|
|
D |
2018-02-15 12:10:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001731482
- Filed Document
- 0001731482-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 12:10:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-02-15 12:09:00 UTC |
- Amount To Be Raised
- $12,000,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001541252
- Filed Document
- 0001541252-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 12:09:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-15 12:08:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695764
- Filed Document
- 0001695764-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 12:08:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-15 12:03:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683623
- Filed Document
- 0001683623-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 12:03:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-15 12:02:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001576645
- Filed Document
- 0001576645-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 12:02:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-02-15 12:01:14 UTC |
- Amount To Be Raised
- $72,401,836
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001484074
- Filed Document
- 0001484074-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 12:01:14 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-15 12:00:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730863
- Filed Document
- 0001730863-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 12:00:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-02-15 11:59:37 UTC |
- Amount To Be Raised
- $2,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700585
- Filed Document
- 0001700585-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 11:59:37 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
Ascend Segregated Portfolio, a Segregated Portfolio of LHP Atlas Fund SPC
See All Filings
|
D/A |
2018-02-15 11:59:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683641
- Filed Document
- 0001683641-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 11:59:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-15 11:51:33 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001731558
- Filed Document
- 0001731558-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 11:51:33 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2018-02-15 11:49:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683646
- Filed Document
- 0001683646-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 11:49:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-15 11:46:17 UTC |
- Amount To Be Raised
- $20,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001731248
- Filed Document
- 0001731248-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 11:46:17 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-15 11:45:57 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726904
- Filed Document
- 0001726904-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 11:45:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
GAM Global Rates Segregated Portfolio, a Segregated Portfolio of LHP Atlas Fund SPC
See All Filings
|
D/A |
2018-02-15 11:45:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683643
- Filed Document
- 0001683643-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 11:45:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-15 11:41:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001088060
- Filed Document
- 0001140361-18-008609
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 11:41:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-02-15 11:41:23 UTC |
- Amount To Be Raised
- $175,000,000
- Associated Brokers / Dealers
- Colorado Financial Service Corporation
- CIK Number
- 0001731375
- Filed Document
- 0000902664-18-001185
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 11:41:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-15 11:40:08 UTC |
- Amount To Be Raised
- $928,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717435
- Filed Document
- 0001727087-18-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-02-15 11:40:08 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $Not Applicable
- Type of Security
- Other
|
|
|
D/A |
2018-02-15 11:38:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001569771
- Filed Document
- 0001569771-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 11:38:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-02-15 11:38:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001370922
- Filed Document
- 0001140361-18-008607
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 11:38:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-02-15 11:32:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683655
- Filed Document
- 0001683655-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 11:32:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Three Bridges Segregated Portfolio, a Segregated Portfolio of LHP Atlas Fund SPC
See All Filings
|
D/A |
2018-02-15 11:27:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683644
- Filed Document
- 0001683644-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 11:27:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-15 11:26:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730365
- Filed Document
- 0001730365-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 11:26:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
1-A/A |
2018-02-15 11:18:20 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- Lanier Securities, LLC
- CIK Number
- 0001715495
- Filed Document
- 0001193125-18-046775
- Accepted Date
- 2018-02-15 11:18:20 UTC
- Type of Offering
- 1-A/A
- Industry
- FINANCE SERVICES
- Offering Tier
- Tier2
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $3,213,626
- State of Jurisdiction
- DELAWARE
- Type of Security
- Equity (common or preferred stock)
|
|
|
D/A |
2018-02-15 11:17:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657171
- Filed Document
- 0001657171-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 11:17:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-15 11:12:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company and SunTrust Banks, Inc.
- CIK Number
- 0001555883
- Filed Document
- 0001555883-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 11:12:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-15 11:05:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679708
- Filed Document
- 0001679708-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 11:05:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-15 11:00:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630948
- Filed Document
- 0001630948-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 11:00:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-15 10:58:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730762
- Filed Document
- 0001315863-18-000186
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 10:58:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-02-15 10:58:03 UTC |
- Amount To Be Raised
- $1,241,831
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001731542
- Filed Document
- 0001731542-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 10:58:03 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-15 10:57:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Robert W. Baird& Co. Incorporated
- CIK Number
- 0001591028
- Filed Document
- 0001315863-18-000185
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 10:57:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-15 10:55:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001631067
- Filed Document
- 0001631067-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 10:55:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-15 10:55:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Robert W. Baird & Co. Incorporated
- CIK Number
- 0001591089
- Filed Document
- 0001315863-18-000184
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 10:55:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-15 10:50:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company, Suntrust Banks, Inc., Capital Strategies Partners AV SA, and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001469994
- Filed Document
- 0001469994-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 10:50:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-15 10:46:59 UTC |
- Amount To Be Raised
- $1,160,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727087
- Filed Document
- 0001727087-18-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-02-15 10:46:59 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $Not Applicable
- Type of Security
- Other
|
LIGHTHOUSE STRATEGIES FUND LLC - LIGHTHOUSE HEALTHCARE SERIES
See All Filings
|
D/A |
2018-02-15 10:44:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company and SunTrust Banks, Inc.
- CIK Number
- 0001432362
- Filed Document
- 0001432362-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 10:44:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-15 10:39:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC, Suntrust Banks, Inc., and Atlantic Trust Company
- CIK Number
- 0001575909
- Filed Document
- 0001575909-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 10:39:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-15 10:34:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC, Suntrust Banks, Inc., and Atlantic Trust Company
- CIK Number
- 0001573887
- Filed Document
- 0001573887-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 10:34:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-15 10:32:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001731548
- Filed Document
- 0001731548-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 10:32:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-02-15 10:32:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001731548
- Filed Document
- 0001731548-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 10:32:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-02-15 10:31:14 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693497
- Filed Document
- 0001693497-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 10:31:14 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2018-02-15 10:28:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company and SunTrust Banks, Inc.
- CIK Number
- 0001540997
- Filed Document
- 0001540997-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 10:28:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-15 10:17:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company and SunTrust Banks, Inc.
- CIK Number
- 0001456071
- Filed Document
- 0001456071-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 10:17:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-15 10:08:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689298
- Filed Document
- 0001689298-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 10:08:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-15 10:08:29 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- WealthForge Securities LLC
- CIK Number
- 0001731389
- Filed Document
- 0001731389-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 10:08:29 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2018-02-15 10:03:01 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668882
- Filed Document
- 0001668882-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 10:03:01 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-15 10:02:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653670
- Filed Document
- 0001653670-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 10:02:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-15 10:01:32 UTC |
- Amount To Be Raised
- $50,050,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730819
- Filed Document
- 0001730819-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 10:01:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-02-15 09:54:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company, UBS AG, Certitude Global Investments Limited, SunTrust Banks, Inc., and APB Financial Group
- CIK Number
- 0001497810
- Filed Document
- 0001497810-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 09:54:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-15 09:51:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- RG KNOX COMPANY, LLC
- CIK Number
- 0001452332
- Filed Document
- 0000919574-18-001862
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-02-15 09:51:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-15 09:49:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company, Morgan Stanley Smith Barney LLC, SunTrust Banks, Inc., UBS AG, Capital Strategies Partners AV SA, Credit Suisse AG, Deutsche Bank Securities, Inc., Deutsche Bank Trust Company Americas, Bank Julius Baer & Co. Ltd., Foreside Fund Services, LLC, and Stifel, Nicolaus & Company, Incorporated
- CIK Number
- 0001470174
- Filed Document
- 0001470174-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-15 09:49:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|