Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AHCO Bond Fund, LLC See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585243 Filed Document 0001088968-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Zodius Technology Fund II See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001614891 Filed Document 0001614891-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
56 Harrison St. New Roc Equities LLC See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $6,825,000 Associated Brokers / Dealers Time Equities Securities LLC and Time Equities Securities LLC CIK Number 0001652247 Filed Document 0001652247-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ITALIENNE LLC See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001646437 Filed Document 0001646437-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL GROWTH EQUITY LTD See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Lehman Brothers Inc. CIK Number 0001430481 Filed Document 0000899140-15-000668 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Orange 2015 DisloCredit Fund, LP See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652215 Filed Document 0001652215-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALAF II Private Investors 1, LLC See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652419 Filed Document 0001012975-15-000664 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GSO Energy Partners-C II LP See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001652072 Filed Document 0000950142-15-002049 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Flint Hills Strategic Small Mid Cap L.P. See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001524474 Filed Document 0001524474-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL GROWTH EQUITY LP See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Lehman Brothers Inc. CIK Number 0001430741 Filed Document 0000899140-15-000663 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Infinity Premier Fund (QP) Cayman, L.P. See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569534 Filed Document 0001315863-15-000746 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised $5,497,676 Associated Brokers / Dealers Michael Shannon and Victor Bell CIK Number 0001135856 Filed Document 0001135856-15-000257 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Breethe, Inc. See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001631734 Filed Document 0001631734-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Miravan, LLC See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $1,406,460 Associated Brokers / Dealers N/A CIK Number 0001652239 Filed Document 0001652239-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
deeproot 575 Fund, LLC See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001652459 Filed Document 0001652459-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Denver Multifamily Portfolio DST See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $9,198,099 Associated Brokers / Dealers Chay Lapin CIK Number 0001651314 Filed Document 0000950138-15-000596 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
4ME Group LLC See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001652292 Filed Document 0001652292-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
BrainScope Company, Inc. See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $2,915,000 Associated Brokers / Dealers N/A CIK Number 0001369576 Filed Document 0001369576-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Core Ventures Group Fund II, L.P. See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001652388 Filed Document 0001652388-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUVRETTA OFFSHORE FUND, LTD. See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bren Ventures LLC, Omar Naeem, and Citigroup Global Markets Inc. CIK Number 0001557912 Filed Document 0000919574-15-006717 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AlternativeFocus Shannon River Partners II L.P. See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001529928 Filed Document 0000899140-15-000683 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Barclays Wealth Advisor Series - International Value Equity III L.P. See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001627614 Filed Document 0000899140-15-000669 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TRUEANTHEM Corp See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001508666 Filed Document 0001508666-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COMPASS PARTNERS INVESTMENTS LLP See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586545 Filed Document 0001405086-15-000241 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Dimensional Funds plc - Multi-Factor Balanced Fund See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531806 Filed Document 0000945621-15-000277 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flint Hills SQ Opportunity L.P. See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001529988 Filed Document 0001529988-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flint Hills SQ Opportunity L.P. See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001529988 Filed Document 0001524474-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Capital Northwest, LLC See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001627171 Filed Document 0001627171-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Red Bear Angels Management LLC See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001651178 Filed Document 0001651178-15-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AlternativeFocus Brevan Howard L.P. See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001476585 Filed Document 0000899140-15-000676 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SC Strategic Opportunity Fund, LLC See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001651924 Filed Document 0001382963-15-000106 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLINT HILLS MANAGED EQUITY FUND I L P See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001043091 Filed Document 0001043091-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MID-AMERICA ANGELS INVESTMENTS LLC See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $741,920 Associated Brokers / Dealers N/A CIK Number 0001383457 Filed Document 0001383457-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Debt
Ivenix, Inc. See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $14,799,997 Associated Brokers / Dealers N/A CIK Number 0001402551 Filed Document 0001402551-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
400 Capital Credit Opportunities Fund LP See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EDGELINE CAPITAL, LLC., FOURBRIDGES SECURITIES, LLC, YOUNG AMERICA CAPITAL, LLC, and MISCHLER FINANCIAL GROUP, INC. CIK Number 0001467029 Filed Document 0000919574-15-006729 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Griti, Inc. See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001652302 Filed Document 0001652302-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Mommsen Tactical Trading LP See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580200 Filed Document 0001580200-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FLINT HILLS LONG/SHORT EQUITY L P See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001314084 Filed Document 0001314084-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rhumbix, Inc. See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $7,034,517 Associated Brokers / Dealers N/A CIK Number 0001652117 Filed Document 0001652117-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PGP Stanton Medical, LLC See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $280,000 Associated Brokers / Dealers N/A CIK Number 0001652337 Filed Document 0001652337-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
High Brew Coffee, Inc. See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $3,022,600 Associated Brokers / Dealers N/A CIK Number 0001618063 Filed Document 0001618063-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Polarean, Inc. See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $10,595,881 Associated Brokers / Dealers BA Securities, LLC CIK Number 0001543089 Filed Document 0001543089-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Brookdale Equity Long/Short Fund, L.P. See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614867 Filed Document 0001315863-15-000747 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALENTX INC See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001220832 Filed Document 0001615594-15-000111 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
Verengo, Inc. See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $3,166,595 Associated Brokers / Dealers N/A CIK Number 0001509200 Filed Document 0001140361-15-034730 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MSJMAN Authenticated Digital Fund, LLC See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001652417 Filed Document 0001652417-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
OurCrowd (Investment in BT9 - II) L.P. See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $208,100 Associated Brokers / Dealers N/A CIK Number 0001624211 Filed Document 0001465818-15-000017 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Fanpics, LLC See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Brett Story CIK Number 0001605836 Filed Document 0001605836-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL VALUE EQUITY LP See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Lehman Brothers Inc. CIK Number 0001424905 Filed Document 0000899140-15-000664 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised $3,659,921 Associated Brokers / Dealers Robert Leeper CIK Number 0001135856 Filed Document 0001135856-15-000256 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund