Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Spoke Labs Inc. See All Filings	D	2018-01-16 18:13:09 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001724969 Filed Document 0001724969-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 18:13:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Excel Buena Park II L.P. See All Filings	D	2018-01-16 18:12:35 UTC
Amount To Be Raised $10,400,000 Associated Brokers / Dealers N/A CIK Number 0001728059 Filed Document 0001728059-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 18:12:35 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PANCHAIN, INC. See All Filings	D	2018-01-16 18:12:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001728044 Filed Document 0001728044-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-16 18:12:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
SMARI ORGANICS, INC. See All Filings	D	2018-01-16 18:04:28 UTC
Amount To Be Raised $4,090,000 Associated Brokers / Dealers N/A CIK Number 0001586697 Filed Document 0001586697-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-16 18:04:28 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TSH Bingen, LLC See All Filings	D	2018-01-16 18:02:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001726269 Filed Document 0001726269-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 18:02:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Maverick Ventures Investment Fund, L.P. See All Filings	D/A	2018-01-16 17:55:50 UTC
Amount To Be Raised $130,075,512 Associated Brokers / Dealers Aqueduct Capital Group, LLC CIK Number 0001632191 Filed Document 0001632191-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-16 17:55:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Themis 5060, LLC See All Filings	D	2018-01-16 17:55:12 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers John Shedenhelm, Russell Morgan, Ryan Lee, Edward Beemiller, Chris Thurman, Ira Starr, Joel McGriff, Robert Clinkenbeard, and Kim Butler CIK Number 0001727577 Filed Document 0001727637-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-01-16 17:55:12 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
DEMANDJUMP INC. See All Filings	D	2018-01-16 17:49:28 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001654217 Filed Document 0001654217-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 17:49:28 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
BIRNER DENTAL MANAGEMENT SERVICES INC See All Filings	D	2018-01-16 17:47:16 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0000948072 Filed Document 0001350102-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 17:47:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NextRX Inc. See All Filings	C/A	2018-01-16 17:41:34 UTC
Financial Interest None Filing Platform truCrowd, Inc Offering Amount $100,000 CIK Number 0001674439 Filed Document 0001674439-18-000002 Accepted Date 2018-01-16 17:41:34 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Common Stock State NEVADA
Cook San Francisco, LLC See All Filings	D	2018-01-16 17:35:38 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001704756 Filed Document 0001213900-18-000567 Exclusions or Exemptions 506b Accepted Date 2018-01-16 17:35:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
National Multifamily Portfolio III DST See All Filings	D/A	2018-01-16 17:31:20 UTC
Amount To Be Raised $100,617,339 Associated Brokers / Dealers Robert Smith, Craig Sickler, Tim Clairmont, Chay Lapin, David Dahill, John Harvey, Christina Nielson, Karl Norman, Steven Kolinsky, Mike Bendix, Jack Creighton, Scott Sheehan, Leon Rousso, Gary Conley, John Chess, Aaron Brodt, Stacey Morimoto, Gary Hughes, Michael Marshel, and Nancy Jauregui CIK Number 0001726600 Filed Document 0001720488-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-16 17:31:20 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BRIDGE DEBT STRATEGIES FUND II LP See All Filings	D/A	2018-01-16 17:28:23 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001673429 Filed Document 0001477932-18-000260 Exclusions or Exemptions 506b Accepted Date 2018-01-16 17:28:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NPC III, LLC See All Filings	D	2018-01-16 17:22:17 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 17:22:17 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Connected2Fiber, Inc. See All Filings	D	2018-01-16 17:20:12 UTC
Amount To Be Raised $7,250,000 Associated Brokers / Dealers N/A CIK Number 0001685315 Filed Document 0001685315-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 17:20:12 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Man Numeric Multi-Strategy Market Neutral LLC See All Filings	D	2018-01-16 17:19:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001728250 Filed Document 0001728272-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-16 17:19:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlackRock Credit Alpha Fund LLC See All Filings	D/A	2018-01-16 17:16:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588299 Filed Document 0001707126-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-16 17:16:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Integrated Physicians Management Services, Inc. See All Filings	D	2018-01-16 17:14:22 UTC
Amount To Be Raised $1,879,100 Associated Brokers / Dealers N/A CIK Number 0001613454 Filed Document 0001613454-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 17:14:22 UTC Type of Offering D Industry Business Services Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
3:10 Capital WPF II, LLC See All Filings	D	2018-01-16 17:12:49 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001728252 Filed Document 0001654954-18-000440 Exclusions or Exemptions 506c Accepted Date 2018-01-16 17:12:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HLH, LLC See All Filings	D/A	2018-01-16 17:11:45 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001549071 Filed Document 0001010412-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-16 17:11:45 UTC Type of Offering D/A Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
LES DEV LLC See All Filings	D	2018-01-16 17:11:29 UTC
Amount To Be Raised $2,210,225 Associated Brokers / Dealers N/A CIK Number 0001728040 Filed Document 0001728040-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 17:11:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
National Multifamily Portfolio II DST See All Filings	D/A	2018-01-16 17:10:02 UTC
Amount To Be Raised $63,028,537 Associated Brokers / Dealers Silver Portal Capital LLC, Concorde Investment Services, LLC, Concorde Investment Services, LLC, Primex Prime Electronic Execution Inc, 1st Global Capital Corporation, 1st Global Capital Corporation, 1st Global Capital Corporation, Sagepoint Financial, Inc, 1st Global Capital Corporation, Silver Portal Capital LLC, Crown Capital Securities L.P., Emerson Equity LLC, Harbour Investments, Inc, McDermott Investment Services, LLC, 1st Global Capital Corporation, Cabot Lodge Securities LLC, 1st Global Capital Corporation, Nationwide Planning Associates, Inc, Royal Alliance Associates, Inc., 1st Global Capital Corporation, Commonwealth Financial Network, McDermott Investment Services, LLC, Investment Planners, Inc, Investment Planners, Inc, Investment Planners, Inc, Woodbury Financial Services, Inc, Investment Planners, Inc, Concorde Investment Services, LLC, Kovack Securities, Inc, Sigma Financial Corporation, 1st Global Capital Corporation, Sagepoint Financial, Inc, Westpark Capital Inc, 1st Global Capital Corporation, Centaurus Financial, Inc., DFPG Investments, Inc, Centaurus Financial, Inc., FSC Securities Corporation, The Strategic Financial Alliance, Parkland Securites, LLC, Centaurus Financial, Inc, Cambridge Investment Research, FSC Securities Corporation, Royal Alliance Associates, Inc, Royal Alliance Associates, Inc, Cambridge Investment Research, Northeast Financial Group, Inc, 1st Global Capital Corporation, Centaurus Financial, Inc, Centaurus Financial, Inc, Sagepoint Financial, Inc, DFPG Investments, Inc, 1st Global Capital Corporation, Simmons First Investment Group Inc, Cambridge Investment Research, 1st Global Capital Corporation, Sandlapper Securities, LLC, Cambridge Investment Research, 1st Global Capital Corporation, 1st Global Capital Corporation, Capulet LLC, 1st Global Capital Corporation, Primex Prime Electronic Execution Inc, Diane Jaworski-Faulhaber, Walter Webb, Michael Speer, Shawn Valentine, David Fingerhut, Wayne Pampaloni, Troy Thomas, Kelli Lynn Holliefield, H.D. Vest Investment Securities Inc, Vanderbilt Securities, LLC, Vanderbilt Securities, LLC, Parkland Securities, LLC, Parkland Securities, LLC, Moloney Securities Co, Centaurus Financial Inc, McDermott Investment Services, LLC, Woodbury Financial Services, Inc, H.D. Vest Investment Securities Inc, Jason Coles, Herb Alston, Del Londono, Mitchal O'Hare, Sigrid Daugaard, David Dahill, Spencer Weston, Kevin Snow, Jason Hohenstein, James Gambaccini, John Hoffman, Deanne Tegtmeier, Richard Park, Manuel Ramos, Brian Vosberg, Michael Parise, Gregg Kiefer, Robert Bruner, and Shannon Markle CIK Number 0001717288 Filed Document 0001720488-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-16 17:10:02 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Argosy Real Estate Partners IV-MS, L.P. See All Filings	D/A	2018-01-16 17:08:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley CIK Number 0001693380 Filed Document 0001693380-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 17:08:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PMG-Greybrook Riverfront II REIT Inc. See All Filings	D	2018-01-16 17:07:53 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001727927 Filed Document 0001727927-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-16 17:07:53 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in uBeam) LP See All Filings	D	2018-01-16 17:07:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658187 Filed Document 0001465818-18-000005 Exclusions or Exemptions 506c Accepted Date 2018-01-16 17:07:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Man Numeric Multi-Strategy Market Neutral See All Filings	D	2018-01-16 17:04:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001728272 Filed Document 0001728272-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 17:04:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Numina Capital Fund, L.P. See All Filings	D/A	2018-01-16 17:04:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566551 Filed Document 0001566551-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-16 17:04:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crosby Street Fund, L.P. See All Filings	D	2018-01-16 17:03:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727706 Filed Document 0001727706-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 17:03:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Colorado Springs Multifamily DST See All Filings	D/A	2018-01-16 17:01:47 UTC
Amount To Be Raised $28,974,578 Associated Brokers / Dealers Christina Nielson, Daniel Raupp, Steven Henderson, Scott Sheehan, Eric Bicknese, Chris Hudson, Terry Shea, Dinesh Gupta, Samuel Angelo, Mitchal O'Hare, Sigrid Daugaard, Robert Smith, Walter Heidenreich III, Leslie Pappas, Edwin Suzuki, David Dahill, Shawn Valentine, Adam Costarella, Andrew Norman, Brock Brady, Frank Smith, Mike Bendix, Edward Fernandez, David Cowguill, Mike Cruz, Dustin Tenbroeck, Scott Offerman, Jeffrey McKay, Ron Horvitz, Peter Chernin, Tim Clairmont, Scott Wolters, Michael Moomaw, Dennis Briscoe, Dwight Galda, Roger Van Pelt, Randall Brehmer, Rylan Rozell, Paul Goldman, William Tufts, Brian Hagen, Davin Carey, Todd Juenger, Zoe Ng, Elliott Tracy, Don Hartmann, Vint Hartmann, John Christy, Gerrin De Groot, Bradley Fritz, John Weiss, James Raia, John Azzara, Richard Park, Jonathan Keller, Aubrey Morrow, Eric Scaff, Dieter Thurow, Shannon Markle, Angela Frazier, Richard Brewer, Jeff Warren, Craig Truman, Kevin Loyd, Ann Stewart, and Rey Frimmersdorf CIK Number 0001720488 Filed Document 0001720488-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 17:01:47 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Vimbly Commerce, LP See All Filings	D/A	2018-01-16 17:01:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727569 Filed Document 0001727569-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-16 17:01:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MINDFUL, INC. See All Filings	D	2018-01-16 17:00:37 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001693506 Filed Document 0001693506-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 17:00:37 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SALESFORCE COM INC See All Filings	D	2018-01-16 17:00:20 UTC
Amount To Be Raised $11,340,081 Associated Brokers / Dealers N/A CIK Number 0001108524 Filed Document 0001108524-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 17:00:20 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Argosy Real Estate Partners Parallel IV, L.P. See All Filings	D/A	2018-01-16 16:59:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kipling Capital, Inc. CIK Number 0001693326 Filed Document 0001693326-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 16:59:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CC DENTAL IMPLANTS HOLDING, LLC See All Filings	D	2018-01-16 16:59:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727225 Filed Document 0001727225-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 16:59:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PMG-Greybrook Riverfront I REIT Inc. See All Filings	D	2018-01-16 16:54:10 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001727891 Filed Document 0001727891-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-01-16 16:54:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Argosy Real Estate Partners IV, L.P. See All Filings	D/A	2018-01-16 16:51:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kipling Capital, Inc., Capital Suisse, LLC, and CV Brokerage, Inc. CIK Number 0001693383 Filed Document 0001693383-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 16:51:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPC SC 2018 Historic ICF, LLC See All Filings	D	2018-01-16 16:41:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728196 Filed Document 0001728196-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 16:41:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cornerstone Global Opportunities Fund, L.P. See All Filings	D/A	2018-01-16 16:37:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001419211 Filed Document 0001419211-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-16 16:37:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trian Partners, L.P. (limited partnership interests) See All Filings	D/A	2018-01-16 16:35:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and J.P. Morgan Securities LLC CIK Number 0001473605 Filed Document 0000902664-18-000225 Exclusions or Exemptions 506b Accepted Date 2018-01-16 16:35:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maverick Fundamental Quant Neutral, L.P. See All Filings	D	2018-01-16 16:33:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693857 Filed Document 0000947871-18-000042 Exclusions or Exemptions 506b Accepted Date 2018-01-16 16:33:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ideal Home Loans, LLC See All Filings	D	2018-01-16 16:32:33 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001728259 Filed Document 0001728259-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 16:32:33 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Red Leaf Opportunities Fund, LP See All Filings	D/A	2018-01-16 16:29:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641606 Filed Document 0001641606-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-16 16:29:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
ALEXANDRIA REAL ESTATE EQUITIES INC See All Filings	D	2018-01-16 16:29:16 UTC
Amount To Be Raised $356,000 Associated Brokers / Dealers N/A CIK Number 0001035443 Filed Document 0001035443-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-01-16 16:29:16 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Fir Tree Capital Opportunity Fund III (USTE), L.P. See All Filings	D/A	2018-01-16 16:29:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693259 Filed Document 0001315863-18-000071 Exclusions or Exemptions 506b Accepted Date 2018-01-16 16:29:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund III, L.P. See All Filings	D/A	2018-01-16 16:27:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693265 Filed Document 0001315863-18-000070 Exclusions or Exemptions 506b Accepted Date 2018-01-16 16:27:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE CAPITAL OPPORTUNITY FUND II, LTD. See All Filings	D/A	2018-01-16 16:27:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431698 Filed Document 0001315863-18-000069 Exclusions or Exemptions 506b Accepted Date 2018-01-16 16:27:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GreatPoint Ventures Innovation Fund II, L.P. See All Filings	D	2018-01-16 16:27:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727897 Filed Document 0001140361-18-002040 Exclusions or Exemptions 506b Accepted Date 2018-01-16 16:27:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE CAPITAL OPPORTUNITY FUND, LTD. See All Filings	D/A	2018-01-16 16:26:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431697 Filed Document 0001315863-18-000068 Exclusions or Exemptions 506b Accepted Date 2018-01-16 16:26:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund (USTE), L.P. See All Filings	D/A	2018-01-16 16:24:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560985 Filed Document 0001315863-18-000067 Exclusions or Exemptions 506b Accepted Date 2018-01-16 16:24:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PHBG Holdings, LLC See All Filings	D	2018-01-16 16:24:37 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001728257 Filed Document 0001728257-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 16:24:37 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity