Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
McLarty Capital Partners SBIC II, L.P. See All Filings	D/A	2018-01-18 13:47:08 UTC
Amount To Be Raised $82,800,000 Associated Brokers / Dealers Simmons First Investment Group, Inc. CIK Number 0001704355 Filed Document 0001704355-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 13:47:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rolled Ribbon Battery Co. LLC See All Filings	D	2018-01-18 13:42:28 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001728507 Filed Document 0001728507-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 13:42:28 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Grove Collaborative, Inc. See All Filings	D	2018-01-18 13:35:41 UTC
Amount To Be Raised $37,000,000 Associated Brokers / Dealers N/A CIK Number 0001680311 Filed Document 0001680311-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-18 13:35:41 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Syntrol Corp. See All Filings	1-A	2018-01-18 13:26:27 UTC
Amount To Be Raised $15,401,820 Associated Brokers / Dealers N/A CIK Number 0001544276 Filed Document 0001663577-18-000027 Accepted Date 2018-01-18 13:26:27 UTC Type of Offering 1-A Industry CONSTRUCTION - SPECIAL TRADE CONTRACTORS Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $21,243,798 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
Accomplice Fund II, L.P. See All Filings	D	2018-01-18 13:22:03 UTC
Amount To Be Raised $205,000,000 Associated Brokers / Dealers N/A CIK Number 0001726654 Filed Document 0001726654-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 13:22:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2018-01-18 13:11:22 UTC
Amount To Be Raised $2,466,660 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-18-002617 Accepted Date 2018-01-18 13:11:22 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $804,936 State of Jurisdiction GEORGIA Type of Security Other(describe)
GMO Emerging Equity Market Neutral Fund Ltd. See All Filings	D	2018-01-18 13:09:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721310 Filed Document 0001721310-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 13:09:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMO TAX-MANAGED BENCHMARK-FREE FUND, A SERIES OF GMO MASTER PORTFOLIOS (ONSHORE), L.P. See All Filings	D/A	2018-01-18 13:03:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001221536 Filed Document 0001221536-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-18 13:03:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuberger Berman Senior Floating Rate Income Fund LLC See All Filings	D/A	2018-01-18 13:03:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576161 Filed Document 0001724485-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-01-18 13:03:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West One Finance, LLC See All Filings	D	2018-01-18 13:03:18 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001725816 Filed Document 0001725816-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 13:03:18 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Appreciation Strategy Fund, Ltd. See All Filings	D/A	2018-01-18 13:00:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480559 Filed Document 0001706901-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 13:00:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AZARGA URANIUM CORP. See All Filings	D	2018-01-18 13:00:11 UTC
Amount To Be Raised $28,166 Associated Brokers / Dealers N/A CIK Number 0001515828 Filed Document 0001515828-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 13:00:11 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
DPN Parent LLC See All Filings	D	2018-01-18 12:53:32 UTC
Amount To Be Raised $76,363,262 Associated Brokers / Dealers N/A CIK Number 0001728324 Filed Document 0001140361-18-002343 Exclusions or Exemptions 506b Accepted Date 2018-01-18 12:53:32 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Avalon Advanced Materials Inc. See All Filings	D	2018-01-18 12:52:48 UTC
Amount To Be Raised $1,963,328 Associated Brokers / Dealers N/A CIK Number 0001362898 Filed Document 0001062993-18-000241 Exclusions or Exemptions 506b Accepted Date 2018-01-18 12:52:48 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Betterpath, Inc. See All Filings	D	2018-01-18 12:47:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602452 Filed Document 0001602452-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-18 12:47:41 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Barings Umbrella Fund plc See All Filings	D/A	2018-01-18 12:42:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515694 Filed Document 0001515694-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 12:42:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fairfield, LLC See All Filings	D	2018-01-18 12:41:19 UTC
Amount To Be Raised $2,532,971 Associated Brokers / Dealers N/A CIK Number 0001725144 Filed Document 0001725144-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 12:41:19 UTC Type of Offering D Industry Restaurants Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LyonRoss Partners Fund Ltd. See All Filings	D/A	2018-01-18 12:40:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EFG BANK CIK Number 0001385350 Filed Document 0001385350-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 12:40:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LyonRoss Partners Fund L.P. See All Filings	D/A	2018-01-18 12:36:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001385344 Filed Document 0001385344-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 12:36:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barnegat Investments Ltd See All Filings	D/A	2018-01-18 12:33:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548250 Filed Document 0001548250-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 12:33:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Here Foods Investors, LLC See All Filings	D	2018-01-18 12:28:26 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers n/a CIK Number 0001727734 Filed Document 0001727734-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 12:28:26 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Omaha Beach Partners 1.5, LP See All Filings	D	2018-01-18 12:09:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001728350 Filed Document 0001728350-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 12:09:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NewAx, Inc. See All Filings	D	2018-01-18 12:06:16 UTC
Amount To Be Raised $265,375 Associated Brokers / Dealers N/A CIK Number 0001728506 Filed Document 0001728506-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-01-18 12:06:16 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hampton Road Land Development LLC See All Filings	D	2018-01-18 12:04:34 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001728060 Filed Document 0001728060-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 12:04:34 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
MedVet Associates, LLC See All Filings	D	2018-01-18 12:03:51 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001661361 Filed Document 0001661361-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 12:03:51 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Neuberger Berman Principal Strategies Offshore Fund L.P. See All Filings	D/A	2018-01-18 11:58:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001689547 Filed Document 0001689547-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 11:58:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Series B- Hamlin SMA, a series of Green Square Private Investment Partners, LLC See All Filings	D/A	2018-01-18 11:52:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569320 Filed Document 0001569320-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 11:52:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Salt Blockchain Asset Management Cryptocredit Opportunity Fund II, LP See All Filings	D	2018-01-18 11:45:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727780 Filed Document 0001644887-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-01-18 11:45:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Mesur.io, Inc. See All Filings	D	2018-01-18 11:43:05 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001727660 Filed Document 0001727660-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 11:43:05 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Infinitum Electric Inc. See All Filings	D	2018-01-18 11:39:16 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001569941 Filed Document 0001569941-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 11:39:16 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Neuberger Berman Principal Strategies Fund L.P. See All Filings	D/A	2018-01-18 11:35:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001689543 Filed Document 0001689543-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 11:35:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salt Blockchain Asset Management Cryptocredit Opportunity Fund I, LP See All Filings	D	2018-01-18 11:35:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727892 Filed Document 0001644887-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-18 11:35:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Healthnet, Inc See All Filings	D/A	2018-01-18 11:34:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724692 Filed Document 0001724692-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-18 11:34:48 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Abbott Capital Private Equity Investors 2018, L.P. See All Filings	D	2018-01-18 11:33:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727553 Filed Document 0001727553-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 11:33:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cedar Ridge 44 Townhouse LLC See All Filings	D	2018-01-18 11:32:53 UTC
Amount To Be Raised $926,875 Associated Brokers / Dealers N/A CIK Number 0001727970 Filed Document 0001727970-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 11:32:53 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
eVizzit, LLC See All Filings	D/A	2018-01-18 11:27:30 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001711662 Filed Document 0001711662-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 11:27:30 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
FHL HEALTHCARE FUND, LP See All Filings	D	2018-01-18 11:27:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727979 Filed Document 0001727979-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 11:27:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
BIOMECH HOLDINGS, LLC See All Filings	D	2018-01-18 11:24:11 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001712840 Filed Document 0001712840-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 11:24:11 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 151 See All Filings	D	2018-01-18 11:17:24 UTC
Amount To Be Raised $522,835 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001728505 Filed Document 0001726399-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-01-18 11:17:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INPIXON See All Filings	D	2018-01-18 11:17:23 UTC
Amount To Be Raised $3,185,002 Associated Brokers / Dealers Roth Capital Partners LLC CIK Number 0001529113 Filed Document 0001213900-18-000616 Exclusions or Exemptions 506b Accepted Date 2018-01-18 11:17:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
EquityZen Growth Technology Fund LLC - Series 176 See All Filings	D/A	2018-01-18 11:16:07 UTC
Amount To Be Raised $170,010 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001720459 Filed Document 0001726399-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-01-18 11:16:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 191 See All Filings	D	2018-01-18 11:11:07 UTC
Amount To Be Raised $570,711 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001720427 Filed Document 0001726399-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-01-18 11:11:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 176 See All Filings	D	2018-01-18 11:09:46 UTC
Amount To Be Raised $170,010 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001720459 Filed Document 0001726399-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-18 11:09:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 175 See All Filings	D	2018-01-18 11:08:50 UTC
Amount To Be Raised $122,094 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001720460 Filed Document 0001726399-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-18 11:08:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Halfpenny Technologies, Inc. See All Filings	D	2018-01-18 11:07:51 UTC
Amount To Be Raised $350,350 Associated Brokers / Dealers N/A CIK Number 0001696903 Filed Document 0001696903-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 11:07:51 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
EquityZen Growth Technology Fund LLC - Series 149 See All Filings	D/A	2018-01-18 11:07:35 UTC
Amount To Be Raised $810,216 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001726399 Filed Document 0001726399-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 11:07:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ENTRINSIC HEALTH SOLUTIONS, INC. See All Filings	D	2018-01-18 10:58:25 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001668510 Filed Document 0001144204-18-002588 Exclusions or Exemptions 506b Accepted Date 2018-01-18 10:58:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Page Southerland Page, Inc. See All Filings	D/A	2018-01-18 10:57:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601446 Filed Document 0001601446-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 10:57:46 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Alegria Fund, LP See All Filings	D/A	2018-01-18 10:46:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663828 Filed Document 0001663828-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-18 10:46:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spotlight Capital Holdings, Inc See All Filings	1-A POS	2018-01-18 10:42:50 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001077319 Filed Document 0001437749-18-000769 Accepted Date 2018-01-18 10:42:50 UTC Type of Offering 1-A POS Industry SERVICES-ALLIED TO MOTION PICTURE PRODUCTION Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction COLORADO Type of Security Equity (common or preferred stock)