Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Marathon-London Emerging Markets Investment Trust See All Filings	D/A	2018-01-03 19:16:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692687 Filed Document 0001692687-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 19:16:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avatar Capital Finance LLC See All Filings	D	2018-01-03 19:15:27 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 19:15:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
MARATHON LONDON GLOBAL INVESTMENT TRUST I See All Filings	D/A	2018-01-03 19:13:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000932361 Filed Document 0000932361-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 19:13:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CI (TRANSPORT) CO-INVESTMENT PARTNERS, L.P. See All Filings	D	2018-01-03 19:07:44 UTC
Amount To Be Raised $25,110,000 Associated Brokers / Dealers N/A CIK Number 0001726509 Filed Document 0001726509-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-03 19:07:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CI (TRANSPORT) CO-INVESTMENT PARTNERS, L.P. See All Filings	D	2018-01-03 19:07:42 UTC
Amount To Be Raised $25,110,000 Associated Brokers / Dealers N/A CIK Number 0001726509 Filed Document 0001726509-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 19:07:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMPERY TAX EFFICIENT, LP See All Filings	D/A	2018-01-03 19:07:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597111 Filed Document 0001597111-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 19:07:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARATHON-LONDON INTERNATIONAL INVESTMENT TRUST I See All Filings	D/A	2018-01-03 19:07:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000926851 Filed Document 0000926851-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 19:07:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon-London Global Fund of The Marathon-London Pooled Trust See All Filings	D/A	2018-01-03 19:04:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458287 Filed Document 0001458287-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 19:04:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARATHON-LONDON INTERNATIONAL FUND OF THE MARATHON-LONDON GROUP TRUST FOR EMPLOYEE BENEFIT PLANS See All Filings	D/A	2018-01-03 19:01:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000932058 Filed Document 0000932058-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 19:01:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARATHON-LONDON GLOBAL EX U.S. FUND OF THE MARATHON-LONDON GROUP TRUST FOR EMPLOYEE BENEFIT PLANS See All Filings	D/A	2018-01-03 18:56:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381277 Filed Document 0001381277-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 18:56:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ener-Core, Inc. See All Filings	D/A	2018-01-03 18:48:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers J. Streicher Capital LLC CIK Number 0001495536 Filed Document 0001213900-18-000089 Exclusions or Exemptions 506b Accepted Date 2018-01-03 18:48:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Cityblock Health, Inc. See All Filings	D	2018-01-03 18:32:01 UTC
Amount To Be Raised $6,090,005 Associated Brokers / Dealers N/A CIK Number 0001726601 Filed Document 0001726601-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 18:32:01 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arcturus Therapeutics Ltd. See All Filings	D	2018-01-03 18:28:49 UTC
Amount To Be Raised $67,776,096 Associated Brokers / Dealers None CIK Number 0001566049 Filed Document 0001610618-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 18:28:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kalytera Therapeutics, Inc. See All Filings	D	2018-01-03 18:23:16 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers ECHELON WEALTH PARTNERS INC. CIK Number 0001639643 Filed Document 0001639643-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-03 18:23:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
GarageSkins, Inc. See All Filings	D	2018-01-03 18:16:07 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001714911 Filed Document 0001714911-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-01-03 18:16:07 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
GarageSkins, Inc. See All Filings	D	2018-01-03 18:06:25 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001714911 Filed Document 0001714911-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-03 18:06:25 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Saturn Five Concrete Curb LLC See All Filings	D	2018-01-03 17:59:51 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001726975 Filed Document 0001726975-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 17:59:51 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lantern Capital Partners Fund I (E), L.P. See All Filings	D	2018-01-03 17:54:15 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Edgeline Capital, L.L.C. CIK Number 0001674061 Filed Document 0001674061-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 17:54:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AACP China Venture Investors E, L.P. See All Filings	D	2018-01-03 17:54:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725349 Filed Document 0001725349-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 17:54:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GarageSkins, Inc. See All Filings	D	2018-01-03 17:54:05 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001714911 Filed Document 0001714911-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-03 17:54:05 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Reston Crossing Senior Mezz, L.L.C. See All Filings	D	2018-01-03 17:49:50 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001726562 Filed Document 0001726562-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 17:49:50 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sydney Roads Investments, LLC See All Filings	D/A	2018-01-03 17:49:12 UTC
Amount To Be Raised $8,600,000 Associated Brokers / Dealers N/A CIK Number 0001727025 Filed Document 0001727025-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-03 17:49:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Surgery Center at St. Vincent, LLC See All Filings	D	2018-01-03 17:49:05 UTC
Amount To Be Raised $1,960,000 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001692826 Filed Document 0001692826-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 17:49:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
inFactor Corp See All Filings	D	2018-01-03 17:44:01 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001726762 Filed Document 0001726762-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 17:44:01 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
inFactor Development, Inc. See All Filings	D	2018-01-03 17:38:03 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001726763 Filed Document 0001726763-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 17:38:03 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
GarageSkins, Inc. See All Filings	D	2018-01-03 17:33:16 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001714911 Filed Document 0001714911-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 17:33:16 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Alpha Omega Financial Systems, Inc. See All Filings	D	2018-01-03 17:30:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001726722 Filed Document 0001726722-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 17:30:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
International Square Senior Mezz, L.L.C. See All Filings	D	2018-01-03 17:30:02 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001726544 Filed Document 0001726544-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 17:30:02 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pearl Digital Opportunities Fund, LLC See All Filings	D	2018-01-03 17:28:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726941 Filed Document 0001726941-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 17:28:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Beenest Inc. See All Filings	D	2018-01-03 17:26:27 UTC
Amount To Be Raised $20,472,353 Associated Brokers / Dealers N/A CIK Number 0001725682 Filed Document 0001725682-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-03 17:26:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Ghost Flower, Inc. See All Filings	D	2018-01-03 17:17:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001725855 Filed Document 0001725855-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 17:17:21 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Edisun Microgrids, Inc. See All Filings	D	2018-01-03 17:06:01 UTC
Amount To Be Raised $654,458 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001593780 Filed Document 0001593780-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-03 17:06:01 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sydney Roads Investments, LLC See All Filings	D	2018-01-03 17:05:14 UTC
Amount To Be Raised $8,600,000 Associated Brokers / Dealers N/A CIK Number 0001727025 Filed Document 0001726971-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-03 17:05:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCKINLEY CAPITAL MANAGEMENT INC See All Filings	D/A	2018-01-03 17:04:40 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001453995 Filed Document 0001144204-18-000570 Exclusions or Exemptions 506b Accepted Date 2018-01-03 17:04:40 UTC Type of Offering D/A Industry Other Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
Atomontage Inc. See All Filings	D	2018-01-03 17:00:48 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001726615 Filed Document 0001726615-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 17:00:48 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
1775 Pennsylvania Avenue Senior Mezz, L.L.C. See All Filings	D	2018-01-03 16:58:07 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001726585 Filed Document 0001726585-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 16:58:07 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ReWoven, Inc. See All Filings	D	2018-01-03 16:57:37 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001726770 Filed Document 0001726770-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 16:57:37 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Trinity Storage I, LP See All Filings	D	2018-01-03 16:54:37 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001678482 Filed Document 0001079973-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 16:54:37 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
TLT Group Colonnade, LLC See All Filings	D	2018-01-03 16:52:11 UTC
Amount To Be Raised $725,000 Associated Brokers / Dealers N/A CIK Number 0001726728 Filed Document 0001726728-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 16:52:11 UTC Type of Offering D Industry Restaurants Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Debt
OUTLIER REALTY TRUST, INC. See All Filings	D/A	2018-01-03 16:51:45 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001698200 Filed Document 0001698200-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-03 16:51:45 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 198 See All Filings	D	2018-01-03 16:50:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Investacorp, Inc. CIK Number 0001726810 Filed Document 0001726810-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 16:50:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PPE Ohio Two SL, L.P. See All Filings	D	2018-01-03 16:49:41 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001726925 Filed Document 0001726925-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 16:49:41 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
GREEN BLENDER, INC. See All Filings	D/A	2018-01-03 16:48:51 UTC
Amount To Be Raised $2,100,001 Associated Brokers / Dealers N/A CIK Number 0001640107 Filed Document 0001640107-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 16:48:51 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 196 See All Filings	D	2018-01-03 16:46:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers World Equity Group, Inc. CIK Number 0001726811 Filed Document 0001726811-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 16:46:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 195 See All Filings	D	2018-01-03 16:41:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC CIK Number 0001726772 Filed Document 0001726772-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 16:41:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Globin Solutions, Inc. See All Filings	D	2018-01-03 16:40:42 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001723208 Filed Document 0001723208-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 16:40:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
DogHero, Ltd. See All Filings	D	2018-01-03 16:34:34 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001679568 Filed Document 0001679568-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 16:34:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
HAR-AOS, LLC See All Filings	D	2018-01-03 16:27:02 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001726953 Filed Document 0001726953-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 16:27:02 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
1747 Pennsylvania Avenue Senior Mezz, L.L.C. See All Filings	D	2018-01-03 16:22:23 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001726538 Filed Document 0001726538-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 16:22:23 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TIMESSQUARE FOCUS FUND L P See All Filings	D/A	2018-01-03 16:22:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387581 Filed Document 0001387581-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 16:22:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund