Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Waveland Resource Partners III, LP See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Concorde Investment Services LLC, Kalos Capital Inc., Ausdal Financial Partners Inc., Centaurus Financial, Inc., Chapin Davis, Inc., International Assets Advisory, LLC, VSR Financial Services, Inc., Cambridge Investment Research, Inc., ProEquities Inc., Whitehall-Parker Securities, Inc., Berthel Fisher and Company Financial Services, Inc., First Allied Securities, Inc., and Independent Financial Group, LLC CIK Number 0001616825 Filed Document 0001616825-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alvento Long/Short Equity Fund Ltd See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653429 Filed Document 0000902664-15-003749 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wheels Up MIP LLC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625694 Filed Document 0001625694-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
iCapital-Apollo Structured Credit Recovery Access Fund, L.P. See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $8,790,000 Associated Brokers / Dealers N/A CIK Number 0001654000 Filed Document 0000897069-15-000483 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Deep Blue Performance Fund I, L.P. See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588017 Filed Document 0000935836-15-000505 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cox Capital Partnership, LP See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654165 Filed Document 0001654165-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
KERNEL LABS HOLDING LLC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001654341 Filed Document 0001654341-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CHOICE EXPLORATION INC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $209,700 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Industry Careers, Inc. See All Filings	D	2015-09-27 00:00:00 UTC
Amount To Be Raised $199,999 Associated Brokers / Dealers N/A CIK Number 0001630377 Filed Document 0001630377-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MPIC Fund I LP See All Filings	D/A	2015-09-27 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001363357 Filed Document 0001209191-15-074805 Exclusions or Exemptions 506b Accepted Date 2015-09-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deepwater Desal Investments, LLC See All Filings	D/A	2015-09-26 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001650245 Filed Document 0001288230-15-000013 Exclusions or Exemptions 506b Accepted Date 2015-09-26 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GlassesOff Inc. See All Filings	D	2015-09-26 00:00:00 UTC
Amount To Be Raised $4,375,002 Associated Brokers / Dealers N/A CIK Number 0001487522 Filed Document 0001653501-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Debt
Partners Group - FPP Plan, L.P. See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654070 Filed Document 0001654059-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empery Tax Efficient II LP See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620313 Filed Document 0001620313-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG Traverse Co-Investment, LP See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised $257,268,721 Associated Brokers / Dealers N/A CIK Number 0001614060 Filed Document 0001614060-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRAMONTANA POINT L P See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001350554 Filed Document 0001350554-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GSA QMS Fund Ltd See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520524 Filed Document 0000943663-15-000204 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 7 See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shriram Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001648434 Filed Document 0001445866-15-001097 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SELERITY, INC See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001453168 Filed Document 0001453168-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Stonelake Opportunity Partners IV, L.P. See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654138 Filed Document 0001654138-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SECOR MSW Fund Ltd See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653533 Filed Document 0000902664-15-003743 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
InSensi, Inc. See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610545 Filed Document 0001625497-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Paintzen Inc. See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $4,704,980 Associated Brokers / Dealers N/A CIK Number 0001587157 Filed Document 0001231919-15-000026 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SkyTran Inc. See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001654146 Filed Document 0001654146-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RECURRENCE, INC. See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001586846 Filed Document 0001586846-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Ixthys Adverse Alpha, LP See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584957 Filed Document 0001315863-15-000779 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerberus CMBS Opportunities Fund, L.P. See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582659 Filed Document 0000905718-15-000792 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greater Rochester Bancorp, Inc. See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001465966 Filed Document 0001660878-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
IAM Credit Opportunities Fund, LP See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557402 Filed Document 0001557402-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KFG Money Market, LLC See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654019 Filed Document 0001209191-15-072142 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Point of Choice LLC See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Theordore C. Feierstein CIK Number 0001641740 Filed Document 0001641740-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Knotty Tie Co. See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625497 Filed Document 0001625497-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Pop Gourmet LLC See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised $8,523,813 Associated Brokers / Dealers N/A CIK Number 0001595774 Filed Document 0001595774-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CounterTack Inc. See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised $17,935,732 Associated Brokers / Dealers N/A CIK Number 0001462440 Filed Document 0001462440-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GameCo, Inc. See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001652509 Filed Document 0001652509-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ailanthus Capital Partners, LP See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653337 Filed Document 0001013594-15-000496 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Safe Cash Payment Technologies Inc. See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised $1,120,000 Associated Brokers / Dealers N/A CIK Number 0001644408 Filed Document 0001644408-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crown Cleveland #18 Joint Venture See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised $1,232,000 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001651931 Filed Document 0001651931-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Blackstone Senfina Fund L.P. See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620478 Filed Document 0000902664-15-003742 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abzena plc See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001653673 Filed Document 0001653673-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AHML, LLC See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $820,000 Associated Brokers / Dealers N/A CIK Number 0001653988 Filed Document 0001653988-15-000003 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
IAM Credit Opportunities Offshore Fund, Ltd. See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557409 Filed Document 0001557409-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fuel Hair LLC See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001653989 Filed Document 0001653989-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Point of Choice LLC See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001641740 Filed Document 0001641740-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Blue Delta Capital Fund, LP See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001620422 Filed Document 0001620422-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UNDERHILL PARTNERS, L.P. See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001132844 Filed Document 0000919574-15-007060 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Netsertive, Inc. See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $2,714,168 Associated Brokers / Dealers N/A CIK Number 0001499957 Filed Document 0001461373-15-000040 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Budget Prime Plus Fund, LLC See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652257 Filed Document 0001652257-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
reTXT Inc. See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001654072 Filed Document 0001446933-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Ailanthus Capital Partners, Ltd. See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653338 Filed Document 0001013594-15-000497 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity