Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Swrve Mobile, Inc. See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $28,498,381 Associated Brokers / Dealers N/A CIK Number 0001619641 Filed Document 0001619641-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TITAN PARTNERS LP See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457812 Filed Document 0000919574-16-011342 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Lakeland Holdings, LLC See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667670 Filed Document 0000950103-16-011368 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Legal & General Russell 1000 Fund, LLC See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667979 Filed Document 0001667979-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
SANKATY SENIOR LOAN FUND LP See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456955 Filed Document 0001456955-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sea Pharmaceuticals, LLC See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001667677 Filed Document 0001667677-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
IR&M Long Credit Fund LLC See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618802 Filed Document 0001618802-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
EIP GROWTH & INCOME FUND, A SERIES OF EIP INVESTMENT TRUST See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001375169 Filed Document 0001375169-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cross Shore Partners, LP See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DETWILER FENTON WEALTH MANAGEMENT INC and Arthur Wood Company CIK Number 0001213706 Filed Document 0000919574-16-011327 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SoMa Partners, LP See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667404 Filed Document 0000935836-16-000767 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Good Bad Ugly LLC See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001666847 Filed Document 0001666847-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
SCS US EQUITY FUND LLC See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345875 Filed Document 0001345875-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUN Behavioral HoldCo, LLC See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised $36,000,002 Associated Brokers / Dealers N/A CIK Number 0001598403 Filed Document 0001598403-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SCS Private Real Assets I, LLC See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632524 Filed Document 0001632524-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HHR TITAN OFFSHORE, LTD See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457647 Filed Document 0000919574-16-011353 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BROOKSIDE CAYMAN LTD See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001133346 Filed Document 0001133346-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALKEON SELECT PARTNERS, LP See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572300 Filed Document 0000919574-16-011360 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Graticule Modular Fund Ltd See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634169 Filed Document 0000950172-16-000157 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saka Capital Liquid Credit Master Fund See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479669 Filed Document 0001012975-16-001039 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SCS Private Equity IV, LLC See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651316 Filed Document 0001651316-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCS Opportunities Fund Ltd See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372818 Filed Document 0001372818-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LibreMax MSW Fund, LP See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634539 Filed Document 0000919574-16-011310 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Current Asset Fund Ltd. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570882 Filed Document 0000899140-16-001215 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
WS Co-Investment B LP See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667678 Filed Document 0000950103-16-011364 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SCS Core Fixed Income Plus Fund, LLC See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539811 Filed Document 0001539811-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Geologic Resource Fund Ltd See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001334654 Filed Document 0001334654-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VERTECHS ENTERPRISES INC See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $762,754 Associated Brokers / Dealers N/A CIK Number 0001441143 Filed Document 0001441143-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GameCake, Inc. See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $209,999 Associated Brokers / Dealers N/A CIK Number 0001665785 Filed Document 0001665785-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bottleneck Fund 2016 LLC See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001667609 Filed Document 0001667609-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Pronutria Biosciences, Inc. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633070 Filed Document 0001633070-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Romark Global Pharma, LLC See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Francisco Jose Rivera CIK Number 0001666694 Filed Document 0000897069-16-000727 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Debt
Fund That Flip, Inc. See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001631102 Filed Document 0001631102-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chicago Equity Advisors Fund I, LP See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667783 Filed Document 0001667783-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alkeon Growth Offshore Fund II, Ltd. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., CREDIT SUISSE SECURITIES (USA) LLC, and HIGHTOWER SECURITIES, LLC CIK Number 0001503462 Filed Document 0000919574-16-011365 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Namely, Inc. See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001539122 Filed Document 0001539122-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Octagon High Income Fund LLC See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001513944 Filed Document 0001513944-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glen Capital Partners Focus Fund, L.P. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572382 Filed Document 0001572382-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BPV Capital Management, LLC See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised $18,249,975 Associated Brokers / Dealers N/A CIK Number 0001498185 Filed Document 0001498185-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SANKATY SENIOR LOAN FUND (SRI), L.P. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616264 Filed Document 0001616264-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
30TH DRIVE FIRST MORTGAGE LLC See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $433,000 Associated Brokers / Dealers N/A CIK Number 0001667686 Filed Document 0001667686-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WOODROW PARTNERS FUND LP See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001118703 Filed Document 0001118703-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PWP Asset Based Income ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001569730 Filed Document 0001625257-16-000124 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam High Yield Fixed Income Fund, LLC See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483244 Filed Document 0001483244-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEP NVH Co-Investors, L.P. See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $2,582,294 Associated Brokers / Dealers N/A CIK Number 0001667222 Filed Document 0001667222-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PUTNAM TOTAL RETURN U.S. INVESTMENT GRADE FIXED INCOME, LLC See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459792 Filed Document 0001459792-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atrinsic, Inc. See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers Katalyst Securities LLC and WestPark Capital, Inc. CIK Number 0001022899 Filed Document 0001209191-16-101173 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Experience Cisse, Ltd. See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001549040 Filed Document 0001549040-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
ARCHON PARTNERS LP See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001027986 Filed Document 0001027986-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iridian Charter Fund, LP See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370922 Filed Document 0001140361-16-054516 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tiger Pacific Offshore Fund Ltd. See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569465 Filed Document 0001315863-16-001237 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity