Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HavenLock Inc. See All Filings	D/A	2018-03-02 16:05:25 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001629471 Filed Document 0001629471-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-02 16:05:25 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Welton Capital Markets Fund LLC - Series G & Series H See All Filings	D/A	2018-03-02 15:59:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC and Foreside Fund Services, LLC CIK Number 0001469757 Filed Document 0001469757-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 15:59:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Schoolr See All Filings	D	2018-03-02 15:55:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732155 Filed Document 0001732155-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-02 15:55:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Cryopeak LNG Solutions Corp See All Filings	D	2018-03-02 15:51:56 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001733222 Filed Document 0001733222-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 15:51:56 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
InnovAccer Inc. See All Filings	D	2018-03-02 15:46:31 UTC
Amount To Be Raised $15,849,986 Associated Brokers / Dealers N/A CIK Number 0001651343 Filed Document 0001651343-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 15:46:31 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WELTON CAPITAL MARKETS FUND LTD See All Filings	D/A	2018-03-02 15:44:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC and Foreside Fund Services, LLC CIK Number 0001461094 Filed Document 0001461094-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 15:44:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plus Products Holdings Inc. See All Filings	D	2018-03-02 15:42:06 UTC
Amount To Be Raised $335,417 Associated Brokers / Dealers N/A CIK Number 0001713481 Filed Document 0001183740-18-000049 Exclusions or Exemptions 506b Accepted Date 2018-03-02 15:42:06 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Shields Core Fixed Income Fund LP See All Filings	D/A	2018-03-02 15:39:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, John W. Akkerman, Jeffrey Anderson, Kirk C. Kashevaroff, Therese M. Hernandez, N/A, and N/A CIK Number 0001529525 Filed Document 0001140361-18-011586 Exclusions or Exemptions 506b Accepted Date 2018-03-02 15:39:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vision Hill Fund I, LP See All Filings	D	2018-03-02 15:37:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731108 Filed Document 0001731108-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 15:37:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ArmaGen, Inc. See All Filings	D	2018-03-02 15:36:41 UTC
Amount To Be Raised $9,999,999 Associated Brokers / Dealers N/A CIK Number 0001562829 Filed Document 0001562829-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-02 15:36:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waypoint Adelaide SR Investors, LP See All Filings	D	2018-03-02 15:32:47 UTC
Amount To Be Raised $9,450,000 Associated Brokers / Dealers Waypoint Direct Investments, LLC CIK Number 0001733010 Filed Document 0001733010-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 15:32:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BPY Ltd. See All Filings	D	2018-03-02 15:30:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727539 Filed Document 0000902664-18-001453 Exclusions or Exemptions 506b Accepted Date 2018-03-02 15:30:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vision III Imaging, Inc. See All Filings	D	2018-03-02 15:24:33 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Frederick & Company, Inc. CIK Number 0001624360 Filed Document 0001624360-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-02 15:24:33 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Silverton MOB, LP See All Filings	D	2018-03-02 15:19:42 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001733205 Filed Document 0001733205-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-03-02 15:19:42 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Abatement Fuels LLC See All Filings	D	2018-03-02 15:18:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728646 Filed Document 0001728646-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 15:18:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eJoule International Ltd See All Filings	D	2018-03-02 15:15:46 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001663753 Filed Document 0001663753-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-02 15:15:46 UTC Type of Offering D Industry Manufacturing Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LSC-DD MC1, DST See All Filings	D/A	2018-03-02 15:13:51 UTC
Amount To Be Raised $15,673,000 Associated Brokers / Dealers WealthForge Securities, LLC, Whitehall-Parker Securities, Inc., PRIMEX, Sandlapper Securities, LLC, Wilson-Davis & Co., Inc., McDermott Investment Services, LLC, and Great Point Capital LLC CIK Number 0001730245 Filed Document 0001730245-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-02 15:13:51 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Peregrine Turbine Technologies, LLC See All Filings	D	2018-03-02 15:06:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578031 Filed Document 0001578031-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-02 15:06:41 UTC Type of Offering D Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
MARCH CAPITAL PARTNERS, L.P. See All Filings	D/A	2018-03-02 15:05:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458644 Filed Document 0000919574-18-002221 Exclusions or Exemptions 506b Accepted Date 2018-03-02 15:05:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CLS Holdings USA, Inc. See All Filings	D	2018-03-02 15:03:57 UTC
Amount To Be Raised $31,250 Associated Brokers / Dealers N/A CIK Number 0001522222 Filed Document 0001185185-18-000350 Exclusions or Exemptions 506c Accepted Date 2018-03-02 15:03:57 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Casa Inc. See All Filings	D	2018-03-02 15:03:55 UTC
Amount To Be Raised $2,660,001 Associated Brokers / Dealers N/A CIK Number 0001733170 Filed Document 0001733170-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 15:03:55 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Indaba Capital Partners (Cayman), L.P. See All Filings	D/A	2018-03-02 14:59:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516454 Filed Document 0001516454-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 14:59:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LANGDON STREET CAPITAL, L.P. See All Filings	D/A	2018-03-02 14:57:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000892581 Filed Document 0000919574-18-002219 Exclusions or Exemptions 506b Accepted Date 2018-03-02 14:57:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lancaster & Bucknoll Associates, LLC See All Filings	D/A	2018-03-02 14:56:16 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001719343 Filed Document 0001719343-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 14:56:16 UTC Type of Offering D/A Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
PACE DIAGNOSTICS, INC. See All Filings	D	2018-03-02 14:51:22 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001732628 Filed Document 0001732628-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 14:51:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Indaba Capital Partners, L.P. See All Filings	D/A	2018-03-02 14:51:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516455 Filed Document 0001516455-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 14:51:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YaEsta.com, Inc. See All Filings	D	2018-03-02 14:45:24 UTC
Amount To Be Raised $2,299,999 Associated Brokers / Dealers N/A CIK Number 0001733223 Filed Document 0001733223-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 14:45:24 UTC Type of Offering D Industry Other Technology Principal Place of Business ECUADOR Revenue or Assets Decline to Disclose Type of Security Equity
Indaba Capital Fund, L.P. See All Filings	D/A	2018-03-02 14:44:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516452 Filed Document 0001516452-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 14:44:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CareNexis, LLC See All Filings	D/A	2018-03-02 14:41:49 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001733292 Filed Document 0001733292-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-02 14:41:49 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Eagle Alternative Strategies Fund LLC - Eagle Genesis Segregated Series See All Filings	D/A	2018-03-02 14:41:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668607 Filed Document 0001668607-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 14:41:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
AG Energy Partners II, L.P. See All Filings	D/A	2018-03-02 14:38:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001668489 Filed Document 0001668489-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 14:38:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSC-BIO HC1, DST See All Filings	D/A	2018-03-02 14:38:23 UTC
Amount To Be Raised $4,453,890 Associated Brokers / Dealers McDermott Investment Services, LLC, Taylor Capital Management, Inc., Lion Street Financial, LLC, D.H. Hill Securities, LLLP, Lighthouse Capital Group, LLC, and WealthForge Securities, LLC CIK Number 0001725079 Filed Document 0001725079-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-02 14:38:23 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
TWM PARTNERS FUND, LP See All Filings	D/A	2018-03-02 14:23:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507280 Filed Document 0001566114-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-03-02 14:23:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCA Flagler, LLC See All Filings	D	2018-03-02 14:22:21 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001733214 Filed Document 0001733214-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 14:22:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Antares European Fund Ltd See All Filings	D/A	2018-03-02 14:18:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450763 Filed Document 0000919574-18-002217 Exclusions or Exemptions 506b Accepted Date 2018-03-02 14:18:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
SPORTS NUTRITION CONSOLIDATION PARTNERS, INC. See All Filings	D	2018-03-02 14:17:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729338 Filed Document 0001140361-18-011539 Exclusions or Exemptions 506b Accepted Date 2018-03-02 14:17:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
Antares European Fund, L.P. See All Filings	D/A	2018-03-02 14:12:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450589 Filed Document 0000919574-18-002215 Exclusions or Exemptions 506b Accepted Date 2018-03-02 14:12:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
CareNexis, LLC See All Filings	D	2018-03-02 14:10:40 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001733292 Filed Document 0001733292-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 14:10:40 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
OCP Debt Opportunity International, Ltd. See All Filings	D/A	2018-03-02 14:02:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001366460 Filed Document 0000919574-18-002213 Exclusions or Exemptions 506b Accepted Date 2018-03-02 14:02:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Allotex, Inc. See All Filings	D	2018-03-02 14:00:58 UTC
Amount To Be Raised $16,748,506 Associated Brokers / Dealers N/A CIK Number 0001733125 Filed Document 0001733125-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 14:00:58 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CCM OPPORTUNISTIC PARTNERS, LP See All Filings	D/A	2018-03-02 13:58:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513523 Filed Document 0001513523-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 13:58:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StormSensor Inc. See All Filings	D/A	2018-03-02 13:55:38 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001685094 Filed Document 0001733178-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-02 13:55:38 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
OCP Senior Credit Partners, LP See All Filings	D/A	2018-03-02 13:52:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001420975 Filed Document 0000919574-18-002211 Exclusions or Exemptions 506b Accepted Date 2018-03-02 13:52:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Power 5 Conference Student Housing I, DST See All Filings	D	2018-03-02 13:48:53 UTC
Amount To Be Raised $59,200,000 Associated Brokers / Dealers Great Point Capita, LLC CIK Number 0001733016 Filed Document 0001733016-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 13:48:53 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Siguler Guff Small Business Credit Opportunities Fund, LP See All Filings	D/A	2018-03-02 13:48:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0001654329 Filed Document 0001719094-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-02 13:48:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Space in the Raw, Inc. See All Filings	D/A	2018-03-02 13:46:28 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001700253 Filed Document 0001700253-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-02 13:46:28 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Steelhead Pathfinder Master LP See All Filings	D/A	2018-03-02 13:46:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001393688 Filed Document 0001133521-18-000012 Exclusions or Exemptions 506b Accepted Date 2018-03-02 13:46:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OCP Debt Opportunity Partners, LP See All Filings	D/A	2018-03-02 13:44:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001366461 Filed Document 0000919574-18-002209 Exclusions or Exemptions 506b Accepted Date 2018-03-02 13:44:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SpaceLogik, Ltd. See All Filings	D	2018-03-02 13:43:28 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers CHESSIECAP SECURITIES, INC. CIK Number 0001731642 Filed Document 0001731642-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-02 13:43:28 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
ServerCube, Inc. See All Filings	D	2018-03-02 13:42:52 UTC
Amount To Be Raised $133,800,000 Associated Brokers / Dealers N/A CIK Number 0001729581 Filed Document 0001729581-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-02 13:42:52 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other