Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LANAI HOLDINGS I, LLC See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652389 Filed Document 0001652389-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BARCLAYS WEALTH ADVISOR SERIES - MULTI-MANAGER INTERNATIONAL EQUITY LTD See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Lehman Brothers Inc. CIK Number 0001432635 Filed Document 0000899140-15-000671 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SOMERSET OUTPATIENT SURGERY, L.L.C. See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $463,770 Associated Brokers / Dealers N/A CIK Number 0001395142 Filed Document 0001395142-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Sapphire Partners, L.P. See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651733 Filed Document 0001651733-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Carter Holding Enterprises, LLC See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers N/A CIK Number 0001652354 Filed Document 0001652354-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Stirling Lafayette Communities, L.L.C. See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652273 Filed Document 0001652273-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
ALAF II Private Investors Offshore, L.P. See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652420 Filed Document 0001012975-15-000665 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MV VC Fund V LLC See All Filings	D/A	2015-09-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001639011 Filed Document 0001639011-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Raymond James Tax Credit Fund 41 L.L.C. See All Filings	D	2015-09-02 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Sean M. Hannan CIK Number 0001651512 Filed Document 0001651512-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
WealthForge Holdings, Inc. See All Filings	D	2015-09-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001550313 Filed Document 0001550313-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MV Startup Fund XXIV LLC See All Filings	D/A	2015-09-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001630953 Filed Document 0001644300-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Mt. Tam Partners, L.P. See All Filings	D/A	2015-09-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473919 Filed Document 0000935836-15-000467 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Earnest Emerging Markets Pooled Group Trust See All Filings	D/A	2015-09-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486471 Filed Document 0000897069-15-000446 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley Opportunistic Fund LP See All Filings	D/A	2015-09-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC, UBS Financial Services Inc., and UBS Financial Services Inc. CIK Number 0001354018 Filed Document 0000899140-15-000658 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Reigning Champs LLC See All Filings	D	2015-09-02 00:00:00 UTC
Amount To Be Raised $15,000,003 Associated Brokers / Dealers N/A CIK Number 0001590422 Filed Document 0001590422-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Solus LLC See All Filings	D/A	2015-09-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Constellation Wealth Advisors LLC and Watermill Institutional Trading LLC CIK Number 0001229130 Filed Document 0000902664-15-003558 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-MKQ-12-Fund, a series of AngelList Funds, LLC See All Filings	D	2015-09-02 00:00:00 UTC
Amount To Be Raised $89,000 Associated Brokers / Dealers N/A CIK Number 0001652188 Filed Document 0001652188-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Platinum Partners Liquid Opportunity Fund (International) Ltd. See All Filings	D/A	2015-09-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464650 Filed Document 0000902664-15-003565 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PopBookings, LLC See All Filings	D	2015-09-02 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001652598 Filed Document 0001652598-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Infinity Alternative Income Fund, LP See All Filings	D/A	2015-09-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629655 Filed Document 0001629655-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMS Ltd See All Filings	D/A	2015-09-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Constellation Wealth Advisors LLC CIK Number 0001421736 Filed Document 0000902664-15-003560 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VINE WESTCON SPV, LP See All Filings	D	2015-09-02 00:00:00 UTC
Amount To Be Raised $5,970,000 Associated Brokers / Dealers N/A CIK Number 0001652516 Filed Document 0001652516-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Electric Objects Inc. See All Filings	D	2015-09-02 00:00:00 UTC
Amount To Be Raised $4,999,994 Associated Brokers / Dealers N/A CIK Number 0001606340 Filed Document 0001606340-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-SGB-16-Fund, a series of AngelList-CP-Funds, LLC See All Filings	D	2015-09-02 00:00:00 UTC
Amount To Be Raised $252,997 Associated Brokers / Dealers N/A CIK Number 0001652153 Filed Document 0001652153-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HERO DVO INVESTOR, LLC See All Filings	D	2015-09-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001634473 Filed Document 0001015325-15-000020 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Silvercrest Municipal Advantage Portfolio A LLC See All Filings	D/A	2015-09-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363308 Filed Document 0001012975-15-000662 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TYLER PLACE MHC, LLC See All Filings	D	2015-09-02 00:00:00 UTC
Amount To Be Raised $649,000 Associated Brokers / Dealers N/A CIK Number 0001652295 Filed Document 0001652295-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Light Street SPVH, L.P. See All Filings	D	2015-09-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652384 Filed Document 0001652384-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Volos Portfolio Solutions, LLC See All Filings	D	2015-09-02 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001652146 Filed Document 0001652146-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Aerin Medical, Inc. See All Filings	D/A	2015-09-02 00:00:00 UTC
Amount To Be Raised $14,355,003 Associated Brokers / Dealers Harry Meade Flavin Jr. CIK Number 0001536647 Filed Document 0001536647-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alder Offshore Partners Ltd See All Filings	D/A	2015-09-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377545 Filed Document 0000935836-15-000468 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sectoral Emerging Markets Healthcare Fund, L.P. See All Filings	D	2015-09-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646194 Filed Document 0001646194-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCYFIX LLC See All Filings	D	2015-09-02 00:00:00 UTC
Amount To Be Raised $4,000,001 Associated Brokers / Dealers N/A CIK Number 0001408142 Filed Document 0001408142-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Acadian U.S. Managed Volatility Equity Fund, LLC See All Filings	D/A	2015-09-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001516584 Filed Document 0001516584-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZUMILA INC. See All Filings	D	2015-09-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001652526 Filed Document 0001652526-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
MMLISI FINANCIAL ALLIANCES LLC See All Filings	D	2015-09-02 00:00:00 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers N/A CIK Number 0001456663 Filed Document 0001456663-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SummerHaven Commodity Fund Offshore, Ltd. See All Filings	D	2015-09-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546157 Filed Document 0000919574-15-006710 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
INTERFACE, INC. See All Filings	D	2015-09-02 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001652278 Filed Document 0001652278-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Prime Healthcare Investors Fund I, LLC See All Filings	D	2015-09-02 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001651156 Filed Document 0001651156-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Viceroy Capital Healthcare II, Ltd. See All Filings	D	2015-09-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651629 Filed Document 0001315863-15-000737 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Core Visionary Fund II, L.P. See All Filings	D	2015-09-02 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001652163 Filed Document 0001652163-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EARNEST INTERNATIONAL POOLED GROUP TRUST See All Filings	D/A	2015-09-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438810 Filed Document 0000897069-15-000447 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MORGAN STANLEY OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P See All Filings	D/A	2015-09-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC and UBS Financial Services Inc. CIK Number 0001376082 Filed Document 0000899140-15-000659 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
1873 Group, LLC See All Filings	D/A	2015-09-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers n/a CIK Number 0001630959 Filed Document 0001630959-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
A-KEF-13-Fund, a series of AngelList-ER-Funds, LLC See All Filings	D	2015-09-02 00:00:00 UTC
Amount To Be Raised $202,998 Associated Brokers / Dealers N/A CIK Number 0001652172 Filed Document 0001652172-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Featherstone Partners, LLC See All Filings	D	2015-09-02 00:00:00 UTC
Amount To Be Raised $12,363,500 Associated Brokers / Dealers N/A CIK Number 0001652213 Filed Document 0001140361-15-034276 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Cardon Healthcare Holdings, LLC See All Filings	D	2015-09-02 00:00:00 UTC
Amount To Be Raised $620,000 Associated Brokers / Dealers N/A CIK Number 0001541460 Filed Document 0001541460-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Standard TEI Investors L.P. See All Filings	D	2015-09-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Lehman Brothers Inc. CIK Number 0001652378 Filed Document 0000899140-15-000655 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Treasure Data, Inc. See All Filings	D	2015-09-02 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001581802 Filed Document 0001581802-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Honor Mountain Interactive Inc See All Filings	D	2015-09-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650001 Filed Document 0001650001-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity