Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Global Opportunities LLC See All Filings	D/A	2015-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001138790 Filed Document 0001656368-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Freeport First Lien Loan Fund III-B LP See All Filings	D/A	2015-10-16 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers FAP USA, L.P. CIK Number 0001630499 Filed Document 0001393725-15-000125 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABS Limited Partnership See All Filings	D/A	2015-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Wachovia Alternative Strategies, Inc. CIK Number 0001252071 Filed Document 0001013594-15-000540 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLOBAL INVESTMENT OPPORTUNITIES FUND LTD See All Filings	D/A	2015-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001261182 Filed Document 0001261182-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 163, LLC See All Filings	D	2015-10-16 00:00:00 UTC
Amount To Be Raised $258,000 Associated Brokers / Dealers N/A CIK Number 0001655952 Filed Document 0001655929-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
TAC Holdings, Inc. See All Filings	D	2015-10-16 00:00:00 UTC
Amount To Be Raised $243,261 Associated Brokers / Dealers N/A CIK Number 0001655993 Filed Document 0001655993-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Great Lakes Capital Fund for Housing Limited Partnership 30 See All Filings	D	2015-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001655896 Filed Document 0001655896-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
APEG Montgomery, LP See All Filings	D/A	2015-10-16 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001653182 Filed Document 0001653182-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lindengrove Capital Feeder Fund Ltd See All Filings	D/A	2015-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561161 Filed Document 0001561161-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COTTONWOOD RESIDENTIAL, INC. See All Filings	D/A	2015-10-16 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers ORCHARD SECURITIES, LLC, AUSDAL FINANCIAL PARTNERS, INC., BRUCE A. LEFAVI SECURITIES, INC., CENTAURUS FINANCIAL, IN.C, CENTER STREET SECURITIES, INC., INDEPENDENT FINANCIAL GROUP, LLC, MADISON AVENUE SECURITIES, LLC, NEWBRIDGE SECURITIES CORPORATION, ROWLAND CARMICHAEL ADVISORS INC., VFG SECURITIES, INC., VSR FINANCIAL SERVICES, INC., WHITEHALL-PARKER SECURITIES, INC., KALOS CAPITAL, INC., and GENEOS WEALTH MANAGEMENT, INC. CIK Number 0001548528 Filed Document 0001548528-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Phaetra Capital Fund, LP See All Filings	D/A	2015-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622672 Filed Document 0001622672-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 157, LLC See All Filings	D	2015-10-16 00:00:00 UTC
Amount To Be Raised $418,000 Associated Brokers / Dealers N/A CIK Number 0001655927 Filed Document 0001655921-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Realty Mogul 45, LLC See All Filings	D	2015-10-16 00:00:00 UTC
Amount To Be Raised $710,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001655851 Filed Document 0001655851-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Retail Portfolio II DST See All Filings	D	2015-10-16 00:00:00 UTC
Amount To Be Raised $12,063,531 Associated Brokers / Dealers Inland Securities Corporation and Mark T. Maund CIK Number 0001654678 Filed Document 0001654678-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
RealtyShares 120, LLC See All Filings	D	2015-10-16 00:00:00 UTC
Amount To Be Raised $548,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001655956 Filed Document 0001655954-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Morrison Street Debt Opportunities, LP See All Filings	D	2015-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655701 Filed Document 0000943663-15-000217 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
415 W. Ridge Pike Associates, LLC See All Filings	D	2015-10-16 00:00:00 UTC
Amount To Be Raised $310,400 Associated Brokers / Dealers N/A CIK Number 0001655878 Filed Document 0001655878-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
CommonWealth Opportunity Capital II LP See All Filings	D/A	2015-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621658 Filed Document 0001621658-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Endava Ltd See All Filings	D	2015-10-16 00:00:00 UTC
Amount To Be Raised $820,674 Associated Brokers / Dealers N/A CIK Number 0001656081 Filed Document 0001656081-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
CTC Alternatives Access Fund, L.P. See All Filings	D/A	2015-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589231 Filed Document 0000950103-15-008197 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chilton Investment Partners, L.P. See All Filings	D/A	2015-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000890783 Filed Document 0000950103-15-008200 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empresario LLC See All Filings	D/A	2015-10-16 00:00:00 UTC
Amount To Be Raised $2,305,301 Associated Brokers / Dealers Focus Strategies Merchant Banking, LLC CIK Number 0001641513 Filed Document 0001641513-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ballantyne Therapeutics, Inc. See All Filings	D/A	2015-10-16 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001645966 Filed Document 0001586429-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
APPCO PHARMA LLC See All Filings	D	2015-10-16 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001623697 Filed Document 0001623697-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Eden, Ltd. See All Filings	D	2015-10-16 00:00:00 UTC
Amount To Be Raised $4,910,985 Associated Brokers / Dealers N/A CIK Number 0001513041 Filed Document 0001513041-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Rail-Splitter Dynamic Growth Fund, L.P. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596962 Filed Document 0000919574-15-007404 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Stellar Equity No. 3, LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001655274 Filed Document 0001655274-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ML Winton FuturesAccess LLC See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001309136 Filed Document 0001309136-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SDP Flagship Fund, L.P. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622306 Filed Document 0001622306-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM Investment Partnership, L.P. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406371 Filed Document 0001406371-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMP, Ltd. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588878 Filed Document 0001651735-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MQ38 CUMULUS FUND, LP See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509245 Filed Document 0001509245-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GERMANY Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
LKCM Investment Partnership II, L.P. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496191 Filed Document 0001496191-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wapta LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001655618 Filed Document 0001655618-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Sanchez Production Partners LP See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $350,000,010 Associated Brokers / Dealers N/A CIK Number 0001362705 Filed Document 0001362705-15-000052 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Kallyope, Inc. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $44,050,000 Associated Brokers / Dealers N/A CIK Number 0001655846 Filed Document 0001655846-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DIGITAL DREAM LABS, LLC See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised $1,925,000 Associated Brokers / Dealers N/A CIK Number 0001581437 Filed Document 0001581437-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
HingeTo Co. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001655714 Filed Document 0001655714-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Trophy Stack, Inc. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001622411 Filed Document 0001622411-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GRE U.S. Property Fund L.P. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524439 Filed Document 0001524439-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trian Partners, Ltd. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001475112 Filed Document 0000902664-15-003938 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trillium Landing Owner, LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $3,285,000 Associated Brokers / Dealers N/A CIK Number 0001654986 Filed Document 0001654986-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
World Waters Holdings, LLC See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001597360 Filed Document 0001597360-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cave Creek Capital Partners Fund II, LLC See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001651859 Filed Document 0001651859-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SAM Risk Managed Fund LLC - G. Appel Investors Segregated Series See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559472 Filed Document 0001559472-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
LottoNet Operating Corp. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001656051 Filed Document 0001477932-15-006509 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Lost Lake Farm, LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $216,000 Associated Brokers / Dealers N/A CIK Number 0001654286 Filed Document 0001654286-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SI RC Investor, LP See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $4,590,000 Associated Brokers / Dealers N/A CIK Number 0001655713 Filed Document 0001655712-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Renaissance Kaleidoscope RF Fund LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549430 Filed Document 0001549430-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Renewable Funding Group, Inc. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $70,261,339 Associated Brokers / Dealers N/A CIK Number 0001475986 Filed Document 0001475986-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity