAL GLOBAL EQUITY OFFSHORE FUND LTD. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324541 Filed Document 0000902664-15-004444 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stonehenge Capital Fund Utah I, LLC See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $8,842,000 Associated Brokers / Dealers none CIK Number 0001659901 Filed Document 0001659901-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Haddon Hall REIT, LLC See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Phyllis J. Johnson, Patrick J. Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001659932 Filed Document 0001659932-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PC Arbor Park, LLC See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $3,790,180 Associated Brokers / Dealers N/A CIK Number 0001660065 Filed Document 0001660065-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers Steven Russell, William Barry, Kelly Milligan, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-15-000319 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $14,517,543 Associated Brokers / Dealers Scott Holton, William Holton, and Richard Devita CIK Number 0001135856 Filed Document 0001135856-15-000321 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Trufa Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001594684 Filed Document 0001594684-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
WESTERN PACIFIC RESOURCES CORP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $10,066 Associated Brokers / Dealers N/A CIK Number 0001482436 Filed Document 0001482436-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity