|
|
D/A |
2017-12-01 16:54:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001513882
- Filed Document
- 0000902664-17-004472
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 16:54:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-01 16:53:24 UTC |
- Amount To Be Raised
- $45,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000893949
- Filed Document
- 0001209191-17-063235
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 16:53:24 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-12-01 16:52:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001562852
- Filed Document
- 0000902664-17-004471
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 16:52:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-01 16:50:30 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Ali Alogaili
- CIK Number
- 0001718314
- Filed Document
- 0001718314-17-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 16:50:30 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2017-12-01 16:49:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680223
- Filed Document
- 0001680223-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 16:49:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-01 16:49:04 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588504
- Filed Document
- 0001588504-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 16:49:04 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-12-01 16:46:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593358
- Filed Document
- 0001258075-17-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 16:46:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-01 16:45:44 UTC |
- Amount To Be Raised
- $24,896,314
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC
- CIK Number
- 0001570158
- Filed Document
- 0001570158-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 16:45:44 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-01 16:45:04 UTC |
- Amount To Be Raised
- $3,109,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724188
- Filed Document
- 0001724188-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 16:45:04 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-01 16:42:32 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720029
- Filed Document
- 0001720029-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 16:42:32 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-01 16:37:18 UTC |
- Amount To Be Raised
- $2,515,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724109
- Filed Document
- 0001477932-17-005926
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 16:37:18 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-01 16:36:36 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- GP NURMENKARI INC.
- CIK Number
- 0001724109
- Filed Document
- 0001477932-17-005925
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 16:36:36 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-12-01 16:35:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- GP NURMENKARI INC.
- CIK Number
- 0001724109
- Filed Document
- 0001477932-17-005924
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 16:35:57 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Lombard International Life Assurance Co Separate Account VA 187
See All Filings
|
D |
2017-12-01 16:34:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lion Street Financial, LLC
- CIK Number
- 0001723367
- Filed Document
- 0001723367-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 16:34:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-01 16:30:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724203
- Filed Document
- 0001724199-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 16:30:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-01 16:30:49 UTC |
- Amount To Be Raised
- $16,488,801
- Associated Brokers / Dealers
- Christina S. Nielson, Timothy L. Stauffer, Corbin S. Thomas, Tom T. Teraoka, Joseph G. Michaletz, Marcia A. Geltman, Daniel P. Raupp, Damian J. Dering, Bryon J. Ishiwata, Delmar V. McKinney II, Dominick J. Sarinelli, Preston P. Mokris, James T. Walesa, Maureen L. Verduyn, Nicholas J. Gardner, Paul L. Roger, Inland Sercurities Corporation, Mark L. Lopez, Justin C. Lowy, Gregory P. Hunter, James A. Parry Sr., Richard M. Waters Jr,, Michael T. Moomaw, and Inland Securities Corporation
- CIK Number
- 0001714749
- Filed Document
- 0001714749-17-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 16:30:49 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-12-01 16:28:54 UTC |
- Amount To Be Raised
- $11,000,088
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724100
- Filed Document
- 0001724100-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 16:28:54 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-01 16:28:28 UTC |
- Amount To Be Raised
- $1,124,469
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723928
- Filed Document
- 0001723928-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 16:28:28 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-01 16:16:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697925
- Filed Document
- 0001258075-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 16:16:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-01 16:15:18 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604627
- Filed Document
- 0001511164-17-000732
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 16:15:18 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2017-12-01 16:11:21 UTC |
- Amount To Be Raised
- $5,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717078
- Filed Document
- 0001717078-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 16:11:21 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-01 16:05:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682647
- Filed Document
- 0001258075-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 16:05:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-01 16:01:55 UTC |
- Amount To Be Raised
- $3,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717151
- Filed Document
- 0001717151-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 16:01:55 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-01 16:01:30 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001271075
- Filed Document
- 0001615774-17-007069
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 16:01:30 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D |
2017-12-01 16:00:42 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield
- CIK Number
- 0001723307
- Filed Document
- 0001723307-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 16:00:42 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-01 15:56:05 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001435387
- Filed Document
- 0001144204-17-061906
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:56:05 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-12-01 15:52:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001276687
- Filed Document
- 0001276687-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:52:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-01 15:51:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- more than 5
- CIK Number
- 0001258078
- Filed Document
- 0001258075-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:51:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-01 15:48:56 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724209
- Filed Document
- 0001724209-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:48:56 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-01 15:47:24 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724208
- Filed Document
- 0001724208-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:47:24 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A POS |
2017-12-01 15:43:25 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- 0
- CIK Number
- 0001579586
- Filed Document
- 0001579586-17-000002
- Accepted Date
- 2017-12-01 15:43:25 UTC
- Type of Offering
- 1-A POS
- Industry
- SERVICES-MISCELLANEOUS BUSINESS SERVICES
- Offering Tier
- Tier1
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- $0
- State of Jurisdiction
- NEW YORK
- Type of Security
- Equity (common or preferred stock)
|
|
|
D/A |
2017-12-01 15:42:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001079826
- Filed Document
- 0001079826-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:42:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-01 15:39:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668257
- Filed Document
- 0001258075-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:39:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-01 15:37:27 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625447
- Filed Document
- 0001625447-17-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:37:27 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-12-01 15:36:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC and MORGAN STANLEY SMITH BARNEY LLC
- CIK Number
- 0001690892
- Filed Document
- 0001690892-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:36:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-01 15:31:11 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669388
- Filed Document
- 0001382963-17-000182
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:31:11 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-01 15:27:42 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724103
- Filed Document
- 0001382963-17-000181
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:27:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-01 15:27:05 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001498932
- Filed Document
- 0001498932-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:27:05 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-12-01 15:24:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- more than 5
- CIK Number
- 0001258075
- Filed Document
- 0001258075-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:24:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-01 15:23:38 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680815
- Filed Document
- 0001680815-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:23:38 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-01 15:22:08 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- Christy Senglaub
- CIK Number
- 0001708870
- Filed Document
- 0001708870-17-000041
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:22:08 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-12-01 15:20:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001281984
- Filed Document
- 0001213900-17-012838
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:20:58 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-12-01 15:20:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC, MORGAN STANLEY SMITH BARNEY LLC, and CITIGROUP GLOBAL MARKETS INC.
- CIK Number
- 0001690893
- Filed Document
- 0001690893-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:20:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-01 15:16:43 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- Noth South Capital, LLC
- CIK Number
- 0001678279
- Filed Document
- 0001678279-17-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-12-01 15:16:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-01 15:15:47 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- AEI Securities, Inc., H.D. Vest Investment Services, Lincoln Financial Advisors Corporation, FSC Securities Corporation, and Woodbury Financial Service, Inc.
- CIK Number
- 0001690430
- Filed Document
- 0001690430-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:15:47 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Other
|
|
|
D |
2017-12-01 15:14:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001722093
- Filed Document
- 0001722093-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:14:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-01 15:13:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC, MORGAN STANLEY SMITH BARNEY LLC, and CITIGROUP GLOBAL MARKETS INC.
- CIK Number
- 0001690894
- Filed Document
- 0001690894-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:13:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-01 15:11:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659818
- Filed Document
- 0001659828-17-000106
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:11:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-01 15:02:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724157
- Filed Document
- 0001724157-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:02:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-01 15:00:52 UTC |
- Amount To Be Raised
- $1,196,236
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001385666
- Filed Document
- 0001385666-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:00:52 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|