|
|
D/A |
2018-01-16 16:24:11 UTC |
- Amount To Be Raised
- $650,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001428534
- Filed Document
- 0001428534-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:24:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-16 16:24:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630287
- Filed Document
- 0000947871-18-000040
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:24:06 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-16 16:23:53 UTC |
- Amount To Be Raised
- $130,075,512
- Associated Brokers / Dealers
- Aqueduct Capital Group, LLC
- CIK Number
- 0001632191
- Filed Document
- 0001632191-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:23:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-16 16:23:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560984
- Filed Document
- 0001315863-18-000066
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:23:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-16 16:21:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669251
- Filed Document
- 0001315863-18-000065
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:21:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C |
2018-01-16 16:20:36 UTC |
- Financial Interest
- SI Securities will receive equity compensation equal to 5.00% of the number of securities sold.
- Filing Platform
- SI SECURITIES, LLC
- Offering Amount
- $900,000
- CIK Number
- 0001724714
- Filed Document
- 0001724714-18-000001
- Accepted Date
- 2018-01-16 16:20:36 UTC
- Type of Offering
- C
- Security Offered Amount
- N/A
- Security Offered Type
- Debt
- State
- CALIFORNIA
|
|
|
D/A |
2018-01-16 16:20:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001562295
- Filed Document
- 0001315863-18-000064
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:20:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-16 16:19:27 UTC |
- Amount To Be Raised
- $4,113,287
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001035443
- Filed Document
- 0001035443-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:19:27 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2018-01-16 16:19:22 UTC |
- Amount To Be Raised
- $6,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001728003
- Filed Document
- 0001728003-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-01-16 16:19:22 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2018-01-16 16:19:13 UTC |
- Amount To Be Raised
- $91,625,622
- Associated Brokers / Dealers
- Scott Sheehan, Edward Fernandez, Robert Smith, Tim Clairmont, Christina Nielson, Tom Velken, Michelle Herickhoff, Jeremy Willner, Brian Hagen, Justin Bachman, James Walesa, Frank Richardson, David Dahill, Iaian Filippini, Robert Pecha, Craig Sickler, Douglas Bertke, Paul Manese, Davin Carey, Bruce Wellings, Eric Scaff, Peter Fisher, Dirk Jacobs, John Scully, Dieter Thurow, Robert Horning, Hugh Barndollar, Thomas Deichert, John Harvey, William Lapiana, Gregg Kiefer, Steven Kolinsky, Adam Bryan, Michele Martin, Karl Norman, Silver Portal Capital LLC, Bryan Hakola, Mike Bendix, James Gambaccini, AnnMarie Milinazzo, Gregory Hunter, Kent Porter, Jack Creighton, Leon Rousso, Aaron Brodt, Rey Frimmersdorf, Gary Hughes, Patrick Conway, Benjamin Disalle, Dan Pias, Chay Lapin, Rylan Rozell, Charles Wagner, Dinesh Gupta, John Marshall, Rollance (Ron) Verkennis, and Robert Downing
- CIK Number
- 0001723415
- Filed Document
- 0001723415-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:19:13 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-16 16:18:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001562263
- Filed Document
- 0001315863-18-000063
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:18:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-16 16:16:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560963
- Filed Document
- 0001315863-18-000062
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:16:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-16 16:16:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727427
- Filed Document
- 0001727427-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:16:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-16 16:12:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560982
- Filed Document
- 0001315863-18-000061
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:12:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-16 16:09:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624550
- Filed Document
- 0000919574-18-000425
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:09:59 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-16 16:09:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001431699
- Filed Document
- 0001315863-18-000060
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:09:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-16 16:09:06 UTC |
- Amount To Be Raised
- $62,500
- Associated Brokers / Dealers
- A5 SECURITIES LLC
- CIK Number
- 0001727488
- Filed Document
- 0001727488-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:09:06 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-16 16:08:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CREDIT SUISSE SECURITIES (USA) LLC and J.P. MORGAN SECURITIES LLC
- CIK Number
- 0001705215
- Filed Document
- 0001705215-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:08:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-16 16:08:23 UTC |
- Amount To Be Raised
- $62,500
- Associated Brokers / Dealers
- A5 SECURITIES LLC
- CIK Number
- 0001727485
- Filed Document
- 0001727485-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:08:23 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-16 16:07:39 UTC |
- Amount To Be Raised
- $62,500
- Associated Brokers / Dealers
- A5 SECURITIES LLC
- CIK Number
- 0001727461
- Filed Document
- 0001727461-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:07:39 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-16 16:06:56 UTC |
- Amount To Be Raised
- $62,500
- Associated Brokers / Dealers
- A5 SECURITIES LLC
- CIK Number
- 0001727558
- Filed Document
- 0001727558-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:06:56 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
2017 Segregated Portfolio SASOF IV, A Segregated Portfolio of Sciens Real Assets Offshore Fund SPC
See All Filings
|
D |
2018-01-16 16:06:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727757
- Filed Document
- 0001727696-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:06:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-16 16:06:11 UTC |
- Amount To Be Raised
- $62,500
- Associated Brokers / Dealers
- A5 SECURITIES LLC
- CIK Number
- 0001727458
- Filed Document
- 0001727458-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:06:11 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-16 16:05:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CREDIT SUISSE SECURITIES (USA) LLC and J.P. MORGAN SECURITIES LLC
- CIK Number
- 0001705217
- Filed Document
- 0001705217-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:05:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-16 16:05:28 UTC |
- Amount To Be Raised
- $62,500
- Associated Brokers / Dealers
- A5 SECURITIES LLC
- CIK Number
- 0001727457
- Filed Document
- 0001727457-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:05:28 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-16 16:04:47 UTC |
- Amount To Be Raised
- $62,500
- Associated Brokers / Dealers
- A5 SECURITIES LLC
- CIK Number
- 0001727506
- Filed Document
- 0001727506-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:04:47 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-16 16:04:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727919
- Filed Document
- 0001727919-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:04:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-16 16:04:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001431627
- Filed Document
- 0001315863-18-000059
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:04:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-16 16:04:04 UTC |
- Amount To Be Raised
- $62,500
- Associated Brokers / Dealers
- A5 SECURITIES LLC
- CIK Number
- 0001727505
- Filed Document
- 0001727505-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:04:04 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-16 16:03:19 UTC |
- Amount To Be Raised
- $62,500
- Associated Brokers / Dealers
- A5 SECURITIES LLC
- CIK Number
- 0001727490
- Filed Document
- 0001727490-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:03:19 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-16 16:02:33 UTC |
- Amount To Be Raised
- $62,500
- Associated Brokers / Dealers
- A5 SECURITIES LLC
- CIK Number
- 0001727468
- Filed Document
- 0001727468-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:02:33 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-16 16:01:49 UTC |
- Amount To Be Raised
- $62,500
- Associated Brokers / Dealers
- A5 SECURITIES LLC
- CIK Number
- 0001727464
- Filed Document
- 0001727464-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:01:49 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C/A |
2018-01-16 16:01:26 UTC |
- Financial Interest
- The intermediary will receive a number of Crowd Note Units of the issuer that is equal to 2.0% (two percent) of the total number of Crowd Note Units sold by the issuer in in the Offering.
- Filing Platform
- First Democracy VC
- Offering Amount
- $1,070,000
- CIK Number
- 0001726531
- Filed Document
- 0001726531-18-000003
- Accepted Date
- 2018-01-16 16:01:26 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 50,000
- Security Offered Type
- Other
- State
- COLORADO
|
|
|
D |
2018-01-16 16:01:04 UTC |
- Amount To Be Raised
- $62,500
- Associated Brokers / Dealers
- A5 SECURITIES LLC
- CIK Number
- 0001727494
- Filed Document
- 0001727494-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 16:01:04 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-16 15:58:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Pickwick Capital Partners LLC and Morningside Securities LLC
- CIK Number
- 0001601342
- Filed Document
- 0001013594-18-000044
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 15:58:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2018-01-16 15:57:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Pickwick Capital Partners LLC and Morningside Securities LLC
- CIK Number
- 0001593644
- Filed Document
- 0001013594-18-000043
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 15:57:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-16 15:56:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001431432
- Filed Document
- 0001315863-18-000058
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 15:56:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-16 15:54:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc.
- CIK Number
- 0001334811
- Filed Document
- 0001507943-18-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 15:54:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-16 15:54:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- none
- CIK Number
- 0001593151
- Filed Document
- 0001593151-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 15:54:13 UTC
- Type of Offering
- D/A
- Industry
- Pharmaceuticals
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-01-16 15:51:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000918478
- Filed Document
- 0001315863-18-000057
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 15:51:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-16 15:51:40 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- CrossBay Capital Partners LLC and None
- CIK Number
- 0001727208
- Filed Document
- 0001192482-18-000039
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 15:51:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-16 15:49:41 UTC |
- Amount To Be Raised
- $2,353,889
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727622
- Filed Document
- 0001727622-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 15:49:41 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- DENMARK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-16 15:42:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001728034
- Filed Document
- 0001728034-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 15:42:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-16 15:40:59 UTC |
- Amount To Be Raised
- $37,500,000
- Associated Brokers / Dealers
- Stephens Inc.
- CIK Number
- 0001602173
- Filed Document
- 0001602173-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 15:40:59 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-16 15:40:23 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001728202
- Filed Document
- 0000905729-18-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 15:40:23 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-01-16 15:39:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- HFF Securities, L.P.
- CIK Number
- 0001685538
- Filed Document
- 0001685538-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 15:39:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-16 15:37:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001728042
- Filed Document
- 0001728042-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 15:37:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-16 15:29:29 UTC |
- Amount To Be Raised
- $65,005,407
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001632167
- Filed Document
- 0001632167-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 15:29:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-16 15:24:17 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001694191
- Filed Document
- 0001694191-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 15:24:17 UTC
- Type of Offering
- D/A
- Industry
- Pharmaceuticals
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-16 15:21:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001290658
- Filed Document
- 0001553997-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-16 15:21:44 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|