Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Gwynnie Bee Inc. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NMS Capital Securities, LLC and NMS Capital Advisors, LLC CIK Number 0001571925 Filed Document 0001571925-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund VII, LLC See All Filings	D/A	2015-10-27 00:00:00 UTC
Amount To Be Raised $3,049,027 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001651177 Filed Document 0001632066-15-000019 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ATEL Growth Capital Fund 9, LLC See All Filings	D/A	2015-10-27 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers ATEL Securities Corporation, Calvin Todd Halterman, Charles L. Orley, Darrell E. Stoner, Michelle L. Wagner, Wendy E. Fleischmann, United Planners Financial Services of America a Limited Partner, Gregory J. Richards, John M. Sims, and Kenneth W. Finnell CIK Number 0001616112 Filed Document 0001140361-15-038716 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cheetah Medical, Inc. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001573285 Filed Document 0001573285-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Arcturus Therapeutics, Inc. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001573745 Filed Document 0001573745-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Frazier Healthcare Growth Buyout Fund VIII, L.P. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656720 Filed Document 0001140361-15-038817 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GREENPOWER MOTOR Co INC. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001584547 Filed Document 0001085037-15-000196 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CSRA NC MOB, DST See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $5,555,000 Associated Brokers / Dealers N/A CIK Number 0001656811 Filed Document 0001656811-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Mobile Money Americas Corp. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $48,000,000 Associated Brokers / Dealers Vincent Butkiewicz CIK Number 0001632777 Filed Document 0001632777-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
RD-II Apt Venture, LLC See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $5,360,000 Associated Brokers / Dealers N/A CIK Number 0001656409 Filed Document 0001656409-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Stone-Goff Partners II, LP See All Filings	D/A	2015-10-27 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001650487 Filed Document 0001650487-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graphenix Development, Inc. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001577135 Filed Document 0001577135-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
ZeoGas LLC See All Filings	D/A	2015-10-27 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Sunbelt Securities, Inc., Sunbelt Securities, Inc., Sunbelt Securities, Inc., Sunbelt Securities, Inc., Sunbelt Securities, Inc., and Sunbelt Securities, Inc. CIK Number 0001593648 Filed Document 0001593648-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Latty Investors LLC See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $1,401,250 Associated Brokers / Dealers N/A CIK Number 0001657112 Filed Document 0001657112-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
NTXBIO, LLC See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001656009 Filed Document 0001656009-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
Babel Street, Inc. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001601080 Filed Document 0001601080-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Keywise Greater China Opportunties Fund Ltd See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001394500 Filed Document 0000914760-15-000292 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iFood Packaging Systems Ltd See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001656725 Filed Document 0001656725-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Uptake Technologies, Inc. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $49,999,867 Associated Brokers / Dealers N/A CIK Number 0001656400 Filed Document 0001656400-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Greer Anderson Global Diversified IDF LLC See All Filings	D/A	2015-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586229 Filed Document 0001586229-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Greer Anderson Global Long, L.P. See All Filings	D/A	2015-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552232 Filed Document 0001552232-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
GK Secured Income IV, LLC See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers JCC Advisors, LLC and Sunbelt Securities, Inc. CIK Number 0001654819 Filed Document 0001654819-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Showfield Lewes, LP See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $15,500,000 Associated Brokers / Dealers N/A CIK Number 0001650363 Filed Document 0001650363-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
AGSM/MobileFusion, LLC See All Filings	D/A	2015-10-27 00:00:00 UTC
Amount To Be Raised $1,744,897 Associated Brokers / Dealers N/A CIK Number 0001533241 Filed Document 0001533241-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Tappin NY Ltd Liability Co See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001656799 Filed Document 0001656799-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nokota Capital Offshore Fund, Ltd. See All Filings	D/A	2015-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533636 Filed Document 0001012975-15-000710 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Plusfoam Compound Technologies LLC See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001656540 Filed Document 0001656540-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Park Boulevard Memory Care, LLC See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $3,524,925 Associated Brokers / Dealers N/A CIK Number 0001656672 Filed Document 0001656672-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
ComponentLab Inc. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $9,200,000 Associated Brokers / Dealers N/A CIK Number 0001537182 Filed Document 0001537182-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NightOwl Technologies, Inc. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $1,006,904 Associated Brokers / Dealers N/A CIK Number 0001656404 Filed Document 0001656404-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NB Chateau Sera, DST See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $4,708,000 Associated Brokers / Dealers Brain Nelson, Corbin S. Thomas, Susan J. Gitt, Troy Thomas, Gordon T. Orsborn, Stephen R. Holt, Rena B. Morris, Joshua P. Ungerecht, and Michael G. Culwell CIK Number 0001650306 Filed Document 0001650306-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
InteliSecure, Inc. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $8,124,302 Associated Brokers / Dealers N/A CIK Number 0001656752 Filed Document 0001656752-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
LAKEVIEW TERRACE PARTNERS, LLLP See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001656241 Filed Document 0001104659-15-073006 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Blue Raven Solar, LLC See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $5,999,999 Associated Brokers / Dealers N/A CIK Number 0001657054 Filed Document 0001657054-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Innovaci Inc See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001527896 Filed Document 0001527896-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Euro Choice Direct L.P See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John A Nesbitt CIK Number 0001656882 Filed Document 0001656882-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Not Applicable Type of Security Equity
EPIFINDER, INC. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001656505 Filed Document 0001656505-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Cottonwood Geneva LLC See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $8,018,519 Associated Brokers / Dealers N/A CIK Number 0001656399 Filed Document 0001656399-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Capital Real Estate - Alturas, LLC See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $3,440,000 Associated Brokers / Dealers None CIK Number 0001656819 Filed Document 0001656819-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Spartacus Cayman LP See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $35,495,175 Associated Brokers / Dealers N/A CIK Number 0001656162 Filed Document 0001656162-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sake Rok, LLC See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001656566 Filed Document 0001140361-15-038965 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Saisei Networks, Inc. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $2,946,142 Associated Brokers / Dealers N/A CIK Number 0001581074 Filed Document 0000897069-15-000503 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
moduleQ, Inc. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001616333 Filed Document 0001616333-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
LG Capital Offshore Fund, Ltd. See All Filings	D/A	2015-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597179 Filed Document 0001597179-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nokota Capital, LP See All Filings	D/A	2015-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533637 Filed Document 0001012975-15-000711 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Quest PharmaTech Inc. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers None CIK Number 0001657074 Filed Document 0001477932-15-006675 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wade & Wendy, Inc. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001656691 Filed Document 0001656691-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PYRAMID PHOENIX INVESTMENT HOLDING LLC See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $2,134,600 Associated Brokers / Dealers N/A CIK Number 0001656091 Filed Document 0001656091-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Entrepreneur Choice Fund IV, LLC See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001656771 Filed Document 0001656771-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
gr8 People, Inc. See All Filings	D	2015-10-27 00:00:00 UTC
Amount To Be Raised $3,770,000 Associated Brokers / Dealers N/A CIK Number 0001654609 Filed Document 0001654609-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity