Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CCFO Boulder Hotel LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001658044 Filed Document 0001658041-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CranRidge Capital, LP See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers FBR & Co CIK Number 0001592799 Filed Document 0001140361-15-042781 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Carlson Double Black Diamond Participation Fund LLC See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001529882 Filed Document 0001529882-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PATRIA - BRAZILIAN PRIVATE EQUITY FUND III, L.P. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised $500,850,000 Associated Brokers / Dealers Forum Capital Securities LLC and Park Hill Group LLC CIK Number 0001437619 Filed Document 0001437619-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
o9 Solutions, Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001562915 Filed Document 0001562915-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BAYVIEW MORTGAGE SECURITIES OFFSHORE, LTD. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540437 Filed Document 0000902664-15-004120 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Scopia Long QP LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657797 Filed Document 0000919574-15-007701 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GenTrust Direct Access III LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657638 Filed Document 0000919574-15-007713 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kotak Advantage Fund II Segregated Portfolio (K Opportunities Fund SPC) See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594161 Filed Document 0001594161-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maven Ventures Fund II, L.P. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001658008 Filed Document 0001658008-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lucro Global, LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657669 Filed Document 0001657669-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Fastener Investors, LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $3,199,870 Associated Brokers / Dealers N/A CIK Number 0001657441 Filed Document 0001192482-15-000419 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Patria Brazil Real Estate Fund II, L.P. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M3 Capital Partners LLC CIK Number 0001483609 Filed Document 0001483609-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ancor Pledge Fund VI, LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $1,581,758 Associated Brokers / Dealers N/A CIK Number 0001657694 Filed Document 0001657694-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Sand Capital Offshore Fund Ltd. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657713 Filed Document 0001657713-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patria - Brazilian Private Equity Feeder IV, L.P. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001525834 Filed Document 0001525834-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Filament Labs, Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $3,316,751 Associated Brokers / Dealers N/A CIK Number 0001657634 Filed Document 0001657634-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KAMINAK GOLD CORP See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $12,429,768 Associated Brokers / Dealers N/A CIK Number 0001358456 Filed Document 0001358456-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Ascend Access LLC See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001504732 Filed Document 0001504732-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Journey Systems, Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $3,406,270 Associated Brokers / Dealers N/A CIK Number 0001657334 Filed Document 0001657334-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Taxometry, LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001658314 Filed Document 0001080368-15-000022 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Enroute Ventures Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658032 Filed Document 0001658032-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
DeliverCareRX, Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $13,629,398 Associated Brokers / Dealers N/A CIK Number 0001561882 Filed Document 0001561882-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CCFO Seattle Hotel LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $7,825,000 Associated Brokers / Dealers N/A CIK Number 0001658041 Filed Document 0001658041-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Cambrian Innovation Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001657921 Filed Document 0001657921-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Giving Assistant, Inc. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525240 Filed Document 0001525240-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Livingston Capital Ventures, L.P. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657300 Filed Document 0001013594-15-000562 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ENGAGED CAPITAL I LP See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559851 Filed Document 0001144204-15-064426 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One William Street Capital Offshore Fund, Ltd. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., Credit Suisse Securities (USA) LLC, and Park Hill Group LLC CIK Number 0001442189 Filed Document 0000902664-15-004131 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HALCYON ACCESS LTD See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001337881 Filed Document 0001337881-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VictorOps, Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $14,641,659 Associated Brokers / Dealers N/A CIK Number 0001563566 Filed Document 0001563566-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Kotak India Leveraged Bond Fund Segregated Portfolio (K Opportunities Fund SPC) See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594063 Filed Document 0001594161-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Central Asian Prosperity Fund See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656010 Filed Document 0001656010-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Energy Income Fund IV L.P. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Robert Balmer CIK Number 0001619764 Filed Document 0001619764-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
VirZoom, Inc. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001639511 Filed Document 0001140361-15-040450 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Patria Brazil Retail Property Feeder, L.P. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559406 Filed Document 0001559406-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patria Brazil Retail Property Fund, L.P. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558712 Filed Document 0001558712-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roadmap Innovation Fund (U.S. & Offshore) I See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624956 Filed Document 0001624956-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Looking Glass Factory Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $3,210,125 Associated Brokers / Dealers N/A CIK Number 0001655120 Filed Document 0001655120-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Kotak Advantage Fund -1 (Segregated Portfolio of K Opportunities Fund SPC) See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591960 Filed Document 0001591960-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keywise Phoenix Development Onshore Fund See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534527 Filed Document 0001534527-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patria - Brazilian Private Equity Fund IV, L.P. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and Citigroup Global Markets Inc. CIK Number 0001525833 Filed Document 0001525833-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NanoCellect Biomedical, Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $1,500,048 Associated Brokers / Dealers N/A CIK Number 0001658031 Filed Document 0001658031-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nootrobox, Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $2,570,003 Associated Brokers / Dealers N/A CIK Number 0001657906 Filed Document 0001657906-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Strategic Solutions Global Equity, LLC See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001556090 Filed Document 0001657552-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kypha Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $3,201,005 Associated Brokers / Dealers N/A CIK Number 0001539371 Filed Document 0001539371-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
METROPOLITAN LIFE INSURANCE CO See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, David F. Byers, Jr., Various Agents, Various Agents, and Various Agents CIK Number 0000937834 Filed Document 0000937834-15-000063 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
HEALTHEC, LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001654054 Filed Document 0001654054-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Black Dog LED, LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers David Traylor CIK Number 0001658042 Filed Document 0001658042-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AB GW Co-Invest L.P. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657952 Filed Document 0001657952-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund