Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Gulf Unmanned Systems Center, LLC See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Bruce Roberts, Phillip Nash Roberts, and Catherine Hicks CIK Number 0001610091 Filed Document 0001610091-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Edwards Unit 1V Joint Venture See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $91,056 Associated Brokers / Dealers N/A CIK Number 0001671354 Filed Document 0001671354-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Other
3RC/RHODES, LLC See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $3,788,571 Associated Brokers / Dealers None CIK Number 0001635359 Filed Document 0001635359-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CellAegis Devices Inc. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $32,500 Associated Brokers / Dealers N/A CIK Number 0001573661 Filed Document 0001140361-16-060418 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Endless Mobile, Inc. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $23,249,987 Associated Brokers / Dealers N/A CIK Number 0001671426 Filed Document 0001671426-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FAF Fund, a series of Global Endowment Targeted Strategy Fund, LP See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671380 Filed Document 0001671380-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eRelevance Corporation, Inc. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $4,512,288 Associated Brokers / Dealers N/A CIK Number 0001671761 Filed Document 0001671761-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TAO CONNECT FLORIDA FUND, LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $76,000 Associated Brokers / Dealers N/A CIK Number 0001671516 Filed Document 0001415889-16-005466 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Transmountain Complex LP See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $888,000 Associated Brokers / Dealers N/A CIK Number 0001606942 Filed Document 0001606942-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ASPIRIANT HOLDINGS 4, LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $5,044,698 Associated Brokers / Dealers N/A CIK Number 0001670849 Filed Document 0001670849-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MD MANAGEMENT LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $138,400 Associated Brokers / Dealers N/A CIK Number 0001423624 Filed Document 0001423624-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lisser, Inc. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001671290 Filed Document 0001671290-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Medstreaming LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $12,200,000 Associated Brokers / Dealers N/A CIK Number 0001651518 Filed Document 0001651518-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Grove City Surgery Center, LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001671535 Filed Document 0000949265-16-000018 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
MD INVESTMENT LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $1,245,600 Associated Brokers / Dealers N/A CIK Number 0001423625 Filed Document 0001423625-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
130 Clinton St. Partners LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001553141 Filed Document 0001553141-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Falcon Point Long/Short Tax Exempt Fund, L.P. See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001404708 Filed Document 0000935836-16-000859 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMB Export Infrastructure Investment Group 42, LP See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $54,450,000 Associated Brokers / Dealers CMB Swiss Co GmbH CIK Number 0001670011 Filed Document 0001670011-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Other
Tress Fund, LP See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671364 Filed Document 0001671364-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lola Travel Company, Inc. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $19,688,786 Associated Brokers / Dealers N/A CIK Number 0001671400 Filed Document 0001671400-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Potomac River Capital Partners 2, L.P. See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566795 Filed Document 0000902664-16-006623 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ImmuneXcite, Inc. See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $8,631,882 Associated Brokers / Dealers N/A CIK Number 0001538550 Filed Document 0001538550-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Alden MM Co-Invest, LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001671388 Filed Document 0001671388-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Diamond State Lithotripsy, LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $102,900 Associated Brokers / Dealers N/A CIK Number 0001671433 Filed Document 0001671433-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Garelick Capital Partners QP Feeder Fund, L.P. See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581069 Filed Document 0001581069-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goldfinch Capital Management Offshore, Ltd. See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638463 Filed Document 0001315863-16-001359 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TRANSCONNECT LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001670551 Filed Document 0001670551-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
liwwa, Inc. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $2,801,898 Associated Brokers / Dealers N/A CIK Number 0001638312 Filed Document 0001638312-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SANDLER PLUS DOMESTIC FUND LP See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356983 Filed Document 0001140361-16-060438 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AE Industrial Partners Fund I-A, LP See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers N/A CIK Number 0001638866 Filed Document 0001603897-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DSC Fund, a series of Global Endowment Targeted Strategy Fund, LP See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671256 Filed Document 0001671256-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCC Mezzo1 LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $6,946,250 Associated Brokers / Dealers N/A CIK Number 0001671301 Filed Document 0001671301-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CoNextions Medical Corp See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001594787 Filed Document 0001599807-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Prudence Crandall Fund III, LLC See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512350 Filed Document 0000902664-16-006646 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
See Jane Run, Inc. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $1,949,870 Associated Brokers / Dealers N/A CIK Number 0001671491 Filed Document 0001671491-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PECO STRATEGIC INVESTMENT FUND III LP See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers ROSEVIEW SECURITIES, LLC CIK Number 0001639073 Filed Document 0001639073-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
WaterSmart Software, Inc. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001519325 Filed Document 0001519325-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
THINKING CAPITAL GROUP LP See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601634 Filed Document 0001601634-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
One Scientific Inc. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641403 Filed Document 0001641403-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Celadon Technology Fund VIII, LLC See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $706,200 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001670020 Filed Document 0001670020-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ApartmentVestors Bravo Fund, LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001671449 Filed Document 0001671367-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
COLLECTIVE INNOVATION, INC. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001671510 Filed Document 0001461859-16-000022 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Brookfield Advantage Fund LP See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636782 Filed Document 0001636782-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PMS Bites, Inc. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001671342 Filed Document 0001671342-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Kensington & Sons, LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001583621 Filed Document 0001583621-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SSARIS Multisource Active Commodity Fund LLC See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629119 Filed Document 0000905718-16-001295 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
V.E.C. Indian Special Situations Fund Ltd. See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546496 Filed Document 0001546495-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STEINBERG INDIA EMERGING OPPORTUNITIES FUND Ltd See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cresta Westhall LLP CIK Number 0001539089 Filed Document 0001315863-16-001362 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tablelist, Inc. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001613889 Filed Document 0001613889-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Iteros, Inc. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001671512 Filed Document 0001104659-16-110159 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity