Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CIFC Secondary Opportunities Fund I LP See All Filings	D	2018-02-15 18:18:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731763 Filed Document 0001731763-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 18:18:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bienville Capital Partners, LP See All Filings	D/A	2018-02-15 18:04:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473198 Filed Document 0001192482-18-000085 Exclusions or Exemptions 506b Accepted Date 2018-02-15 18:04:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wolverine Technologies Corp. See All Filings	D	2018-02-15 18:02:09 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001424404 Filed Document 0001424404-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-15 18:02:09 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Altegris Renaissance IDGE Fund, Ltd. See All Filings	D	2018-02-15 17:58:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5 CIK Number 0001731590 Filed Document 0001731590-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 17:58:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Renaissance IDGE Fund, LP See All Filings	D	2018-02-15 17:57:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5 CIK Number 0001731589 Filed Document 0001731589-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 17:57:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APEX RESOURCES INC See All Filings	D	2018-02-15 17:51:10 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers Apex Resources CIK Number 0000868868 Filed Document 0000868868-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-15 17:51:10 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Resilient Building Systems, Inc. See All Filings	D	2018-02-15 17:49:30 UTC
Amount To Be Raised $8,000 Associated Brokers / Dealers N/A CIK Number 0001731766 Filed Document 0001731766-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 17:49:30 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hireology, Inc. See All Filings	D	2018-02-15 17:47:37 UTC
Amount To Be Raised $7,309,999 Associated Brokers / Dealers N/A CIK Number 0001542446 Filed Document 0001542446-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 17:47:37 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Chakana Copper Corp. See All Filings	D	2018-02-15 17:47:23 UTC
Amount To Be Raised $7,541,105 Associated Brokers / Dealers N/A CIK Number 0001731712 Filed Document 0001183740-18-000038 Exclusions or Exemptions 506b Accepted Date 2018-02-15 17:47:23 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Lansing Management Onshore LP See All Filings	D/A	2018-02-15 17:46:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691909 Filed Document 0001691909-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-02-15 17:46:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zero Coupon Pharmacy VIII DST See All Filings	D/A	2018-02-15 17:45:03 UTC
Amount To Be Raised $17,337,655 Associated Brokers / Dealers David B. Levinson, Joseph Kocsis, William S. Sheehan, Michael D. Franklin, Steven I. Kolinsky, Inland Securities Corporation, Debra J. Schleining, Daniel R. Raupp, John P. Harvey Jr., John M. Butler, Alex J. Kowalski, Frank T. Dunn Jr., Bryan C. Hakola, Davin J. Carey, and Eric S. Scaff CIK Number 0001719717 Filed Document 0001719717-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 17:45:03 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Cheatham Street, LP See All Filings	D	2018-02-15 17:44:27 UTC
Amount To Be Raised $3,855,620 Associated Brokers / Dealers N/A CIK Number 0001731768 Filed Document 0001731768-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 17:44:27 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Q9 Elements, Inc. See All Filings	D	2018-02-15 17:39:00 UTC
Amount To Be Raised $4,355,626 Associated Brokers / Dealers N/A CIK Number 0001730786 Filed Document 0001730786-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 17:39:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lansing Management Offshore, Ltd. See All Filings	D/A	2018-02-15 17:33:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727297 Filed Document 0001727297-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-15 17:33:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOLIDARIUM See All Filings	D	2018-02-15 17:30:46 UTC
Amount To Be Raised $6,592,552 Associated Brokers / Dealers N/A CIK Number 0001731682 Filed Document 0001731682-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 17:30:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Perceptive Credit Opportunities II SLP, LP See All Filings	D	2018-02-15 17:26:34 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001728719 Filed Document 0001728719-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-15 17:26:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Robotics Hub Co-Investment 1-C, LP See All Filings	D	2018-02-15 17:25:43 UTC
Amount To Be Raised $725,000 Associated Brokers / Dealers Sojourner Securities, LLC CIK Number 0001730629 Filed Document 0001382963-18-000033 Exclusions or Exemptions 506b Accepted Date 2018-02-15 17:25:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Robotics Hub Fund 1, LP See All Filings	D	2018-02-15 17:23:44 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers Sojourner Securities, LLC CIK Number 0001693886 Filed Document 0001382963-18-000031 Exclusions or Exemptions 506b Accepted Date 2018-02-15 17:23:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PCOF Phoenix II Offshore Fund, LP See All Filings	D	2018-02-15 17:23:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651354 Filed Document 0001651354-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 17:23:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
REAVES PLACE ANDERSON, LLC See All Filings	D	2018-02-15 17:23:43 UTC
Amount To Be Raised $606,000 Associated Brokers / Dealers N/A CIK Number 0001731693 Filed Document 0001731693-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 17:23:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Robotics Hub Fund 1, LP See All Filings	D/A	2018-02-15 17:23:26 UTC
Amount To Be Raised $567,049 Associated Brokers / Dealers Sojourner Securities, LLC CIK Number 0001693886 Filed Document 0001382963-18-000032 Exclusions or Exemptions 506b Accepted Date 2018-02-15 17:23:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SE INDY CY INVESTORS, LLC See All Filings	D	2018-02-15 17:23:00 UTC
Amount To Be Raised $6,408,000 Associated Brokers / Dealers N/A CIK Number 0001730233 Filed Document 0001730233-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 17:23:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Affinity Healthcare Fund, LP See All Filings	D/A	2018-02-15 17:15:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730618 Filed Document 0001730618-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-15 17:15:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rezolute, Inc. See All Filings	D	2018-02-15 17:15:09 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001509261 Filed Document 0001140361-18-008721 Exclusions or Exemptions 506b Accepted Date 2018-02-15 17:15:09 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Perceptive Credit Opportunities Offshore Fund II, LP See All Filings	D	2018-02-15 17:13:56 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001728937 Filed Document 0001728937-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 17:13:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Landr Audio Inc. See All Filings	D	2018-02-15 17:13:02 UTC
Amount To Be Raised $307,920 Associated Brokers / Dealers N/A CIK Number 0001684285 Filed Document 0001684285-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 17:13:02 UTC Type of Offering D Industry Other Technology Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Perceptive Credit Opportunities Fund II, LP See All Filings	D	2018-02-15 17:07:18 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001728660 Filed Document 0001728660-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 17:07:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TYFONE INC See All Filings	D/A	2018-02-15 17:06:05 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001309763 Filed Document 0001309763-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 17:06:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Headlands Asset Management Fund III, LP, Series J See All Filings	D	2018-02-15 17:04:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731606 Filed Document 0001731606-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 17:04:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Egerton Long-Short Fund (USD) Ltd See All Filings	D/A	2018-02-15 17:01:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001204178 Filed Document 0000919574-18-001882 Exclusions or Exemptions 506b Accepted Date 2018-02-15 17:01:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
SaaS Optics, LLC See All Filings	D	2018-02-15 16:59:23 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001731672 Filed Document 0001731672-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 16:59:23 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PFM Global Long Alpha Offshore Institutional Fund, Ltd. See All Filings	D	2018-02-15 16:59:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710080 Filed Document 0001710080-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 16:59:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tapas Capital SPV I, LP See All Filings	D	2018-02-15 16:55:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731224 Filed Document 0001731224-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 16:55:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deciens Capital Fund 2018, L.P. See All Filings	D	2018-02-15 16:54:28 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers Global Alliance Securities LLC and Duff and Phelps CIK Number 0001728793 Filed Document 0001728793-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 16:54:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AEA Mezzanine Fund IV LP See All Filings	D	2018-02-15 16:51:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Equus Financial Consulting LLC and Trump Securities, LLC CIK Number 0001731270 Filed Document 0001731270-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 16:51:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Egerton Long-Short Fund (EUR, GBP & NOK) Ltd See All Filings	D/A	2018-02-15 16:48:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467586 Filed Document 0000919574-18-001880 Exclusions or Exemptions 506b Accepted Date 2018-02-15 16:48:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
SALUTARIS MEDICAL DEVICES INC See All Filings	D	2018-02-15 16:48:31 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001452230 Filed Document 0001452230-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 16:48:31 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Egerton Investment Partners, L.P. See All Filings	D/A	2018-02-15 16:36:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001358569 Filed Document 0000919574-18-001878 Exclusions or Exemptions 506b Accepted Date 2018-02-15 16:36:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Egerton Capital Partners, L.P. See All Filings	D/A	2018-02-15 16:29:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467583 Filed Document 0000919574-18-001876 Exclusions or Exemptions 506b Accepted Date 2018-02-15 16:29:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Silver Point Distressed Opportunity Institutional Partners (Offshore), L.P. See All Filings	D	2018-02-15 16:27:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729343 Filed Document 0000950142-18-000440 Exclusions or Exemptions 506b Accepted Date 2018-02-15 16:27:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
VANGUARD HOLDING COMPANY, LLC See All Filings	D	2018-02-15 16:26:05 UTC
Amount To Be Raised $31,680,480 Associated Brokers / Dealers N/A CIK Number 0001731565 Filed Document 0001405086-18-000056 Exclusions or Exemptions 506b Accepted Date 2018-02-15 16:26:05 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Silver Point Distressed Opportunity Institutional Partners, L.P. See All Filings	D	2018-02-15 16:25:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729325 Filed Document 0000950142-18-000439 Exclusions or Exemptions 506b Accepted Date 2018-02-15 16:25:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
A Plus Fund, L.L.C. See All Filings	D/A	2018-02-15 16:25:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483673 Filed Document 0001140361-18-008681 Exclusions or Exemptions 506b Accepted Date 2018-02-15 16:25:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account GVA 49 See All Filings	D	2018-02-15 16:24:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Niagara International Capital Limited CIK Number 0001730780 Filed Document 0001730780-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 16:24:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPG-FoodLogiQ, LLC See All Filings	D	2018-02-15 16:22:52 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001730697 Filed Document 0001730697-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 16:22:52 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Valley Preservation Fund, LLC See All Filings	D	2018-02-15 16:17:27 UTC
Amount To Be Raised $47,500,000 Associated Brokers / Dealers N/A CIK Number 0001731722 Filed Document 0001731722-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 16:17:27 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SOUTHFIELD VANGUARD INVESTMENT LP See All Filings	D	2018-02-15 16:16:21 UTC
Amount To Be Raised $18,521,206 Associated Brokers / Dealers N/A CIK Number 0001649965 Filed Document 0001405086-18-000055 Exclusions or Exemptions 506b Accepted Date 2018-02-15 16:16:21 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AnKap Partners, L.P. See All Filings	D/A	2018-02-15 16:13:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456617 Filed Document 0001456617-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 16:13:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 200 See All Filings	D	2018-02-15 16:11:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001730781 Filed Document 0001730781-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 16:11:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Episteme Music, Inc. See All Filings	D	2018-02-15 16:09:30 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001731612 Filed Document 0001731612-18-000001 Exclusions or Exemptions 504, 506b, and 504.1 Accepted Date 2018-02-15 16:09:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity