Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
White Elm Capital Offshore, Ltd. See All Filings	D/A	2018-03-02 13:38:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414277 Filed Document 0000919574-18-002207 Exclusions or Exemptions 506b Accepted Date 2018-03-02 13:38:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Skye Global Fund Ltd See All Filings	D	2018-03-02 13:36:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731761 Filed Document 0001731761-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 13:36:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Siguler Guff SBCOF Parallel Fund, LP See All Filings	D/A	2018-03-02 13:33:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0001654683 Filed Document 0001719094-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 13:33:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Elm Capital Partners, L.P. See All Filings	D/A	2018-03-02 13:33:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453064 Filed Document 0000919574-18-002205 Exclusions or Exemptions 506b Accepted Date 2018-03-02 13:33:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
STEELHEAD PATHFINDER FUND LTD See All Filings	D/A	2018-03-02 13:32:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387714 Filed Document 0001133521-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-03-02 13:32:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Castine Offshore Fund, Ltd. See All Filings	D/A	2018-03-02 13:28:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372229 Filed Document 0000919574-18-002203 Exclusions or Exemptions 506b Accepted Date 2018-03-02 13:28:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DEERFIELD PARTNERS, L.P. See All Filings	D/A	2018-03-02 13:25:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001301041 Filed Document 0001301041-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 13:25:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
urban-gro, Inc. See All Filings	D/A	2018-03-02 13:25:14 UTC
Amount To Be Raised $2,546,000 Associated Brokers / Dealers N/A CIK Number 0001706524 Filed Document 0001128732-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-03-02 13:25:14 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Block Party Tickets, Inc. See All Filings	D	2018-03-02 13:25:13 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001732360 Filed Document 0001732360-18-000004 Exclusions or Exemptions 506c Accepted Date 2018-03-02 13:25:13 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Steelhead Pathfinder Fund L P See All Filings	D/A	2018-03-02 13:22:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001347051 Filed Document 0001133521-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-03-02 13:22:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Vinci Capital Partners III Co-Investment Fund, L.P. See All Filings	D	2018-03-02 13:21:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001731243 Filed Document 0001731243-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-02 13:21:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Block Party Tickets, Inc. See All Filings	D/A	2018-03-02 13:20:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001732360 Filed Document 0001732360-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-02 13:20:45 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Deerfield Special Situations Fund, L.P. See All Filings	D/A	2018-03-02 13:19:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354395 Filed Document 0001354395-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 13:19:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEEVA Technologies, Inc. See All Filings	D/A	2018-03-02 13:12:50 UTC
Amount To Be Raised $2,280,750 Associated Brokers / Dealers N/A CIK Number 0001713784 Filed Document 0001713784-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-02 13:12:50 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
STEELHEAD NAVIGATOR MASTER, L.P. See All Filings	D/A	2018-03-02 13:11:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385897 Filed Document 0001133521-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-03-02 13:11:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Efficient U.S. Funds, LLC See All Filings	D/A	2018-03-02 13:11:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard A. Singer CIK Number 0001631475 Filed Document 0001631475-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-02 13:11:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Block Party Tickets, Inc. See All Filings	D	2018-03-02 13:10:33 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001732360 Filed Document 0001732360-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-03-02 13:10:33 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Twin Lake Total Return Partners QP Ltd. See All Filings	D/A	2018-03-02 13:09:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544036 Filed Document 0001544036-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 13:09:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
METIER INVESTMENT MANAGEMENT FUND, LP See All Filings	D	2018-03-02 13:08:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732813 Filed Document 0001732813-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 13:08:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STEELHEAD NAVIGATOR FUND, LTD See All Filings	D/A	2018-03-02 13:03:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001386867 Filed Document 0001133521-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-03-02 13:03:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Metaurus LLC See All Filings	D/A	2018-03-02 13:03:22 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Jake Greenwald, Evan Greenwald, and Kelly Greenwald CIK Number 0001673993 Filed Document 0001673993-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-02 13:03:22 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Avenue Europe Opportunities Fund, Ltd. See All Filings	D/A	2018-03-02 13:00:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, and N/A CIK Number 0001484188 Filed Document 0001405086-18-000060 Exclusions or Exemptions 506b Accepted Date 2018-03-02 13:00:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gateway 30, LLC See All Filings	D	2018-03-02 12:59:25 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001733274 Filed Document 0001733274-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:59:25 UTC Type of Offering D Industry Residential Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Avenue Europe Opportunities Fund, L.P. See All Filings	D/A	2018-03-02 12:59:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, and N/A CIK Number 0001484189 Filed Document 0001405086-18-000059 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:59:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Block Party Tickets, Inc. See All Filings	D	2018-03-02 12:58:31 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001732360 Filed Document 0001732360-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:58:31 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nu Holdings Ltd. See All Filings	D	2018-03-02 12:58:02 UTC
Amount To Be Raised $151,065,517 Associated Brokers / Dealers N/A CIK Number 0001691493 Filed Document 0001691493-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:58:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Basso Partners LP See All Filings	D/A	2018-03-02 12:57:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315663 Filed Document 0001699450-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:57:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZFI Capital, L.P. See All Filings	D/A	2018-03-02 12:53:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001143692 Filed Document 0001143692-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:53:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Huntington Partners, LLLP See All Filings	D/A	2018-03-02 12:52:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544562 Filed Document 0001209191-18-015418 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:52:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metaurus LLC See All Filings	D/A	2018-03-02 12:51:51 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001673993 Filed Document 0001673993-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:51:51 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ClearCell Power, Inc. See All Filings	D	2018-03-02 12:51:48 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers ClearCell Power, Inc. CIK Number 0001649163 Filed Document 0001649163-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:51:48 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Royalty Flow Inc. See All Filings	1-A POS	2018-03-02 12:51:46 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001709847 Filed Document 0001477932-18-001088 Accepted Date 2018-03-02 12:51:46 UTC Type of Offering 1-A POS Industry INVESTORS, NEC Offering Tier Tier2 Principal Place of Business COLORADO Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
ARBITER PARTNERS OFFSHORE LTD See All Filings	D/A	2018-03-02 12:49:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597558 Filed Document 0000947871-18-000210 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:49:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Spectra7 Microsystems Inc. See All Filings	D	2018-03-02 12:41:50 UTC
Amount To Be Raised $335,671 Associated Brokers / Dealers Benchmark Company LLC CIK Number 0001580220 Filed Document 0001062993-18-001050 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:41:50 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Familywise Digital, Inc. See All Filings	D	2018-03-02 12:40:59 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001732991 Filed Document 0001732991-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:40:59 UTC Type of Offering D Industry Business Services Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Liquid 2 Ventures Fund II, L.P. See All Filings	D	2018-03-02 12:35:49 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001719741 Filed Document 0001719741-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:35:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BREVAN HOWARD LP See All Filings	D/A	2018-03-02 12:34:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001280768 Filed Document 0001699450-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:34:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STEELHEAD NAVIGATOR FUND, L.P. See All Filings	D/A	2018-03-02 12:31:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001327331 Filed Document 0001133521-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:31:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
DW Oklahoma SCOOP Stack #2, LP See All Filings	D	2018-03-02 12:27:27 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001732901 Filed Document 0001732901-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:27:27 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Mondrian Global All Countries World Equity Fund, L.P. See All Filings	D	2018-03-02 12:18:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729749 Filed Document 0001393725-18-000036 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:18:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Siguler Guff Small Business Credit Opportunities Fund, LP See All Filings	D/A	2018-03-02 12:18:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0001654329 Filed Document 0001723140-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:18:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iterative OTC, L.L.C. See All Filings	D	2018-03-02 12:16:41 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001732787 Filed Document 0001315863-18-000226 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:16:41 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
J K ONE FUND L P See All Filings	D/A	2018-03-02 12:16:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001059949 Filed Document 0001133521-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:16:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Brilliency Inc See All Filings	D	2018-03-02 12:16:09 UTC
Amount To Be Raised $390,000 Associated Brokers / Dealers N/A CIK Number 0001730696 Filed Document 0001730696-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:16:09 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Cimarron Energy Spectrum, L.P. See All Filings	D/A	2018-03-02 12:16:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638891 Filed Document 0001638891-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:16:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BREVAN HOWARD FUND LTD See All Filings	D/A	2018-03-02 12:15:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001223859 Filed Document 0001699450-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:15:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iterum Therapeutics Ltd See All Filings	D/A	2018-03-02 12:11:23 UTC
Amount To Be Raised $78,097,985 Associated Brokers / Dealers N/A CIK Number 0001659323 Filed Document 0001659323-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:11:23 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Konza Capital DDC Fund LP See All Filings	D	2018-03-02 12:06:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732610 Filed Document 0001732610-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:06:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mondrian U.S. Equity Fund, L.P. See All Filings	D/A	2018-03-02 12:05:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001447881 Filed Document 0001393725-18-000035 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:05:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MONDRIAN GLOBAL INFLATION-LINKED BONDS FUND, L.P. See All Filings	D/A	2018-03-02 12:04:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504738 Filed Document 0001393725-18-000034 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:04:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund