Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AquaBounty Technologies, Inc. See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers NA CIK Number 0001603978 Filed Document 0001603978-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OMEGA OVERSEAS PARTNERS, LTD. See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001030696 Filed Document 0000945621-15-000243 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Radiant Value Partners, LP See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646743 Filed Document 0001646743-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RUSSELL INSTITUTIONAL FUNDS LLC - RUSSELL CORE BOND FUND See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers Russell Financial Services, Inc. part of Russell Investments CIK Number 0001440835 Filed Document 0001440835-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BENNETT LAWRENCE EMERGING GROWTH FUND LP See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001165579 Filed Document 0001165579-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Highbridge Principal Strategies - European Asset Value Offshore Fund, L.P. See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647761 Filed Document 0001140361-15-027326 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ID Global Solutions Corp See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers Network 1 Financial Securities, Inc. CIK Number 0001534154 Filed Document 0001615774-15-001741 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Specialty Finance Associates, LLC See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Kevin Reising CIK Number 0001604683 Filed Document 0001604683-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Intuity Medical, Inc. See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised $2,000,001 Associated Brokers / Dealers N/A CIK Number 0001484074 Filed Document 0001484074-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RUSSELL INSTITUTIONAL FUNDS, LLC - RUSSELL LOW DURATION BOND FUND See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Financial Services, Inc. CIK Number 0001551848 Filed Document 0001551848-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Finavera Solar Energy Inc. See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised $953,219 Associated Brokers / Dealers N/A CIK Number 0001647508 Filed Document 0001647508-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Sapphire Star Partners LP See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647565 Filed Document 0001647565-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Terbium Labs, LLC See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised $2,272,000 Associated Brokers / Dealers N/A CIK Number 0001644142 Filed Document 0001144204-15-042388 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Pyramis International Growth Fund, LLC See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pyramis Distributors Corporation LLC and Fidelity Brokerage Services, LLC CIK Number 0001143453 Filed Document 0001412740-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Property Partners International - A L.P. See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644914 Filed Document 0001644914-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascend ERSRI Fund LP See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647666 Filed Document 0001405086-15-000193 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Andrews Park, LLC See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001647562 Filed Document 0001647562-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CCCM Transnational LLC See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised $10,100,000 Associated Brokers / Dealers N/A CIK Number 0001647266 Filed Document 0001647237-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Private Capital Index, Inc. See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised $3,749,800 Associated Brokers / Dealers N/A CIK Number 0001514951 Filed Document 0001514951-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Greyson Asia Fund, LP See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527548 Filed Document 0001528408-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clinect Healthcare, Inc. See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001647342 Filed Document 0001647342-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
EverCharge, Inc. See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001646971 Filed Document 0001646971-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Electric Utilities Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Opus Point Healthcare Innovations (Offshore) Fund Ltd. See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528149 Filed Document 0001642632-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Commonfund Capital Emerging Markets 2013, L.P. See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised $197,750,000 Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001563682 Filed Document 0001563682-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StepStone Capital Partners III Offshore, L.P. See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647726 Filed Document 0001140361-15-027465 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bow & Arrow Brewing Co. See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001596008 Filed Document 0001596008-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
Acequia Capital CP II LLC See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised $13,300,000 Associated Brokers / Dealers N/A CIK Number 0001646060 Filed Document 0001646060-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OMEGA EQUITY INVESTORS, L.P. See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001136092 Filed Document 0000945621-15-000242 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sticky Technologies LLC See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001631901 Filed Document 0001631901-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $Not Applicable Type of Security Equity
FLAVORCLOUD LLC See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001611104 Filed Document 0001611104-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Midwest Regional Bancorp, Inc. See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised $5,999,997 Associated Brokers / Dealers N/A CIK Number 0001469139 Filed Document 0001469139-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
HyperSciences, Inc. See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001646921 Filed Document 0001646921-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Pyramis High Yield Fund, LLC See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pyramis Distributors Corporation LLC and Fidelity Brokerage Services, LLC CIK Number 0001139617 Filed Document 0001412740-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Outbox Systems, Inc. See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001640426 Filed Document 0001640426-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Pueblo Retail Center, LLC See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646201 Filed Document 0001646201-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BENNETT LAWRENCE OFFSHORE LTD See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031236 Filed Document 0001031236-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Specialty Finance Associates, LLC See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Kevin Reising CIK Number 0001604683 Filed Document 0001604683-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Russell Institutional Funds LLC - Russell Global Real Estate Securities Fund See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers Russell Financial Services, Inc., part of Russell Investments CIK Number 0001582937 Filed Document 0001582937-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Russell Institutional Funds LLC - Russell Global Listed Infrastructure Fund See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers Russell Financial Services, Inc., part of Russell Investments CIK Number 0001582874 Filed Document 0001582874-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sixty Capital Fund, LLC See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646833 Filed Document 0001646833-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Advanced Technology Applications Group, Inc. See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001646907 Filed Document 0001646907-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Housing Fund, L.P. See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570842 Filed Document 0001570842-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XPLOR GLOBAL CTA FUND LP See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424294 Filed Document 0001424294-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WAYPOINT VALENCIA INVESTORS LP See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised $14,379,625 Associated Brokers / Dealers Waypoint Direct Investments, LLC CIK Number 0001561159 Filed Document 0001382963-15-000087 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Zaxis ELS Fund, Ltd. See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524818 Filed Document 0000935836-15-000371 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PB Coatue Private Fund Feeder II, L.P. See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securties (USA) LLC CIK Number 0001648029 Filed Document 0001648029-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Poise Lending Fund, LP See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647534 Filed Document 0001647534-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Native Rock Investment, LLC See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001647399 Filed Document 0001647399-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Club Deal 120 Whisper Valley Ltd See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James Alden CIK Number 0001370141 Filed Document 0001546927-15-000199 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
UROLOGY DIAGNOSTICS, INC. See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001647451 Filed Document 0001647451-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt