Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DRFIRST COM INC See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $25,002,648 Associated Brokers / Dealers N/A CIK Number 0001111076 Filed Document 0001111076-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
HEC Select Fund LP See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656616 Filed Document 0000902664-15-004040 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aquiline Financial Services Fund III L.P. See All Filings	D/A	2015-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stanwich Advisors LLC and Conning Investment Products, Inc. CIK Number 0001619363 Filed Document 0001619363-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Covalent Capital Partners, LP See All Filings	D/A	2015-10-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001456168 Filed Document 0001456168-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spotfund Technologies, Inc. See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001656597 Filed Document 0001656597-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
VoltServer Inc. See All Filings	D/A	2015-10-26 00:00:00 UTC
Amount To Be Raised $4,996,054 Associated Brokers / Dealers N/A CIK Number 0001551253 Filed Document 0001551253-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
GSCM BIRMINGHAM DEVELOPMENT LLC See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001656726 Filed Document 0001656726-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
MultiBrain Network, Inc. See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $105,900 Associated Brokers / Dealers N/A CIK Number 0001656703 Filed Document 0001656703-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Eta Compute, Inc. See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001656674 Filed Document 0001140361-15-038596 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Rentalgeek, Inc. See All Filings	D/A	2015-10-26 00:00:00 UTC
Amount To Be Raised $395,000 Associated Brokers / Dealers N/A CIK Number 0001649734 Filed Document 0001649734-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
521 Hicks, Inc. See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001656718 Filed Document 0001656718-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GENTRY TECHNOLOGY FUND II LLC, SERIES C-3 See All Filings	D/A	2015-10-26 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001655129 Filed Document 0001140361-15-038488 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Forefront Select (US) Fund LP See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656625 Filed Document 0001656625-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
CIRRIX CAPITAL LP See All Filings	D/A	2015-10-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Groton Securities LLC CIK Number 0001555412 Filed Document 0000908662-15-000320 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Altegris Global Macro II Fund, L.P. See All Filings	D/A	2015-10-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001487204 Filed Document 0001487204-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kuddly Inc. See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001656518 Filed Document 0001656518-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Enterprise Housing Partners XXVI Limited Partnership See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $318,000,100 Associated Brokers / Dealers Compass Securities Corporation CIK Number 0001656751 Filed Document 0001656751-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
2D2C Inc See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $1,516,990 Associated Brokers / Dealers N/A CIK Number 0001391648 Filed Document 0001391648-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Spindrift Beverage Co., Inc. See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001607247 Filed Document 0001607247-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
ENTEGRION INC See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001392253 Filed Document 0001392253-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
ACON Funko Investors Holdings, L.L.C. See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $32,909,804 Associated Brokers / Dealers N/A CIK Number 0001656330 Filed Document 0001140361-15-038527 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Metheor Therapeutics Corp See All Filings	D/A	2015-10-26 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001528276 Filed Document 0001528276-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Exchange Place LP See All Filings	D/A	2015-10-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, BB&T Scott & Stringfellow, Benjamin F. Edwards & Co., Cambridge Investment Research, Inc., Commonwealth Equity Services, Inc. dba Commonwealth Financial Network, LPL Financial LLC, Morgan Stanley Smith Barney LLC, Raymond James & Associates Inc., Robert W. Baird & Co., S F Sentry Securities, Inc., Sterne, Agee, and Leach, Inc., and Twenty First Securities Corporation CIK Number 0001623075 Filed Document 0001656368-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APM - Global Macro II Fund, Ltd. See All Filings	D/A	2015-10-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, morethan 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001495779 Filed Document 0001495779-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
FundersClub QDC LLC See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $232,500 Associated Brokers / Dealers N/A CIK Number 0001655857 Filed Document 0001655857-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wildfang Co. See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001570188 Filed Document 0001570188-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Higher Moment Aurora Fund, LP See All Filings	D/A	2015-10-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC, BHA SELECT NETWORK, LLC, and Chartwell Advisors, LLC CIK Number 0001537176 Filed Document 0000902664-15-004029 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
COVALENT CAPITAL PARTNERS (OFFSHORE) L.P. See All Filings	D/A	2015-10-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001369340 Filed Document 0001369340-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lightpoint Capital Partners LLC See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655601 Filed Document 0001655601-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Pearl Biotech & Life Sciences Fund, L.P. See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635568 Filed Document 0001635568-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Resonant Therapeutics, Inc. See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001656695 Filed Document 0001656695-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LTZS Investors, LP See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001657017 Filed Document 0001657017-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MOODY NATIONAL ACADEMY DST See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $28,010,000 Associated Brokers / Dealers MOODY SECURITIES, LLC CIK Number 0001656661 Filed Document 0001656661-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Kuddly Inc. See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $15,349,919 Associated Brokers / Dealers N/A CIK Number 0001656518 Filed Document 0001656518-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Neighborhood Beer Company, Inc. See All Filings	D/A	2015-10-26 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001626143 Filed Document 0001626143-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
ENERGY IMPACT FUND LP See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001656687 Filed Document 0001656687-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Backspaces Inc. See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $4,800,301 Associated Brokers / Dealers N/A CIK Number 0001589990 Filed Document 0001589990-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clocktower Strategic Fund Management 2 LP See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656627 Filed Document 0000919574-15-007491 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ashfield All-Cap Global Growth Fund, LP See All Filings	D/A	2015-10-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617672 Filed Document 0001617672-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O'Connor US Equities Long/Short Select Ltd See All Filings	D/A	2015-10-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001618845 Filed Document 0001618845-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LADDCAP VALUE PARTNERS LP See All Filings	D/A	2015-10-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001229849 Filed Document 0000919574-15-007495 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
O'Connor Global Multi-Strategy Alpha (Levered) Ltd See All Filings	D/A	2015-10-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558538 Filed Document 0001558538-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAJOR LEAGUE FOOTBALL INC See All Filings	D/A	2015-10-26 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001308569 Filed Document 0001553350-15-001106 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Stonepeak Communication Holdings LP See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656447 Filed Document 0001656447-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MultiBrain Network, Inc. See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001656703 Filed Document 0001656703-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ENERGY IMPACT FUND LP See All Filings	D/A	2015-10-26 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001656687 Filed Document 0001656687-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RedBird Capital Partners Fund I LP See All Filings	D/A	2015-10-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001609824 Filed Document 0001609824-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alligant Scientific, LLC See All Filings	D/A	2015-10-26 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers n/a CIK Number 0001640239 Filed Document 0001640239-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Prnize Corp See All Filings	D/A	2015-10-26 00:00:00 UTC
Amount To Be Raised $110,008 Associated Brokers / Dealers N/A CIK Number 0001656050 Filed Document 0001656050-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Higher Moment Capital Opportunities, LP See All Filings	D/A	2015-10-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC, BHA SELECT NETWORK, LLC, and Chartwell Advisors, LLC CIK Number 0001550039 Filed Document 0000902664-15-004028 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity