Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Arena Alpha, L.P. - Series B See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001670651 Filed Document 0001670651-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOCM Fund, L.P. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mann Mann Jensen LP CIK Number 0001562015 Filed Document 0001566114-16-000112 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEGACY FUTURES FUND LP See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000873920 Filed Document 0000873920-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scott Hamilton Proton Center Investment Fund, LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001671033 Filed Document 0001671033-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ContainerShip, Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $2,406,729 Associated Brokers / Dealers N/A CIK Number 0001671015 Filed Document 0000898432-16-002125 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Cedar Street Fund, LP See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462117 Filed Document 0001462117-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plant Prefab,Inc. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $3,443,000 Associated Brokers / Dealers N/A CIK Number 0001672168 Filed Document 0001250853-16-000143 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Vascular Care Beverly, LLC See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $2,790,000 Associated Brokers / Dealers N/A CIK Number 0001671692 Filed Document 0001461373-16-000077 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MARVIN & PALMER NON US EQUITY L P See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dace Blaskovitz CIK Number 0000861215 Filed Document 0000898432-16-002126 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spirited Media, Inc. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $2,594,740 Associated Brokers / Dealers N/A CIK Number 0001670521 Filed Document 0001670521-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Kimberley Fund LP See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001671052 Filed Document 0001671052-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
SCP Private Capital Fund III, L.P. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch & Co. CIK Number 0001669439 Filed Document 0000902664-16-006598 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Headlands Capital Secondary Fund II, LP See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wren Capital, LLC CIK Number 0001638825 Filed Document 0001638825-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICG Access Fund, LLC See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513370 Filed Document 0001513370-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Loomis Sayles Credit Long/Short Fund (Offshore), Ltd. See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520310 Filed Document 0001625257-16-000136 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAYLASSO, INC. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001671082 Filed Document 0001461859-16-000020 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
LIMITLESS ENTERTAINMENT, Ltd See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001657855 Filed Document 0001657855-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
AEU Employee Investments, LLC See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $2,558,000 Associated Brokers / Dealers N/A CIK Number 0001671175 Filed Document 0001671175-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Aragon Multi-Family Fund V, L.P. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001670682 Filed Document 0001144204-16-092032 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legacy Directional Drilling, LLC See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001669179 Filed Document 0001669179-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT INVESTORS GE IX/VC IV, LLC See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654074 Filed Document 0001654074-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
South Slope Partners, LLC See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670768 Filed Document 0001670768-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
VARANA CAPITAL INTERNATIONAL LTD. See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559914 Filed Document 0001013594-16-000964 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Private Advisors Coinvestment Fund IV, LP See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers NYLIFE DISTRIBUTTORS LLC CIK Number 0001646588 Filed Document 0001646588-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WALTON STREET REAL ESTATE DEBT FUND-B, L.P. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001668107 Filed Document 0001668107-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NRG METALS INC. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $487,636 Associated Brokers / Dealers N/A CIK Number 0001643715 Filed Document 0001643715-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
SocialToaster, Inc. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $7,657,928 Associated Brokers / Dealers N/A CIK Number 0001553539 Filed Document 0001553539-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Simply Reliable Inc. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $305,000 Associated Brokers / Dealers N/A CIK Number 0001670967 Filed Document 0001670967-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Puissance Capital Partners LP See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636687 Filed Document 0000919574-16-012228 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TWM Fund of Funds SP a segregated portfolio of T Wealth Management Fund SPC See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606189 Filed Document 0001606189-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PA Hedged Equity Fund LP See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC and McMorgan & Company LLC CIK Number 0001322607 Filed Document 0001322607-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Play Co, LLC See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $2,242,000 Associated Brokers / Dealers N/A CIK Number 0001669840 Filed Document 0001669840-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Perennial Specialty Income Fund, LP See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636695 Filed Document 0001144204-16-092006 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Advisors Small Co Private Equity Fund VII, LP See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers NYLIFE DISTRIBUTORS LLC and Keystone Advisors AB CIK Number 0001657189 Filed Document 0001657189-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRIVATE ADVISORS HEDGED EQUITY FUND LTD See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers North Bridge Capital, NYLIFE Distributors LLC, and McMorgan & Company LLC CIK Number 0001223706 Filed Document 0001223706-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Index Ventures VIII Parallel Entrepreneur Fund (Jersey), L.P. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $6,850,000 Associated Brokers / Dealers N/A CIK Number 0001670708 Filed Document 0001460424-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jerica Commercial Mortgage Opportunity Fund, Ltd. See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607980 Filed Document 0001607980-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Material Wrld, Inc. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $9,040,667 Associated Brokers / Dealers N/A CIK Number 0001667940 Filed Document 0001667940-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 102 See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LPL Financial Corporation and Hornor, Townsend & Kent, Inc. CIK Number 0001469203 Filed Document 0001469203-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLARUS COMMERCE LLC See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001670890 Filed Document 0001670890-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
AMC Fund VI, LLC See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Joey D Miller CIK Number 0001669490 Filed Document 0001669490-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised $19,034,491 Associated Brokers / Dealers Scott Seibel and Donald Harrington CIK Number 0001135856 Filed Document 0001135856-16-000501 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Aventia Fund See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638087 Filed Document 0001638087-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cider Mill Domestic Fund LP See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670573 Filed Document 0000950142-16-003415 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Instant Karma LLC See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001671890 Filed Document 0001671890-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Delta Energy & Communications, Inc. See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632340 Filed Document 0001140361-16-060836 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
EmboMedics, Inc. See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised $4,287,938 Associated Brokers / Dealers N/A CIK Number 0001592901 Filed Document 0001209191-16-113641 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Hipmunk, Inc. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $9,999,999 Associated Brokers / Dealers N/A CIK Number 0001510864 Filed Document 0001510864-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Asset Management Ventures IV, L.P. See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Brighton House Associates, LLC CIK Number 0001651946 Filed Document 0001651946-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
IEC Fund XII L.P. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $7,100,000 Associated Brokers / Dealers N/A CIK Number 0001671195 Filed Document 0001671195-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity