Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AEI Net Lease Portfolio IV DST See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $19,495,000 Associated Brokers / Dealers FINRA Member Broker-Dealers CIK Number 0001660870 Filed Document 0001660870-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree High Yield Value Fund Offshore PLC See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479137 Filed Document 0000902664-16-004688 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Superior Ostrich, Inc. See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers PHX Financial, Inc. CIK Number 0001615083 Filed Document 0001387131-16-003885 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Roscoe Road Investors, LLC See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $4,655,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001662993 Filed Document 0001662993-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
National Lighting Solutions, LLC See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $251 Associated Brokers / Dealers N/A CIK Number 0001662941 Filed Document 0001662941-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EMPERY TAX EFFICIENT, LP See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597111 Filed Document 0001597111-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invenshure LLC See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001540556 Filed Document 0001235802-16-000189 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Argenta Private Capital Ltd See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Please see footnote 5 attached. CIK Number 0001133078 Filed Document 0001133078-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $Not Applicable Type of Security Other
Talamod Capital Partners - Offshore, Ltd. See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525664 Filed Document 0001525664-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised $15,302,161 Associated Brokers / Dealers Gregory Giles CIK Number 0001135856 Filed Document 0001135856-16-000375 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VertiFlex, Inc. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $45,720,683 Associated Brokers / Dealers N/A CIK Number 0001385978 Filed Document 0001385978-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crestline Offshore Recovery Fund III, L.P. See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565306 Filed Document 0000902664-16-004690 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
N-of-One, Inc. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001529194 Filed Document 0001529194-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PERSIMMON RESEARCH PARTNERS LP See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112747 Filed Document 0001112747-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meetoou, Inc. See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers n/a CIK Number 0001567842 Filed Document 0001567842-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Maybank Investors, LLC See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $5,451,000 Associated Brokers / Dealers N/A CIK Number 0001663439 Filed Document 0001663439-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Equity
DOXIMPLE, INC. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001662249 Filed Document 0001144204-16-074684 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Booth Agnor FX Fund, LP See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659745 Filed Document 0001659745-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSV Ventures I LLC, Series I-9 See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001663040 Filed Document 0001663040-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ener-Core, Inc. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Northland Securities, Inc. and Lake Street Capital Markets, LLC CIK Number 0001495536 Filed Document 0001213900-16-010037 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MACKAY MUNICIPAL OPPORTUNITIES FUND LP See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc., Jeffrey Anderson, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney LLC, and NYLIFE Distributors LLC CIK Number 0001432468 Filed Document 0001140361-16-047228 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cassique Fund, LP See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mid Atlantic Capital Corporation CIK Number 0001357915 Filed Document 0000919574-16-009001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Enam India Growth Fund (Cayman) Ltd See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630518 Filed Document 0001630518-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hamilton Lane Secondary Fund IV LP See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661706 Filed Document 0001661706-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverstone Strategic CIOC Partners, L.P. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $17,004,246 Associated Brokers / Dealers N/A CIK Number 0001662711 Filed Document 0001140361-16-047153 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sublime Technology, Inc. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001663339 Filed Document 0001663339-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BRVC Fund I, LLC See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662589 Filed Document 0001662589-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Content Watch Holdings, Inc. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $4,150,000 Associated Brokers / Dealers N/A CIK Number 0001663119 Filed Document 0001663119-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
APPSFREEDOM INC See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $3,991,751 Associated Brokers / Dealers N/A CIK Number 0001567748 Filed Document 0001567748-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Bocage Active Commodity Long Offshore Fund See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gallatin Capital LLC CIK Number 0001621337 Filed Document 0000935836-16-000642 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vineyard Ridge Investors, LLC See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001662984 Filed Document 0001662984-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Algeo Fund, L.P. See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559580 Filed Document 0001559580-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spring Hill Partners, LLC See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $4,655,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001662992 Filed Document 0001662992-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
PFM HEALTHCARE OFFSHORE FUND LTD See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001424501 Filed Document 0000935836-16-000635 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MINERVA SURGICAL INC See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001452965 Filed Document 0001452965-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised $19,362,320 Associated Brokers / Dealers Charles Steinberg CIK Number 0001135856 Filed Document 0001135856-16-000374 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HarbourVest 2015 Global Fund L.P. See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001637820 Filed Document 0001637820-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
River Fund, LP See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mid Atlantic Capital Corporation CIK Number 0001306077 Filed Document 0000919574-16-008999 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Challenger Health, LLC See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001662933 Filed Document 0001662921-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Advanced Life Settlement Portfolio 2016-5, LLC See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001663066 Filed Document 0001663066-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
GWM Capital Real Estate, LLC See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $5,263,158 Associated Brokers / Dealers N/A CIK Number 0001663542 Filed Document 0001663542-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KODIAK BP, LLC See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001663196 Filed Document 0001663196-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Loan Frame Technologies Pte. Ltd. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001662463 Filed Document 0001662463-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Debt
MACKAY MUNICIPAL OPPORTUNITIES MASTER FUND LP See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001432467 Filed Document 0001140361-16-047231 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IEC Institutional Fund III, L.P. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662121 Filed Document 0001662121-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sierra Ventures XI, L.P. See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised $170,900,000 Associated Brokers / Dealers N/A CIK Number 0001648306 Filed Document 0001648306-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HotChalk, Inc. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $83,102,739 Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001662164 Filed Document 0001662164-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Big Know, Inc. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $4,040,725 Associated Brokers / Dealers N/A CIK Number 0001664183 Filed Document 0001209191-16-092493 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Reservations Outdoors, LLC See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001662849 Filed Document 0001662849-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Kit Check, Inc. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001580791 Filed Document 0001580791-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt