Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Canuc Resources Corp See All Filings	D	2017-12-05 16:23:59 UTC
Amount To Be Raised $384,657 Associated Brokers / Dealers Canaccord Genuity Corp. CIK Number 0001724148 Filed Document 0001724148-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:23:59 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ADIAL PHARMACEUTICALS, INC. See All Filings	D	2017-12-05 16:18:42 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001513525 Filed Document 0001213900-17-012928 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:18:42 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Qura, Inc. See All Filings	D	2017-12-05 16:18:25 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001721976 Filed Document 0001721976-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-12-05 16:18:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Berkeley Ventures II, LLC See All Filings	D	2017-12-05 16:14:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001724334 Filed Document 0001724334-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:14:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Starchain Capital LP See All Filings	D	2017-12-05 16:09:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724285 Filed Document 0001724285-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:09:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bertram Capital Finance Inc See All Filings	D/A	2017-12-05 16:07:04 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001673433 Filed Document 0001673433-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:07:04 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Michael Baker International, LLC See All Filings	D	2017-12-05 16:06:24 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers N/A CIK Number 0001582724 Filed Document 0001140361-17-045052 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:06:24 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
NIMBUS HOLDINGS V, LLC See All Filings	D	2017-12-05 16:05:55 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers CANDLEWOOD PARTNERS CIK Number 0001724303 Filed Document 0001724303-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:05:55 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
EXC Holdings LP See All Filings	D	2017-12-05 16:04:48 UTC
Amount To Be Raised $718,000,000 Associated Brokers / Dealers N/A CIK Number 0001722896 Filed Document 0000895345-17-000362 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:04:48 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Candid Care Co. See All Filings	D	2017-12-05 16:04:20 UTC
Amount To Be Raised $12,942,467 Associated Brokers / Dealers N/A CIK Number 0001715924 Filed Document 0001715924-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:04:20 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aperimus Socorro, LP See All Filings	D/A	2017-12-05 16:02:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535302 Filed Document 0001085146-17-002518 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:02:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valet Group L.P. See All Filings	D/A	2017-12-05 15:54:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655014 Filed Document 0001655014-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 15:54:21 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Didimo, Inc. See All Filings	D	2017-12-05 15:49:14 UTC
Amount To Be Raised $708,339 Associated Brokers / Dealers N/A CIK Number 0001723940 Filed Document 0001723940-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 15:49:14 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
FORTERRA STRONG COMMUNITIES FUND I, L.P. See All Filings	D	2017-12-05 15:49:05 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001722823 Filed Document 0001591408-17-000028 Exclusions or Exemptions 506b Accepted Date 2017-12-05 15:49:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton Opportunistic Credit Fund, LP See All Filings	D	2017-12-05 15:49:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001724409 Filed Document 0001724409-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 15:49:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
13 LOOKIN AT LUCKY/FUSAICHI, LLC See All Filings	D/A	2017-12-05 15:45:53 UTC
Amount To Be Raised $294,000 Associated Brokers / Dealers N/A CIK Number 0001724108 Filed Document 0001724108-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-05 15:45:53 UTC Type of Offering D/A Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
SG DSG Holdings LLC See All Filings	D	2017-12-05 15:42:01 UTC
Amount To Be Raised $20,833,000 Associated Brokers / Dealers N/A CIK Number 0001723049 Filed Document 0001209191-17-063831 Exclusions or Exemptions 506b Accepted Date 2017-12-05 15:42:01 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sortis Opportunity Fund I LLC See All Filings	D/A	2017-12-05 15:41:55 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001689270 Filed Document 0001689270-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-05 15:41:55 UTC Type of Offering D/A Industry Investing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Vukota Chestnut Springs Apartments, LP See All Filings	D/A	2017-12-05 15:33:15 UTC
Amount To Be Raised $1,225,500 Associated Brokers / Dealers N/A CIK Number 0001668096 Filed Document 0001668096-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-05 15:33:15 UTC Type of Offering D/A Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
HODEI TECHNOLOGY, LLC See All Filings	D/A	2017-12-05 15:30:25 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001714108 Filed Document 0001140361-17-045041 Exclusions or Exemptions 506b Accepted Date 2017-12-05 15:30:25 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
AVADIM TECHNOLOGIES INC See All Filings	D/A	2017-12-05 15:30:24 UTC
Amount To Be Raised $20,000,003 Associated Brokers / Dealers VENTURE.CO BROKERAGE SERVICES LLC CIK Number 0001614824 Filed Document 0001183740-17-000240 Exclusions or Exemptions 506c Accepted Date 2017-12-05 15:30:24 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
EMPYR Inc See All Filings	D/A	2017-12-05 15:28:06 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001516430 Filed Document 0001516430-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-12-05 15:28:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FlexDex, Inc. See All Filings	D/A	2017-12-05 15:25:07 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001626072 Filed Document 0001626072-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-05 15:25:07 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Terlingua Fund 1, LP See All Filings	D/A	2017-12-05 15:23:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563658 Filed Document 0001563658-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 15:23:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TABLESAFE, INC. See All Filings	D	2017-12-05 15:19:13 UTC
Amount To Be Raised $7,942,216 Associated Brokers / Dealers N/A CIK Number 0001504672 Filed Document 0001504672-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-05 15:19:13 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
FOOD & BEVERAGE INNOVATIONS, LLC See All Filings	D	2017-12-05 15:16:41 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001577213 Filed Document 0001577213-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-05 15:16:41 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Vukota Wind River Place Apartments, LP See All Filings	D/A	2017-12-05 15:15:19 UTC
Amount To Be Raised $1,700,500 Associated Brokers / Dealers N/A CIK Number 0001668103 Filed Document 0001668103-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-05 15:15:19 UTC Type of Offering D/A Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Movez Technologies, Inc. See All Filings	D	2017-12-05 15:08:51 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001724000 Filed Document 0001724000-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 15:08:51 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
ORP AVENUE INVESTORS, LLC See All Filings	D	2017-12-05 15:05:02 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001723182 Filed Document 0001723182-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 15:05:02 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Total Return Fund (Quarterly) Ltd. See All Filings	D/A	2017-12-05 14:53:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536210 Filed Document 0000943663-17-000252 Exclusions or Exemptions 506b Accepted Date 2017-12-05 14:53:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Gateway Region Rural Broadband Company, Inc. See All Filings	1-A POS	2017-12-05 14:49:54 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001640170 Filed Document 0001640170-17-000002 Accepted Date 2017-12-05 14:49:54 UTC Type of Offering 1-A POS Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier1 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $0 State of Jurisdiction ARIZONA Type of Security Equity (common or preferred stock)
Bertram Capital Finance Inc See All Filings	D	2017-12-05 14:38:21 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001673433 Filed Document 0001673433-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-12-05 14:38:21 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Epion Health, Inc. See All Filings	D	2017-12-05 14:32:05 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001615175 Filed Document 0001615175-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-05 14:32:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Knopp Biosciences LLC See All Filings	D/A	2017-12-05 14:26:18 UTC
Amount To Be Raised $28,269,499 Associated Brokers / Dealers MIP Global, Inc., Stillpoint Capital, LLC, Saturn Capital, Inc., and Pickwick Capital Partners, LLC CIK Number 0001497598 Filed Document 0000898432-17-001133 Exclusions or Exemptions 506b Accepted Date 2017-12-05 14:26:18 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Convelo Therapeutics, Inc. See All Filings	D	2017-12-05 14:25:44 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001724444 Filed Document 0001724444-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 14:25:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Deltec Forum Fund, L.P. See All Filings	D	2017-12-05 14:24:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001043587 Filed Document 0000919574-17-008487 Exclusions or Exemptions 506b Accepted Date 2017-12-05 14:24:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WOODMONT CAPITAL LP See All Filings	D/A	2017-12-05 14:24:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456971 Filed Document 0001456971-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-05 14:24:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEG FUND I, LLC See All Filings	D	2017-12-05 14:21:47 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers World Equity Group, Incorporated CIK Number 0001724201 Filed Document 0001724201-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 14:21:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Encore Multi-Family Fund I, LLC See All Filings	D	2017-12-05 14:18:02 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001723812 Filed Document 0001723812-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-12-05 14:18:02 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Smart Employee Benefits Inc. See All Filings	D	2017-12-05 14:16:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718130 Filed Document 0001718130-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-05 14:16:43 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Vukota Villages at Woodmen, LP See All Filings	D/A	2017-12-05 14:07:39 UTC
Amount To Be Raised $4,585,000 Associated Brokers / Dealers N/A CIK Number 0001668165 Filed Document 0001668165-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-05 14:07:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
REPAIRPAL INC See All Filings	D	2017-12-05 14:07:09 UTC
Amount To Be Raised $16,642,325 Associated Brokers / Dealers N/A CIK Number 0001428275 Filed Document 0001428275-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 14:07:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PARA PARTNERS LP See All Filings	D/A	2017-12-05 14:06:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000798674 Filed Document 0001315863-17-000928 Exclusions or Exemptions 506b Accepted Date 2017-12-05 14:06:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NW SPV III, LLC See All Filings	D	2017-12-05 13:54:49 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001724413 Filed Document 0001724413-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 13:54:49 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
VCM Tudor Heights, LP See All Filings	D	2017-12-05 13:50:51 UTC
Amount To Be Raised $7,144,382 Associated Brokers / Dealers N/A CIK Number 0001684333 Filed Document 0001684333-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-05 13:50:51 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
SKCP IV Invictus Co-Invest, L.P. See All Filings	D	2017-12-05 13:36:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724443 Filed Document 0001724443-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 13:36:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Etaphase Inc See All Filings	D	2017-12-05 13:32:23 UTC
Amount To Be Raised $975,094 Associated Brokers / Dealers N/A CIK Number 0001559831 Filed Document 0001559831-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-05 13:32:23 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Serenity Alternative Investments Fund I, LP See All Filings	D/A	2017-12-05 13:24:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664689 Filed Document 0001664689-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-05 13:24:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asilomar Bio, Inc. See All Filings	D	2017-12-05 13:24:22 UTC
Amount To Be Raised $12,579,000 Associated Brokers / Dealers N/A CIK Number 0001723422 Filed Document 0001723422-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 13:24:22 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SAMA FUND LLC See All Filings	D	2017-12-05 13:22:30 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001723844 Filed Document 0001433345-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-05 13:22:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund