Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NantCell, Inc. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001642116 Filed Document 0001642116-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ionic Enhanced Strategy Fund Ltd. See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557765 Filed Document 0001557765-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hydrate Resources Corp See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $22,609 Associated Brokers / Dealers N/A CIK Number 0001652709 Filed Document 0001652709-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
NantOmics, LLC See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001631644 Filed Document 0001631644-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PG R-Sub Partners, LLC See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $1,575,000 Associated Brokers / Dealers N/A CIK Number 0001652581 Filed Document 0001652581-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Collegian Venture, L.L.C. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001652708 Filed Document 0001652708-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
York Credit Opportunities HedgeFocus Fund LP See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001579798 Filed Document 0001615853-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CodePen, Inc. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001650416 Filed Document 0001646971-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BAIRD PRINCIPAL GROUP PARTNERS FUND I LIMITED PARTNERSHIP See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001651750 Filed Document 0001651750-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Canyon Balanced HedgeFocus Fund Ltd See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001630452 Filed Document 0001630452-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HVAC I LLC See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $6,700,000 Associated Brokers / Dealers Carla Properties, Ltd. CIK Number 0001652890 Filed Document 0001652890-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OREGON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
MKP Opportunity HedgeFocus Fund LP See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001571031 Filed Document 0001571031-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT SOUTHWEST CROSSING LLC See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001650859 Filed Document 0001650859-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
VERGER CAPITAL FUND LLC See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618796 Filed Document 0001209191-15-070036 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plymouth Lane Partners (Offshore), Ltd. See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617307 Filed Document 0000919574-15-006825 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BOOMiO, Inc. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001604824 Filed Document 0000927087-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MKP Opportunity HedgeFocus Fund Ltd See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001572779 Filed Document 0001572779-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPF HedgeFocus Fund Ltd See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001615853 Filed Document 0001615853-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GUGGENHEIM LOAN FUND, LLC See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GUGGENHEIM SECURITIES, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001588382 Filed Document 0000899140-15-000695 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Whiskey Row 3, LLC See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $280,000 Associated Brokers / Dealers N/A CIK Number 0001655392 Filed Document 0001655392-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
PointBridge Fund Ltd See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618771 Filed Document 0000950142-15-002060 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Hapten Sciences, Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001526465 Filed Document 0001526465-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Happy Creek Minerals Ltd. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $828,750 Associated Brokers / Dealers N/A CIK Number 0001653011 Filed Document 0001653011-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Sunshine Gold Investment Fund, LP See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652689 Filed Document 0001652689-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business POLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seven Bridges Partners Fund LP See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586065 Filed Document 0001586065-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seven Mile Capital/Huron SPV, LP See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $8,670,000 Associated Brokers / Dealers N/A CIK Number 0001652562 Filed Document 0001652562-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Loop Labs, Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001616783 Filed Document 0001616783-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Plexus Entertainment, LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $5,657,426 Associated Brokers / Dealers N/A CIK Number 0001548598 Filed Document 0001548598-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Zift Solutions Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $25,560,000 Associated Brokers / Dealers N/A CIK Number 0001492064 Filed Document 0001492064-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
GAVEKAL ASIAN VALUE FUND See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652680 Filed Document 0001405086-15-000242 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Disciplined Alpha TMT Select Onshore Fund LP See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652868 Filed Document 0001652868-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caddis Funding, LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $334,950 Associated Brokers / Dealers N/A CIK Number 0001652807 Filed Document 0001652807-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Riverstone Credit Partners, L.P. See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Riverstone Capital Services LLC CIK Number 0001635960 Filed Document 0001635960-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cathay Capital North American-Sino Fund (B), LP See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Sagent Advisors, LLC CIK Number 0001652488 Filed Document 0001652487-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Partners Group Capital LLC See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619278 Filed Document 0001642024-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Argent Mill, Inc See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001653149 Filed Document 0000896595-15-000049 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Bazean Corp. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001652796 Filed Document 0001652796-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Security To Be Acquired
David Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001652571 Filed Document 0001652571-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
City View Townhomes, LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001652780 Filed Document 0001652780-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Caerus DT Fund, LLC See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618858 Filed Document 0001618858-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TechU Angels Venture Partners LLC - Series C See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652617 Filed Document 0001652617-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JLL Partners Fund VII, L.P. See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised $1,100,000,000 Associated Brokers / Dealers Jefferies LLC CIK Number 0001618460 Filed Document 0000950172-15-000086 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Cerebellum Multi-Strategy Fund, L.P. See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559786 Filed Document 0001559786-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equinox OTP Investments, LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001652802 Filed Document 0001652802-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ADESTO TECHNOLOGIES Corp See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $2,249,999 Associated Brokers / Dealers N/A CIK Number 0001395848 Filed Document 0001168404-15-000023 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
A-GEJ-16-Fund, a series of AngelList-InPe-Funds, LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $95,936 Associated Brokers / Dealers N/A CIK Number 0001652651 Filed Document 0001652651-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Argent Mill, Inc See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001653149 Filed Document 0000896595-15-000051 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
PointBridge Fund LP See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619370 Filed Document 0000950142-15-002061 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LMCG Emerging Markets Equity Fund, Ltd. See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585656 Filed Document 0001652684-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ross Penn Dutch Plaza LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $3,507,000 Associated Brokers / Dealers N/A CIK Number 0001652375 Filed Document 0001652375-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity