Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Arena Alpha, L.P. - Series A See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001670652 Filed Document 0001670652-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gore Range Capital Venture 3 LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001671131 Filed Document 0001671131-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
YORK TOTAL ACCESS LTD See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001402217 Filed Document 0001402217-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK ACCESS LTD See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001212806 Filed Document 0001212806-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HoldCo Co-Investment Fund II, L.P. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001670710 Filed Document 0001670710-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELITE REALTY PARTNERS, LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001670880 Filed Document 0001670880-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OKLAHOMA Revenue or Assets $Not Applicable Type of Security Equity
Concord Payments, Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001670899 Filed Document 0001670899-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AEM Employee Investments, LLC See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised $3,674,000 Associated Brokers / Dealers N/A CIK Number 0001615128 Filed Document 0001615128-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
ASF VI Energy L.P. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610138 Filed Document 0001610138-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOCM Offshore Fund, Ltd. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mann Mann Jensen Partners LP CIK Number 0001571516 Filed Document 0001566114-16-000111 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASF VII B L.P. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660095 Filed Document 0001660095-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equilibrium Stock Fund, L.P. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461536 Filed Document 0001315863-16-001350 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Graham Absolute Return Trading Ltd. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593406 Filed Document 0000941031-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
Greycork See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001594449 Filed Document 0000897069-16-000788 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
GMO Qualifying Investor Funds Plc on behalf of its sub-fund GMO Emerging Country Local Debt Investment Fund See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545532 Filed Document 0001545532-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FPA Global Opportunity Fund See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pursuit Capital Marketing, LLC CIK Number 0001573502 Filed Document 0001315863-16-001348 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Cedar Street Offshore Fund, Ltd. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462116 Filed Document 0001462116-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BONAPARTE PARTNERS LP See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001142747 Filed Document 0001142747-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DREAM TEAM HOLDINGS, LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001671056 Filed Document 0001671056-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
PEG Secondary Private Equity Investors Offshore Special III L.P. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670482 Filed Document 0001670482-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PEG Secondary Private Equity Investors III L.P. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669915 Filed Document 0001669915-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GPE VII ATI Co-Investment (Delaware) Limited Partnership See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671527 Filed Document 0001671527-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STAE INC. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $111,000 Associated Brokers / Dealers N/A CIK Number 0001671094 Filed Document 0001671094-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TC Fund I, LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671210 Filed Document 0001671210-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARKactive, Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001671085 Filed Document 0001671085-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MMC Community Holdings Company, LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001670898 Filed Document 0001670898-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Yaarlo, Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $199,999 Associated Brokers / Dealers N/A CIK Number 0001671251 Filed Document 0001671251-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
USV Investors 2016, LP See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $8,200,000 Associated Brokers / Dealers N/A CIK Number 0001668245 Filed Document 0001668245-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TTCP Executive Fund - Pursuit Vascular, LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671017 Filed Document 0001615594-16-000190 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Single Digits, Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $1,558,500 Associated Brokers / Dealers N/A CIK Number 0001517425 Filed Document 0001517425-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
P1 Investments LP See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635186 Filed Document 0001635186-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graham Absolute Return Ltd. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593364 Filed Document 0000941031-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
GMO QUALIFYING INVESTOR FUNDS PLC ON BEHALF OF ITS SUB-FUND GMO SYSTEMATIC GLOBAL MACRO FUND See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605090 Filed Document 0001605090-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCB Global Opportunities Offshore Fund, Ltd. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RWN3 LLC and Seedchange Execution Services, Inc CIK Number 0001640572 Filed Document 0001640572-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Torchlite Technologies Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001637385 Filed Document 0001637385-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Yost Labs, Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $1,340,778 Associated Brokers / Dealers N/A CIK Number 0001670695 Filed Document 0001670695-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Mi Ola, Inc See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001671112 Filed Document 0001671112-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
NVNG Equity Investors, LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001671076 Filed Document 0001671076-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SNOWBIRD PARTNERS LP See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001142738 Filed Document 0001142738-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Permanens Allocation Fund LLC See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593192 Filed Document 0001315863-16-001344 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo ANRP Co-Investors II (A), L.P. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668919 Filed Document 0001315863-16-001351 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARTORIUS PARTNERS II, L.P. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Growth Securities LLC CIK Number 0001228989 Filed Document 0000943663-16-000378 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATLAS GLOBAL LLC See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JP Morgan Private Bank and CAIS Capital, LLC CIK Number 0001373875 Filed Document 0001373875-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOURNAMENTONE CORP See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Avalon Net Worth CIK Number 0001649238 Filed Document 0001649238-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Paulson Gold Participation Fund LLC See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001500834 Filed Document 0001500834-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JSDI Celmark Grant Ave, LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $1,460,000 Associated Brokers / Dealers N/A CIK Number 0001671130 Filed Document 0001671130-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
1405 Sidney Baker, LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $2,425,000 Associated Brokers / Dealers None CIK Number 0001670454 Filed Document 0001670454-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
FPA Value Partners Fund See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pursuit Capital Marketing, LLC CIK Number 0001573341 Filed Document 0001315863-16-001349 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
LYDIAN INTERNATIONAL LTD See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $7,242,576 Associated Brokers / Dealers Scotia Capital (US) Inc., BMO Nesbitt Burns Ltd., and GMP Securities, LLC CIK Number 0001424556 Filed Document 0001062993-16-008708 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Arena Alpha, L.P. - Series D See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001670650 Filed Document 0001670650-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund