Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fundamental Global Partners QP, LP See All Filings	D	2018-02-14 15:21:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615455 Filed Document 0001557178-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-14 15:21:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FUNDAMENTAL GLOBAL PARTNERS See All Filings	D	2018-02-14 15:15:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557178 Filed Document 0001557178-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 15:15:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW YORK LIFE INSURANCE CO See All Filings	D/A	2018-02-14 15:12:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000071633 Filed Document 0000071633-18-000015 Exclusions or Exemptions 506b Accepted Date 2018-02-14 15:12:29 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Bizodo, Inc. See All Filings	D	2018-02-14 15:11:57 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001641905 Filed Document 0001140361-18-008075 Exclusions or Exemptions 506b Accepted Date 2018-02-14 15:11:57 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Positron Voyager Inc. See All Filings	D	2018-02-14 15:09:51 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001731453 Filed Document 0001731453-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 15:09:51 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Redmile Strategic Offshore Fund, Ltd See All Filings	D/A	2018-02-14 15:09:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472225 Filed Document 0001472225-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 15:09:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REDMILE STRATEGIC FUND, LP See All Filings	D/A	2018-02-14 15:06:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723888 Filed Document 0001723888-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-14 15:06:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIOT-OXYS, Inc. See All Filings	D	2018-02-14 15:06:08 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001290658 Filed Document 0001553997-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-02-14 15:06:08 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
First Leads Inc. See All Filings	D	2018-02-14 15:03:56 UTC
Amount To Be Raised $2,500,843 Associated Brokers / Dealers N/A CIK Number 0001629926 Filed Document 0001461373-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-02-14 15:03:56 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
86Borders LLC See All Filings	D	2018-02-14 14:56:07 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001622720 Filed Document 0001622720-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-14 14:56:07 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Neuberger Berman Global Equity Index PutWrite Fund LLC See All Filings	D/A	2018-02-14 14:55:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694669 Filed Document 0000898432-18-000202 Exclusions or Exemptions 506b Accepted Date 2018-02-14 14:55:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beach Point Total Return Fund LP See All Filings	D/A	2018-02-14 14:47:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484598 Filed Document 0001484598-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 14:47:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Multi-Strategy Credit Offshore Fund (EUR) Ltd. See All Filings	D/A	2018-02-14 14:42:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649486 Filed Document 0001649486-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 14:42:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MetaBiotech Corp See All Filings	D	2018-02-14 14:39:44 UTC
Amount To Be Raised $10,420,000 Associated Brokers / Dealers N/A CIK Number 0001731460 Filed Document 0001731460-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 14:39:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LSI LBH LLC See All Filings	D	2018-02-14 14:38:09 UTC
Amount To Be Raised $6,425,000 Associated Brokers / Dealers N/A CIK Number 0001731436 Filed Document 0001731436-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 14:38:09 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Multi-Strategy Credit Fund LP See All Filings	D/A	2018-02-14 14:36:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649448 Filed Document 0001649448-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 14:36:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
86Borders LLC See All Filings	D/A	2018-02-14 14:35:55 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001622720 Filed Document 0001622720-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-14 14:35:55 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Meyers Road Investments Advocate AFI, LLC See All Filings	D/A	2018-02-14 14:33:56 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001729082 Filed Document 0001729082-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-14 14:33:56 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Global Offshore Fund Ltd. See All Filings	D/A	2018-02-14 14:30:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615510 Filed Document 0001615510-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 14:30:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Meyers Road Investments Advocate AFI, LLC See All Filings	D/A	2018-02-14 14:24:29 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001729082 Filed Document 0001729082-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-14 14:24:29 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Strategic Offshore Fund Ltd. See All Filings	D/A	2018-02-14 14:24:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484601 Filed Document 0001484601-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 14:24:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Silo Ridge Field Club, LLC See All Filings	D/A	2018-02-14 14:21:41 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001679899 Filed Document 0001679899-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-14 14:21:41 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
NovaBay Pharmaceuticals, Inc. See All Filings	D	2018-02-14 14:18:35 UTC
Amount To Be Raised $5,984,000 Associated Brokers / Dealers China Kington Asset Management Co. Ltd. CIK Number 0001389545 Filed Document 0001723123-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 14:18:35 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Redmile Capital Offshore Fund, Ltd. See All Filings	D/A	2018-02-14 14:16:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513079 Filed Document 0001513079-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-14 14:16:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gamify, Inc. See All Filings	C	2018-02-14 14:12:31 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $103,500 CIK Number 0001730217 Filed Document 0001669191-18-000103 Accepted Date 2018-02-14 14:12:31 UTC Type of Offering C Security Offered Amount 8,695 Security Offered Type Common Stock State MASSACHUSETTS
Monkey Town USA Inc See All Filings	D	2018-02-14 14:09:49 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Marcus S. McNeal CIK Number 0001731421 Filed Document 0001731421-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-02-14 14:09:49 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
BION ENVIRONMENTAL TECHNOLOGIES INC See All Filings	D	2018-02-14 14:08:09 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0000875729 Filed Document 0000875729-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 14:08:09 UTC Type of Offering D Industry Environmental Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Redmile Capital Offshore Fund (ERISA), Ltd. See All Filings	D/A	2018-02-14 14:07:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657545 Filed Document 0001657545-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-14 14:07:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TrueBridge Capital Partners Fund V, L.P. See All Filings	D/A	2018-02-14 14:06:31 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers N/A CIK Number 0001710662 Filed Document 0001710662-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 14:06:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Redmile Capital Fund LP See All Filings	D/A	2018-02-14 14:04:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407247 Filed Document 0001407247-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 14:04:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lumavate, LLC See All Filings	D	2018-02-14 14:03:47 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001647185 Filed Document 0001140361-18-007981 Exclusions or Exemptions 506b Accepted Date 2018-02-14 14:03:47 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
MUCKER IV, L.P. See All Filings	D	2018-02-14 14:02:19 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers Hollister Associates, LLC CIK Number 0001731435 Filed Document 0001731419-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-02-14 14:02:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VII Peaks Direct Lending Fund, a Series of VII Peaks Series Funds LLC See All Filings	D	2018-02-14 13:59:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728755 Filed Document 0001728755-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-14 13:59:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Belaire Group, Inc. See All Filings	D	2018-02-14 13:55:12 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001731403 Filed Document 0001731403-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 13:55:12 UTC Type of Offering D Industry Retailing Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
MUCKER SELECT, L.P. See All Filings	D	2018-02-14 13:51:05 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Hollister Associates, LLC CIK Number 0001731419 Filed Document 0001731419-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-14 13:51:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MathCapital Fund I, LP See All Filings	D	2018-02-14 13:50:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720009 Filed Document 0000905718-18-000188 Exclusions or Exemptions 506c Accepted Date 2018-02-14 13:50:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DPIP Project Engine Series, a series of Alternative Strategies Direct Private Investment Program, LLC See All Filings	D	2018-02-14 13:49:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001730845 Filed Document 0001507943-18-000036 Exclusions or Exemptions 506b Accepted Date 2018-02-14 13:49:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beach Point Global Fund LP See All Filings	D/A	2018-02-14 13:40:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615511 Filed Document 0001615511-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 13:40:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UNITED COMMUNITY BANKS INC See All Filings	D	2018-02-14 13:40:09 UTC
Amount To Be Raised $45,500,000 Associated Brokers / Dealers N/A CIK Number 0000857855 Filed Document 0001144204-18-008641 Exclusions or Exemptions 506b Accepted Date 2018-02-14 13:40:09 UTC Type of Offering D Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets $Over $100,000,000 Type of Security Equity
INSIGHTEC LTD See All Filings	D	2018-02-14 13:36:59 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Exigent Management Ltd. and Marc Belzberg CIK Number 0001376126 Filed Document 0001376126-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-14 13:36:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Drink Maple, Inc. See All Filings	D	2018-02-14 13:33:04 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers N/A CIK Number 0001637235 Filed Document 0001637235-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 13:33:04 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Vinder, Inc. See All Filings	D	2018-02-14 13:29:25 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001730156 Filed Document 0001730156-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 13:29:25 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Carbon, Inc. See All Filings	D/A	2018-02-14 13:26:17 UTC
Amount To Be Raised $199,999,992 Associated Brokers / Dealers N/A CIK Number 0001648978 Filed Document 0001648978-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 13:26:17 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LANAI HOLDINGS I, LLC See All Filings	D	2018-02-14 13:25:54 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001652389 Filed Document 0001652389-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 13:25:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
STERLING CONSOLIDATED CORP. See All Filings	1-A	2018-02-14 13:25:34 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001555972 Filed Document 0001144204-18-008607 Accepted Date 2018-02-14 13:25:34 UTC Type of Offering 1-A Industry GASKETS, PACKG & SEALG DEVICES & RUBBER & PLASTICS HOSE Offering Tier Tier2 Principal Place of Business NEW JERSEY Revenue or Assets $4,939,995 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
BioLogiQ, Inc. See All Filings	D/A	2018-02-14 13:25:22 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers ViewTrade Securities, Inc. CIK Number 0001518721 Filed Document 0001596771-18-000021 Exclusions or Exemptions 506b Accepted Date 2018-02-14 13:25:22 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Multi-Asset Credit Fund Ltd. See All Filings	D/A	2018-02-14 13:22:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601778 Filed Document 0001601778-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 13:22:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
C26 Small, LP See All Filings	D/A	2018-02-14 13:21:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664197 Filed Document 0001664197-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 13:21:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PATHWAY INVESTOR KENTWOOD, LLC See All Filings	D	2018-02-14 13:20:53 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001731040 Filed Document 0001731040-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 13:20:53 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DyaMX, Inc. See All Filings	D	2018-02-14 13:20:11 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001730881 Filed Document 0001730881-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-02-14 13:20:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Debt