Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Forefront Select (US) Fund LP See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656625 Filed Document 0001656625-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
DG Investments 1, LLC See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $513,062 Associated Brokers / Dealers N/A CIK Number 0001556998 Filed Document 0001670976-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
MicroPower Global Ltd See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $328,568 Associated Brokers / Dealers Not Applicable CIK Number 0001488942 Filed Document 0001488942-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business BERMUDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hadron Fund See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513386 Filed Document 0000902664-16-006638 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Drink Tanks Corp See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001586556 Filed Document 0001586556-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DG Investments II, LLC See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $543,469 Associated Brokers / Dealers N/A CIK Number 0001574641 Filed Document 0001574641-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Midland Two Investors, LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001671198 Filed Document 0001354488-16-006967 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
SC Complex LP See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $478,000 Associated Brokers / Dealers N/A CIK Number 0001602187 Filed Document 0001602187-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Stone Milliner Macro Fund Delaware, L.P. See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585345 Filed Document 0000943663-16-000384 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Garda Fixed Income Relative Value Opportunity Fund (Onshore) Ltd. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001671470 Filed Document 0001671470-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Topwater Partners Offshore Ltd. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001668037 Filed Document 0001264128-16-000083 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UNITED BANCORP INC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $755,365 Associated Brokers / Dealers United Bancorp, Inc. CIK Number 0001196969 Filed Document 0001196969-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Clear Creek Holdings, LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001671320 Filed Document 0000896595-16-000059 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Bravada Gold Corp See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $124,417 Associated Brokers / Dealers N/A CIK Number 0001500620 Filed Document 0001500620-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
CRESCENT COVE CAPITAL, LP See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670002 Filed Document 0001670002-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cannamark, Inc. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001670878 Filed Document 0001056520-16-000230 Exclusions or Exemptions 504 and 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
InterNex Capital, LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001671162 Filed Document 0001192482-16-000550 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Timberlake Holdings LLC See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $7,375,000 Associated Brokers / Dealers N/A CIK Number 0001669746 Filed Document 0001669746-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Concordia G-10 Fixed Income Relative Value I, L.P. See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541714 Filed Document 0001603897-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
14 GEMOLOGIST/SHIMMERING TALE, LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $344,000 Associated Brokers / Dealers N/A CIK Number 0001671443 Filed Document 0001671435-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
FLUOROPHARMA MEDICAL, INC. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001402785 Filed Document 0001415889-16-005456 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
ALEXANDER SERIES TRUST See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MBSC Securities Corporation CIK Number 0001442695 Filed Document 0000945621-16-000560 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Audax Mezzanine Fund IV-A, L.P. See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638223 Filed Document 0001638223-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bristol Professional Place, LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $6,350,000 Associated Brokers / Dealers N/A CIK Number 0001671382 Filed Document 0001671382-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SANDLER OFFSHORE FUND INC See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270056 Filed Document 0001140361-16-060436 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lynx Multi-Strategy Fund, Ltd. See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers State Street Corporation CIK Number 0001577913 Filed Document 0000905718-16-001293 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
League City 210 Development Partners LP See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $5,389,500 Associated Brokers / Dealers N/A CIK Number 0001670841 Filed Document 0001670841-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
DJC I LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001671700 Filed Document 0001405086-16-000450 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Diedrich Holdings LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers N/A CIK Number 0001670062 Filed Document 0001670062-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Accelerated Ag Technologies, LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $910,000 Associated Brokers / Dealers N/A CIK Number 0001648619 Filed Document 0001648619-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Sonen Global Multistrategy (Delaware) Feeder Fund, a series of the Sonen Invest Mgmt Private Acc Plat LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668606 Filed Document 0001144204-16-093156 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WayMark, Inc. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573183 Filed Document 0001445866-16-001892 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
ASPIRIANT, LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $5,044,698 Associated Brokers / Dealers N/A CIK Number 0001433541 Filed Document 0001433541-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Falcon Point Long/Short Fund LP See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001404706 Filed Document 0000935836-16-000858 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Falcon Point Long/Short Qualified Fund LP See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001405387 Filed Document 0000935836-16-000860 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brookfield Advantage Offshore Fund Ltd. See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637857 Filed Document 0001637857-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juneau Capital Partners, LP See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664252 Filed Document 0001664252-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UOB Eagle Rock Multifamily Property Fund II LP See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001670665 Filed Document 0001670665-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trinity Medical Devices Inc. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Spouting Rock Capital Advisors, LLC CIK Number 0001664050 Filed Document 0001664050-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Lombard International Life Assurance Co Separate Account VA 132 See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001648220 Filed Document 0001648220-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL148 See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NFP Securities, Inc. CIK Number 0001643959 Filed Document 0001643959-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunshine Bancorp, Inc. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001599891 Filed Document 0001599891-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Sosnowski Fund, LP See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ray A. Balestri CIK Number 0001462729 Filed Document 0001315863-16-001360 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Visura Technologies, LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001668942 Filed Document 0001668942-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Debt
Crooked Lane Brewing Co See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $283,000 Associated Brokers / Dealers N/A CIK Number 0001655885 Filed Document 0001655885-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ACCESS BIO INC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001195790 Filed Document 0001195790-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
SANDLER PLUS DOMESTIC FUND II LP See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456024 Filed Document 0001140361-16-060437 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Garelick Capital Partners QP Feeder Fund (Cayman), LTD. See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581049 Filed Document 0001581049-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AE Industrial Partners Fund I, LP See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001638865 Filed Document 0001603897-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
14 GHOSTZAPPER/WINTER FOREST, LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $537,000 Associated Brokers / Dealers N/A CIK Number 0001671435 Filed Document 0001671435-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other