Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BVK US II Holding, LLC See All Filings	D	2018-02-14 18:22:04 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001730631 Filed Document 0001730631-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 18:22:04 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Royalty Fabrication Partners, LLC See All Filings	D	2018-02-14 18:21:48 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001688443 Filed Document 0001688443-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-14 18:21:48 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fundamental Global Holdings, LP See All Filings	D	2018-02-14 18:21:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703005 Filed Document 0001703005-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 18:21:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Labrys Fund, L.P. See All Filings	D/A	2018-02-14 18:21:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727916 Filed Document 0001727916-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-02-14 18:21:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
National Multifamily Portfolio III DST See All Filings	D/A	2018-02-14 18:21:29 UTC
Amount To Be Raised $100,617,339 Associated Brokers / Dealers Robert Smith, Craig Sickler, Tim Clairmont, Chay Lapin, David Dahill, John Harvey, Christina Nielson, Karl Norman, Steven Kolinsky, Mike Bendix, Jack Creighton, Scott Sheehan, Leon Rousso, Gary Conley, John Chess, Aaron Brodt, Stacey Morimoto, Gary Hughes, Michael Marshel, Nancy Jauregui, Paul Cese, Silver Portal Capital LLC, Joral Schmalle, David Walsh, Joseph Broadbent, Jennifer Wildman, David Halpern, Eric Bicknese, ames Raine, David Levinson, Larry Queen, Michael Markey, David Toetz, James Walesa, Bryan Hakola, Paul Getty, Kathleen Williams-Price, Steven Lichtblau, Stacey Morimoto, Robert Sick, Brian Vosberg, Lena-jo Hartley, Michael Cullen, Joel Knight, Michele Martin, Tae Chung Kim, Del Londono, Jonathan Twidwell, Troy Thomas, and Stephen Swarbrick CIK Number 0001726600 Filed Document 0001717288-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-02-14 18:21:29 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Facultas Fund 2, L.P. See All Filings	D	2018-02-14 18:21:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731370 Filed Document 0001731370-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 18:21:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NPB Manager Fund, SPC-Segregated Portfoio 105 See All Filings	D	2018-02-14 18:21:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731464 Filed Document 0001507943-18-000040 Exclusions or Exemptions 506b Accepted Date 2018-02-14 18:21:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beach Point Total Return Offshore Fund III Ltd. See All Filings	D/A	2018-02-14 18:21:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629368 Filed Document 0001629368-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 18:21:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Securitized Credit Fund LP See All Filings	D/A	2018-02-14 18:21:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640449 Filed Document 0001640449-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 18:21:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SEQUOIA CAPITAL U.S. SCOUT SEED PARTNERS FUND III, L.P. See All Filings	D/A	2018-02-14 18:20:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722400 Filed Document 0001722400-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-02-14 18:20:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bonaccord Capital Partners I-A, L.P. See All Filings	D	2018-02-14 18:20:49 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Eaton Partners, LLC and Arngrimsson Advisors Limited CIK Number 0001726624 Filed Document 0001726624-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 18:20:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ocean Park Investors, L.P. See All Filings	D/A	2018-02-14 18:20:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001067522 Filed Document 0001095449-18-000017 Exclusions or Exemptions 506b Accepted Date 2018-02-14 18:20:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beach Point Total Return Offshore Fund II Ltd. See All Filings	D/A	2018-02-14 18:20:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377530 Filed Document 0001377530-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 18:20:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Straka Partners, LLC See All Filings	D/A	2018-02-14 18:20:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697221 Filed Document 0001697221-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 18:20:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Total Return Offshore Fund IV Ltd. See All Filings	D/A	2018-02-14 18:20:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646291 Filed Document 0001646291-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 18:20:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Romulus Parent LLC See All Filings	D	2018-02-14 18:20:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731256 Filed Document 0001731256-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 18:20:29 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
National Multifamily Portfolio II DST See All Filings	D/A	2018-02-14 18:20:06 UTC
Amount To Be Raised $63,028,537 Associated Brokers / Dealers Silver Portal Capital LLC, Concorde Investment Services, LLC, Concorde Investment Services, LLC, Primex Prime Electronic Execution Inc, 1st Global Capital Corporation, 1st Global Capital Corporation, 1st Global Capital Corporation, Sagepoint Financial, Inc, 1st Global Capital Corporation, Silver Portal Capital LLC, Crown Capital Securities L.P., Emerson Equity LLC, Harbour Investments, Inc, McDermott Investment Services, LLC, 1st Global Capital Corporation, Cabot Lodge Securities LLC, 1st Global Capital Corporation, Nationwide Planning Associates, Inc, Royal Alliance Associates, Inc., 1st Global Capital Corporation, Commonwealth Financial Network, McDermott Investment Services, LLC, Investment Planners, Inc, Investment Planners, Inc, Investment Planners, Inc, Woodbury Financial Services, Inc, Investment Planners, Inc, Concorde Investment Services, LLC, Kovack Securities, Inc, Sigma Financial Corporation, 1st Global Capital Corporation, Sagepoint Financial, Inc, Westpark Capital Inc, 1st Global Capital Corporation, Centaurus Financial, Inc., DFPG Investments, Inc, Centaurus Financial, Inc., FSC Securities Corporation, The Strategic Financial Alliance, Parkland Securites, LLC, Centaurus Financial, Inc, Cambridge Investment Research, FSC Securities Corporation, Royal Alliance Associates, Inc, Royal Alliance Associates, Inc, Cambridge Investment Research, 1st Global Capital Corporation, Centaurus Financial, Inc, Centaurus Financial, Inc, Sagepoint Financial, Inc, DFPG Investments, Inc, 1st Global Capital Corporation, Simmons First Investment Group Inc, Cambridge Investment Research, 1st Global Capital Corporation, Sandlapper Securities, LLC, Cambridge Investment Research, 1st Global Capital Corporation, 1st Global Capital Corporation, Capulet LLC, 1st Global Capital Corporation, Primex Prime Electronic Execution Inc, Diane Jaworski-Faulhaber, Walter Webb, Michael Speer, Shawn Valentine, David Fingerhut, Wayne Pampaloni, Troy Thomas, Kelli Lynn Holliefield, H.D. Vest Investment Securities Inc, Vanderbilt Securities, LLC, Vanderbilt Securities, LLC, Parkland Securities, LLC, Parkland Securities, LLC, Moloney Securities Co, Centaurus Financial Inc, McDermott Investment Services, LLC, Woodbury Financial Services, Inc, H.D. Vest Investment Securities Inc, Jason Coles, Herb Alston, Del Londono, Mitchal O'Hare, Sigrid Daugaard, David Dahill, Spencer Weston, Kevin Snow, Jason Hohenstein, James Gambaccini, John Hoffman, Deanne Tegtmeier, Richard Park, Manuel Ramos, Brian Vosberg, Michael Parise, Gregg Kiefer, Robert Bruner, Shannon Markle, and Samir Thakkar CIK Number 0001717288 Filed Document 0001717288-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-02-14 18:20:06 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FGI METROLINA PROPERTY INCOME FUND, LP See All Filings	D	2018-02-14 18:20:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703006 Filed Document 0001703006-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-14 18:20:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fundamental Global Holdings, LP See All Filings	D	2018-02-14 18:20:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703005 Filed Document 0001703005-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-14 18:20:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colorado Springs Multifamily DST See All Filings	D/A	2018-02-14 18:20:01 UTC
Amount To Be Raised $28,974,578 Associated Brokers / Dealers Christina Nielson, Daniel Raupp, Steven Henderson, Scott Sheehan, Eric Bicknese, Chris Hudson, Terry Shea, Dinesh Gupta, Samuel Angelo, Mitchal O'Hare, Sigrid Daugaard, Robert Smith, Walter Heidenreich III, Leslie Pappas, Edwin Suzuki, David Dahill, Shawn Valentine, Adam Costarella, Andrew Norman, Brock Brady, Frank Smith, Mike Bendix, Edward Fernandez, David Cowguill, Mike Cruz, Dustin Tenbroeck, Scott Offerman, Jeffrey McKay, Ron Horvitz, Peter Chernin, Tim Clairmont, Scott Wolters, Michael Moomaw, Dennis Briscoe, Dwight Galda, Roger Van Pelt, Randall Brehmer, Rylan Rozell, Paul Goldman, William Tufts, Brian Hagen, Davin Carey, Todd Juenger, Zoe Ng, Elliott Tracy, Don Hartmann, Vint Hartmann, John Christy, Gerrin De Groot, Bradley Fritz, John Weiss, James Raia, John Azzara, Richard Park, Jonathan Keller, Aubrey Morrow, Eric Scaff, Dieter Thurow, Shannon Markle, Angela Frazier, Richard Brewer, Jeff Warren, Craig Truman, Kevin Loyd, Ann Stewart, Rey Frimmersdorf, Jack Creighton, Paul Cese, Craig Truman, Harry Horn, Ross Johnson, Larry Queen, Mary Hanson, Leonard Wyss, Tadeusz Markow, Robert Cappadona, Bentley Ford, and Stephen Shloss CIK Number 0001720488 Filed Document 0001723415-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-02-14 18:20:01 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Colorado Multifamily Portfolio III DST See All Filings	D/A	2018-02-14 18:19:38 UTC
Amount To Be Raised $91,625,622 Associated Brokers / Dealers Scott Sheehan, Edward Fernandez, Robert Smith, Tim Clairmont, Christina Nielson, Tom Velken, Michelle Herickhoff, Jeremy Willner, Brian Hagen, Justin Bachman, James Walesa, Frank Richardson, David Dahill, Iaian Filippini, Robert Pecha, Craig Sickler, Douglas Bertke, Paul Manese, Davin Carey, Bruce Wellings, Eric Scaff, Peter Fisher, Dirk Jacobs, John Scully, Dieter Thurow, Robert Horning, Hugh Barndollar, Thomas Deichert, John Harvey, William Lapiana, Gregg Kiefer, Steven Kolinsky, Adam Bryan, Michele Martin, Karl Norman, Silver Portal Capital LLC, Bryan Hakola, Mike Bendix, James Gambaccini, AnnMarie Milinazzo, Gregory Hunter, Kent Porter, Jack Creighton, Leon Rousso, Aaron Brodt, Rey Frimmersdorf, Gary Hughes, Patrick Conway, Benjamin Disalle, Dan Pias, Chay Lapin, Rylan Rozell, Charles Wagner, Dinesh Gupta, John Marshall, Rollance (Ron) Verkennis, Robert Downing, Paul Cese, Stuart Valentine, Peter Han, Hannah Buschborn, Jennifer Wildman, Timothy J Sherer, Ryan Sherer, Chris Boynton, Gerrin De Groot, Ralph Waller, Jonathan Keller, Jeffrey McKay, Eric Bicknese, Jeffrey Arburn, Nathan Kuhn, James Westermeyer, RCX Capital Group LLC, Daniel Loy, Mark Coombe, Scott Park Inabnet, Brent Lee, Roger Van Pelt, Adam Gallegos, Hiro Kaglyama, John McKeon, Mark Gillelen, Benjamin Hill, Michael Cullen, Joel Knight, Jared Sutton, Del Londono, and Bill Lucas CIK Number 0001723415 Filed Document 0001723415-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-14 18:19:38 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fundamental Global Partners Offshore Fund, Ltd. See All Filings	D	2018-02-14 18:18:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615430 Filed Document 0001615430-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 18:18:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beach Point Multi-Strategy Credit Offshore Fund (USD) Ltd. See All Filings	D/A	2018-02-14 18:18:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649458 Filed Document 0001649458-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 18:18:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ishana Capital Onshore Fund See All Filings	D	2018-02-14 18:18:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730943 Filed Document 0001730943-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-14 18:18:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPIDEY TEK, LLC See All Filings	D	2018-02-14 18:17:05 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001697321 Filed Document 0001697321-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-02-14 18:17:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
1315 Capital II, L.P. See All Filings	D	2018-02-14 18:17:04 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Anne Enna CIK Number 0001730825 Filed Document 0001730825-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 18:17:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FGI METROLINA PROPERTY INCOME FUND, LP See All Filings	D	2018-02-14 18:16:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703006 Filed Document 0001703006-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 18:16:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beach Point Total Return Fund II LP See All Filings	D/A	2018-02-14 18:15:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377527 Filed Document 0001377527-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 18:15:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Maui Wellness Group, LLC See All Filings	D	2018-02-14 18:14:36 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001656855 Filed Document 0001656855-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 18:14:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Bio Fil Inc See All Filings	1-A	2018-02-14 18:00:49 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001697746 Filed Document 0001697746-18-000001 Accepted Date 2018-02-14 18:00:49 UTC Type of Offering 1-A Industry TOBACCO PRODUCTS Offering Tier Tier1 Principal Place of Business COLORADO Revenue or Assets $0 State of Jurisdiction COLORADO Type of Security Equity (common or preferred stock)
Muscle Maker, Inc See All Filings	1-A POS	2018-02-14 17:23:52 UTC
Amount To Be Raised $9,999,990 Associated Brokers / Dealers TriPoint Global Equities, LLC/Cambria Capital, LLC CIK Number 0001701756 Filed Document 0001493152-18-002155 Accepted Date 2018-02-14 17:23:52 UTC Type of Offering 1-A POS Industry RETAIL-EATING & DRINKING PLACES Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $3,890,822 State of Jurisdiction CALIFORNIA Type of Security Equity (common or preferred stock)
EquityZen Growth Technology Fund LLC - Series 155 See All Filings	D	2018-02-14 17:10:07 UTC
Amount To Be Raised $408,073 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001728508 Filed Document 0001720392-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-02-14 17:10:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 194 See All Filings	D	2018-02-14 17:09:47 UTC
Amount To Be Raised $460,999 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001720392 Filed Document 0001720392-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-14 17:09:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 197 See All Filings	D	2018-02-14 17:08:57 UTC
Amount To Be Raised $177,660 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001720389 Filed Document 0001720392-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-14 17:08:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Peachtree Holdco Inc. See All Filings	D	2018-02-14 16:35:08 UTC
Amount To Be Raised $2,030,000 Associated Brokers / Dealers N/A CIK Number 0001730749 Filed Document 0000950142-18-000426 Exclusions or Exemptions 506b Accepted Date 2018-02-14 16:35:08 UTC Type of Offering D Industry Restaurants Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Bonaccord Capital Partners I, L.P. See All Filings	D	2018-02-14 16:01:26 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Eaton Partners, LLC and Arngrimsson Advisors Limited CIK Number 0001726618 Filed Document 0001726618-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 16:01:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fundamental Micro, LP See All Filings	D	2018-02-14 15:54:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703047 Filed Document 0001703047-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 15:54:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fundamental Activist Fund I, LP See All Filings	D	2018-02-14 15:51:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691817 Filed Document 0001691817-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 15:51:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FOG PHARMACEUTICALS, INC. See All Filings	D	2018-02-14 15:49:15 UTC
Amount To Be Raised $49,999,994 Associated Brokers / Dealers N/A CIK Number 0001657677 Filed Document 0001657677-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-14 15:49:15 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Leeds VI ES Feeder, L.P. See All Filings	D	2018-02-14 15:48:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730396 Filed Document 0001730396-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 15:48:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leeds VI ES AIV, L.P. See All Filings	D	2018-02-14 15:43:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730296 Filed Document 0001730296-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 15:43:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TTG Investors LLC See All Filings	D/A	2018-02-14 15:39:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672691 Filed Document 0001192482-18-000084 Exclusions or Exemptions 506b Accepted Date 2018-02-14 15:39:45 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MGI 21Eleven Investors, L.P. See All Filings	D	2018-02-14 15:39:07 UTC
Amount To Be Raised $21,707,750 Associated Brokers / Dealers N/A CIK Number 0001731182 Filed Document 0001731182-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 15:39:07 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Azarias Uranium Opportunity Fund LP See All Filings	D	2018-02-14 15:34:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MCG Securities LLC d/b/a Merion Capital Group CIK Number 0001724763 Filed Document 0001724763-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 15:34:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FGI GLOBAL ASSET ALLOCATION OFFSHORE FUND, LTD See All Filings	D	2018-02-14 15:34:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645247 Filed Document 0001645247-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 15:34:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blockchain One, L.P. See All Filings	D	2018-02-14 15:30:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731027 Filed Document 0000935836-18-000137 Exclusions or Exemptions 506b Accepted Date 2018-02-14 15:30:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Leads Inc. See All Filings	D	2018-02-14 15:30:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001629926 Filed Document 0001461373-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-02-14 15:30:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Beach Point Multi-Strategy Credit Offshore Fund (GBP) Ltd. See All Filings	D/A	2018-02-14 15:28:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649497 Filed Document 0001649497-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 15:28:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FGI GLOBAL ASSET ALLOCATION FUND, LP See All Filings	D	2018-02-14 15:27:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645248 Filed Document 0001557178-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-14 15:27:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WIC Managed Volatility & Income Fund QP, LP See All Filings	D/A	2018-02-14 15:24:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668635 Filed Document 0001668635-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 15:24:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund