Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Battery Opportunity Fund Ltd. See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637014 Filed Document 0001637014-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL145 See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001617329 Filed Document 0001617329-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nightingale Pharmaceuticals, Inc. See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001635548 Filed Document 0001078782-16-002494 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Wham Inc See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001544276 Filed Document 0001544276-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Patient Home Monitoring Corp. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $349,042 Associated Brokers / Dealers N/A CIK Number 0001540013 Filed Document 0001183740-16-000312 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OWL Cybersecurity, LLC See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001669293 Filed Document 0001669293-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Renibus Therapeutics, Inc. See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001667699 Filed Document 0001667699-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SBCM Private Equity Fund IV, LLC See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001669919 Filed Document 0001562555-16-000021 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Telcentris, Inc. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Andre Johnson and Steve Collins CIK Number 0001670129 Filed Document 0001670129-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MobileMedTek Holdings, Inc. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $1,433,800 Associated Brokers / Dealers N/A CIK Number 0001522609 Filed Document 0001522609-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
Apollo Total Return Fund (Exempt) LP See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600911 Filed Document 0000950142-16-003362 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Optable, Inc. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $319,232 Associated Brokers / Dealers N/A CIK Number 0001670008 Filed Document 0001670008-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
STRIIM, INC. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $30,363,397 Associated Brokers / Dealers N/A CIK Number 0001580289 Filed Document 0001580289-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VISUALANT INC See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $14,600 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-16-000752 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Income Fund, LP See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669921 Filed Document 0001669921-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Breast Microseed, Inc. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001607763 Filed Document 0001607763-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Taconic Sidecar Fund II L.P. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669236 Filed Document 0001669236-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RelaDyne Inc. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001504987 Filed Document 0000895345-16-000447 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FoodShare, LLC See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001669717 Filed Document 0000950138-16-001047 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Battery Alternative Income Fund Ltd. See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637016 Filed Document 0001637016-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAY RESOURCE PARTNERS OFFSHORE FUND LTD See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001070480 Filed Document 0001070480-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 129 See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lombard International Distribution Company CIK Number 0001636676 Filed Document 0001636676-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kaseya Luxembourg Holdings S.C.A. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659197 Filed Document 0001659197-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Keystone Private Income Fund, L.P. See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Crewe Capital, LLC CIK Number 0001653489 Filed Document 0001653489-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA104 See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc., Summit Equities, Inc., Winklevoss Insurance Agency, LLC, and Summit Equities, Inc. CIK Number 0001568166 Filed Document 0001568166-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEO Technologies, Inc. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001632706 Filed Document 0001603816-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ZHRO POWER, LLC See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Dr. Henry Kloor and Peter Empey CIK Number 0001661182 Filed Document 0001661182-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Other
SOLAZYME INC See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $28,750,000 Associated Brokers / Dealers N/A CIK Number 0001311230 Filed Document 0001209191-16-110264 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Wealthcapital I, LP See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630505 Filed Document 0001562555-16-000020 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Therapydia, Inc. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001539766 Filed Document 0001140361-16-058822 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Exo, Inc. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619086 Filed Document 0001619086-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STEPSTONE REAL ESTATE PARTNERS III, L.P. See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650844 Filed Document 0001650844-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fortus Medical, Inc. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001603720 Filed Document 0001603720-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Apollo Total Return Co-Investors (A) LP See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609433 Filed Document 0000950142-16-003363 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Radnorwood Fund LP See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001410491 Filed Document 0000935836-16-000820 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taconic CRE Dislocation Fund L.P. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001669235 Filed Document 0001669235-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Value Partners Global Contrarian Fund See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624208 Filed Document 0001624208-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SalvaRx Group plc See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669673 Filed Document 0001669673-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business Y8 Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SolidusGold Inc. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $41,553 Associated Brokers / Dealers N/A CIK Number 0001594856 Filed Document 0001140361-16-058702 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SouthOcean Private Credit Partners, LP See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers Phillip T. Davidson Jr. and Thomas R. DellaCamera CIK Number 0001642350 Filed Document 0001642350-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Spring Capital RE, LLC See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $8,600,000 Associated Brokers / Dealers N/A CIK Number 0001670106 Filed Document 0001670106-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Telsey Consumer Fund LP See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668633 Filed Document 0001668633-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ironwood Concentrated Fund LP See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603910 Filed Document 0001546927-16-000472 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Blackbird Broadway Ltd Liability Co See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001657764 Filed Document 0001657764-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Berri Pro Inc. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001641977 Filed Document 0001641977-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Turtle Fund I LLC See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363424 Filed Document 0001363424-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
U.S. Comics, LLC See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001670282 Filed Document 0001670282-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Oaktree Infrastructure Fund (Parallel), L.P. See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668698 Filed Document 0001668698-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NW SPV XXII, LLC, a separate series of NeWAY Funds Master Series, LLC See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001669999 Filed Document 0001669999-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
UNION HILL 8, LLC See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001669859 Filed Document 0001669859-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity