Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fluree, PBC See All Filings	D	2018-03-05 15:24:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable CIK Number 0001699237 Filed Document 0001699237-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-05 15:24:02 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Toast Beverages LLC See All Filings	D	2018-03-05 15:24:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001733215 Filed Document 0001733215-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-05 15:24:00 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Option To Acquire
L2 Distressed Securities Fund LLC See All Filings	D	2018-03-05 15:22:56 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001733385 Filed Document 0001733385-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-05 15:22:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
4Blue Dining Partners, LLC See All Filings	D	2018-03-05 15:21:59 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001733322 Filed Document 0001733322-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-05 15:21:59 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
TW Lyon Legacy Investors, LLC See All Filings	D	2018-03-05 15:16:42 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers Terra Way Capital, Inc. CIK Number 0001733396 Filed Document 0001733396-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-05 15:16:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Joi Scientific, Inc. See All Filings	D/A	2018-03-05 15:16:38 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001716076 Filed Document 0001716076-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-05 15:16:38 UTC Type of Offering D/A Industry Other Energy Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Avail Productivity Systems, LLC See All Filings	D	2018-03-05 15:15:15 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001733390 Filed Document 0001733390-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-05 15:15:15 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
DAPSILON INC. See All Filings	D	2018-03-05 15:08:55 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001733403 Filed Document 0001733403-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-05 15:08:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cimarron Energy Spectrum, L.P. See All Filings	D/A	2018-03-05 15:05:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638891 Filed Document 0001638891-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-05 15:05:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Island Club Brands, LLC See All Filings	D	2018-03-05 15:00:15 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001731913 Filed Document 0001731913-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-05 15:00:15 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Intimates Online, Inc. See All Filings	D	2018-03-05 14:58:47 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001649688 Filed Document 0001649688-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-05 14:58:47 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Storygize Inc. See All Filings	D/A	2018-03-05 14:57:49 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001671922 Filed Document 0001671922-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-05 14:57:49 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
NREA Adair, DST See All Filings	D/A	2018-03-05 14:56:07 UTC
Amount To Be Raised $24,742,538 Associated Brokers / Dealers Highland Capital Funds Distributor, Inc., Edward Fernandez, Gary Chapman, Corbin S. Thomas, Steven Kolinsky, Susan Gitt, Christina Nielson, Jeffrey Bangerter, Joseph G. Michaletz, Hugh Barndollar, Stacey Morimoto, Michael Bendix, William S. Sheehan, Gary T Hughes, Roger William Bowlin, Roy R. Jones, Joshua P. Jones, Joral T. Schmalle, Tomas J. Velken, Eric S. Scaff, Thomas M. Hess, JASON CONNOLLY, DARREN SPEIGHT, Kyle Jobin, Taylor D. Ashland, Joseph M. Insalaco, and Bryan C Hakola CIK Number 0001722121 Filed Document 0001722121-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-03-05 14:56:07 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NCT Ventures Opportunity Fund, L.P. See All Filings	D	2018-03-05 14:54:12 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001731880 Filed Document 0001731880-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-05 14:54:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THRIFT INVESTORS LP See All Filings	D/A	2018-03-05 14:52:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001006696 Filed Document 0001367936-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-05 14:52:53 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Thrasher Enterprises, Inc. See All Filings	D	2018-03-05 14:51:31 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001733333 Filed Document 0001733333-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-05 14:51:31 UTC Type of Offering D Industry Retailing Principal Place of Business ALABAMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Finch Therapeutics Group, Inc. See All Filings	D	2018-03-05 14:48:04 UTC
Amount To Be Raised $36,399,996 Associated Brokers / Dealers N/A CIK Number 0001733257 Filed Document 0001733257-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-05 14:48:04 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FIRE CANNABIS INC. See All Filings	D	2018-03-05 14:47:25 UTC
Amount To Be Raised $833,097 Associated Brokers / Dealers N/A CIK Number 0001733329 Filed Document 0001733329-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-05 14:47:25 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Talla Token LLC See All Filings	D	2018-03-05 14:44:47 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001727543 Filed Document 0001727543-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-03-05 14:44:47 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Bixby Park Apartments, LLC See All Filings	D	2018-03-05 14:42:38 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001733416 Filed Document 0001733416-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-05 14:42:38 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PROOF Side, L.P. See All Filings	D	2018-03-05 14:41:25 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001672264 Filed Document 0001140361-18-011933 Exclusions or Exemptions 506c Accepted Date 2018-03-05 14:41:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neptune Fund, LLC See All Filings	D/A	2018-03-05 14:37:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616829 Filed Document 0001616829-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-05 14:37:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
CHEYENNE FUND A MASSACHUSETTS L P See All Filings	D/A	2018-03-05 14:32:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370071 Filed Document 0001367936-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-05 14:32:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ChoiceTrade Holdings, Inc. See All Filings	C/A	2018-03-05 14:31:32 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,069,999 CIK Number 0001654300 Filed Document 0001669191-18-000136 Accepted Date 2018-03-05 14:31:32 UTC Type of Offering C/A Security Offered Amount 6,666 Security Offered Type Common Stock State PUERTO RICO
Opening Night Enterprises, LLC See All Filings	1-A/A	2018-03-05 14:27:36 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Opening Night Capital, LLC CIK Number 0001707175 Filed Document 0001214659-18-001775 Accepted Date 2018-03-05 14:27:36 UTC Type of Offering 1-A/A Industry SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction CALIFORNIA Type of Security Equity (common or preferred stock)
POLARIS CAPITAL INTERNATIONAL VALUE L P See All Filings	D/A	2018-03-05 14:26:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367936 Filed Document 0001367936-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-05 14:26:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLEARFORK CAPITAL FUND LLC See All Filings	D/A	2018-03-05 14:25:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., Ameriprise Finacial Services, AT INVESTMENT ADVISERS, INC., ALLIANCEBERNSTEIN INVESTMENTS, INC., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Bank, N.A., LPL Finanical Corporation, SANFORD C. BERNSTEIN & CO., LLC, Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., RBC CAPITAL MARKETS, LLC, Robert W. Baird & Co., Incorporated, SunTrust Bank, N.A., CHARLES SCHWAB & CO., INC., Wells Fargo Bank N.A., SUNTRUST ROBINSON HUMPHREY, INC, UBS Financial Services Inc., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, Merrill Lynch, Pierce Fenner & Smith Incorporated, MORGAN STANLEY, Wilmington Trust, LPL Financial Services, J.P. Morgan Securities, FIRST REPUBLIC SECURITIES COMPANY, LLC, Janney Montgomery Scott LLC, US Trust/ Bank of America, BESSEMER INVESTOR SERVICES, INC., BARCLAYS CAPITAL INC, BB&T SECURITIES, LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, and Wells Fargo Securities, LLC CIK Number 0001393065 Filed Document 0000350797-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-03-05 14:25:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BELVEDERE CAPITAL FUND CO LLC See All Filings	D/A	2018-03-05 14:23:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., Charles Schwab & Co., Inc., Oppenheimer & Co., Inc., UBS Financial Services Inc., Wells Fargo Advisors, Merrill Lynch, Pierce Fenner & Smith Incorporated, and Huntington Investment CIK Number 0001035602 Filed Document 0000350797-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-03-05 14:23:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cultivate MD Capital Fund II, LP See All Filings	D	2018-03-05 14:20:15 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001725055 Filed Document 0001725055-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-05 14:20:15 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Votem Corp. See All Filings	D	2018-03-05 14:14:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729124 Filed Document 0001729124-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-03-05 14:14:23 UTC Type of Offering D Industry Computers Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Other
GLAZER OFFSHORE FUND LTD See All Filings	D/A	2018-03-05 14:11:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461086 Filed Document 0001461086-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-05 14:11:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Hazoor Digital Assets Fund, LP See All Filings	D/A	2018-03-05 13:51:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713650 Filed Document 0001713650-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-05 13:51:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Constance Therapeutics, Inc. See All Filings	D	2018-03-05 13:51:12 UTC
Amount To Be Raised $4,247,514 Associated Brokers / Dealers N/A CIK Number 0001646331 Filed Document 0001646331-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-05 13:51:12 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Orange Fund a series supplement of Payden Active Cash Management LLC See All Filings	D	2018-03-05 13:49:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723803 Filed Document 0001723803-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-05 13:49:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunwealth Power, Inc. See All Filings	D	2018-03-05 13:41:27 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001732879 Filed Document 0001144204-18-012731 Exclusions or Exemptions 506b Accepted Date 2018-03-05 13:41:27 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SUPPLY FINANCE HOLDINGS INC. See All Filings	D	2018-03-05 13:38:19 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001732967 Filed Document 0001140361-18-011918 Exclusions or Exemptions 506b Accepted Date 2018-03-05 13:38:19 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Glazer Enhanced Offshore Fund, Ltd. See All Filings	D/A	2018-03-05 13:35:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513849 Filed Document 0001513849-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-05 13:35:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Zivix, LLC See All Filings	D	2018-03-05 13:32:31 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001601179 Filed Document 0001601179-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-05 13:32:31 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
BITREWARDS PTE.LTD. See All Filings	D	2018-03-05 13:32:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BITREWARDS PTE. LTD. CIK Number 0001733237 Filed Document 0001733237-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-03-05 13:32:14 UTC Type of Offering D Industry Other Technology Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Other
Hudson Residences A3 LLC See All Filings	D	2018-03-05 13:30:50 UTC
Amount To Be Raised $87,500,000 Associated Brokers / Dealers Related Financial Services CIK Number 0001732893 Filed Document 0001732893-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-05 13:30:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Hidden Sea, Inc. See All Filings	D	2018-03-05 13:26:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001733371 Filed Document 0001733371-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-03-05 13:26:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mathematica Global Equity Fund, LP See All Filings	D/A	2018-03-05 13:24:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001195830 Filed Document 0000919574-18-002229 Exclusions or Exemptions 506b Accepted Date 2018-03-05 13:24:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MPC VA Historic Credit Master Fund, LLC See All Filings	D	2018-03-05 13:19:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717593 Filed Document 0001717593-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-05 13:19:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Acivilate, Inc. See All Filings	D	2018-03-05 13:19:43 UTC
Amount To Be Raised $2,950,040 Associated Brokers / Dealers N/A CIK Number 0001723457 Filed Document 0001723457-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-05 13:19:43 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Bytemark, Inc. See All Filings	D/A	2018-03-05 13:12:36 UTC
Amount To Be Raised $12,999,998 Associated Brokers / Dealers N/A CIK Number 0001722864 Filed Document 0001722864-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-05 13:12:36 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ICG Insurance Fund LLC See All Filings	D/A	2018-03-05 13:06:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634456 Filed Document 0001513370-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-05 13:06:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glazer Enhanced Fund, L.P. See All Filings	D/A	2018-03-05 12:59:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510312 Filed Document 0001510312-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-05 12:59:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
LMP Automotive Holdings Inc. See All Filings	D/A	2018-03-05 12:57:58 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001731727 Filed Document 0001731727-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-05 12:57:58 UTC Type of Offering D/A Industry Retailing Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Context ICG Investors LLC See All Filings	D/A	2018-03-05 12:57:13 UTC
Amount To Be Raised $86,500,000 Associated Brokers / Dealers N/A CIK Number 0001655113 Filed Document 0001513370-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-05 12:57:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GUGGENHEIM PLUS II L.P. See All Filings	D/A	2018-03-05 12:53:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GUGGENHEIM INVESTOR SERVICES, LLC CIK Number 0001229354 Filed Document 0001229354-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-05 12:53:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund