Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TUCEK PARTNERS, L.P. See All Filings	D/A	2018-03-13 15:23:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000872953 Filed Document 0000919574-18-002448 Exclusions or Exemptions 506b Accepted Date 2018-03-13 15:23:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Somerset Coal International, Inc. See All Filings	D	2018-03-13 15:21:54 UTC
Amount To Be Raised $6,578,947 Associated Brokers / Dealers N/A CIK Number 0001733847 Filed Document 0001382963-18-000061 Exclusions or Exemptions 506b Accepted Date 2018-03-13 15:21:54 UTC Type of Offering D Industry Other Energy Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Horizon Multi-Disciplinary Offshore Fund, Ltd See All Filings	D/A	2018-03-13 15:20:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KBD SECURITIES, LLC CIK Number 0001457932 Filed Document 0001457932-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 15:20:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dovetail Equity Partners L.P. See All Filings	D/A	2018-03-13 15:16:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001380293 Filed Document 0000919574-18-002446 Exclusions or Exemptions 506b Accepted Date 2018-03-13 15:16:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
NJOY HOLDINGS, INC. See All Filings	D/A	2018-03-13 15:16:25 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001699567 Filed Document 0001699567-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-13 15:16:25 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HORIZON CREDIT OPPORTUNITIES OFFSHORE FUND LTD See All Filings	D/A	2018-03-13 15:14:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KBD SECURITIES, LLC and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001423791 Filed Document 0001423791-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 15:14:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A&Q Metric SPC - Engadine Equity Long/Short SP See All Filings	D	2018-03-13 15:12:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733966 Filed Document 0001733966-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 15:12:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ohio Wellness Cultivators, LLC See All Filings	D	2018-03-13 15:11:49 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001733526 Filed Document 0000892251-18-000033 Exclusions or Exemptions 506b Accepted Date 2018-03-13 15:11:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StoryMD Inc. See All Filings	D	2018-03-13 15:11:27 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001714533 Filed Document 0001714533-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-13 15:11:27 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CNS Pharmaceuticals, Inc. See All Filings	C	2018-03-13 15:11:02 UTC
Financial Interest If offering is successful, intermediary will receive a commission equivalent to 2% of the Securities being issued in this Offering Filing Platform OpenDeal Inc. Offering Amount $1,070,000 CIK Number 0001729427 Filed Document 0001729427-18-000001 Accepted Date 2018-03-13 15:11:02 UTC Type of Offering C Security Offered Amount 100,000 Security Offered Type Other State TEXAS
Terra Alpha Fund LP See All Filings	D/A	2018-03-13 15:10:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637293 Filed Document 0000919574-18-002444 Exclusions or Exemptions 506b Accepted Date 2018-03-13 15:10:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Bridge Office Fund-A LP See All Filings	D/A	2018-03-13 15:07:42 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001698971 Filed Document 0001734065-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 15:07:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Miura Global Fund, Ltd. See All Filings	D/A	2018-03-13 14:59:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN SECURITIES LLC CIK Number 0001302145 Filed Document 0000919574-18-002442 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:59:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Municipal Opportunities HL Fund, LP See All Filings	D/A	2018-03-13 14:57:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Artivest Brokerage LLC, and Morgan Stanley Smith Barney LLC CIK Number 0001700100 Filed Document 0001140361-18-013200 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:57:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AlphaX Partners Fund I, L.P. See All Filings	D	2018-03-13 14:56:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727921 Filed Document 0000950172-18-000054 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:56:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Terra Alpha Global Equity Fund LP See All Filings	D	2018-03-13 14:53:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733484 Filed Document 0000919574-18-002440 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:53:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Miura Global Partners II, LP See All Filings	D/A	2018-03-13 14:51:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN SECURITIES LLC CIK Number 0001385977 Filed Document 0000919574-18-002438 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:51:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ZAZOVE OFFSHORE GLOBAL CONVERTIBLE FUND LTD See All Filings	D/A	2018-03-13 14:50:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001329208 Filed Document 0001329208-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:50:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoreCommodity Management - Founders Absolute Return Fund, LLC See All Filings	D	2018-03-13 14:49:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733745 Filed Document 0001264128-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:49:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoreCommodity Management - Founders Absolute Return Fund (Cayman), Ltd. See All Filings	D	2018-03-13 14:44:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733731 Filed Document 0001264128-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:44:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoldenTree Select Offshore Fund, Ltd. See All Filings	D/A	2018-03-13 14:43:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley CIK Number 0001567765 Filed Document 0000902664-18-001573 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:43:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree Select Partners, L.P. See All Filings	D/A	2018-03-13 14:42:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley CIK Number 0001567764 Filed Document 0000902664-18-001572 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:42:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Miura Global Partners, LP See All Filings	D/A	2018-03-13 14:40:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN SECURITIES LLC CIK Number 0001302133 Filed Document 0000919574-18-002436 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:40:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
First Eagle Value in Biotechnology Fund (QP), LP See All Filings	D/A	2018-03-13 14:39:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481559 Filed Document 0000919574-18-002434 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:39:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ZAZOVE HIGH YIELD CONVERTIBLE SECURTIES FUND LP See All Filings	D/A	2018-03-13 14:37:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001097667 Filed Document 0001097667-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:37:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Calm.com, Inc. See All Filings	D	2018-03-13 14:37:13 UTC
Amount To Be Raised $7,935,825 Associated Brokers / Dealers N/A CIK Number 0001721834 Filed Document 0001721834-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:37:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FIRST EAGLE INTERNATIONAL VALUE FUND, LP See All Filings	D/A	2018-03-13 14:34:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FEF DISTRIBUTORS, LLC CIK Number 0001450194 Filed Document 0000919574-18-002432 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:34:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PhotoniCare, Inc. See All Filings	D/A	2018-03-13 14:34:20 UTC
Amount To Be Raised $2,048,206 Associated Brokers / Dealers N/A CIK Number 0001645671 Filed Document 0001645671-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:34:20 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access LXIV, LP See All Filings	D	2018-03-13 14:34:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733828 Filed Document 0001733828-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:34:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Eagle Global Value Fund, LP See All Filings	D/A	2018-03-13 14:30:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FEF DISTRIBUTORS, LLC CIK Number 0001484313 Filed Document 0000919574-18-002430 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:30:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
21 APRIL FUND, L.P. See All Filings	D/A	2018-03-13 14:28:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459688 Filed Document 0000919574-18-002428 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:28:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QUMULO, INC. See All Filings	D	2018-03-13 14:27:28 UTC
Amount To Be Raised $507,500 Associated Brokers / Dealers N/A CIK Number 0001546162 Filed Document 0001546162-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:27:28 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
P.A.W. SMALL CAP PARTNERS, L.P. See All Filings	D/A	2018-03-13 14:24:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473700 Filed Document 0000919574-18-002426 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:24:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Upwild, LLC See All Filings	D	2018-03-13 14:21:57 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001733384 Filed Document 0001733384-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:21:57 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
ZAZOVE GLOBAL CONVERTIBLE FUND LP See All Filings	D/A	2018-03-13 14:21:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000934758 Filed Document 0000934758-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:21:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRBT 4, LLC See All Filings	D	2018-03-13 14:20:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734336 Filed Document 0001734336-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:20:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Junction AI Inc. See All Filings	D	2018-03-13 14:17:39 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001733818 Filed Document 0001733818-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:17:39 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
PERMANENT EQUITY I, L.P. See All Filings	D/A	2018-03-13 14:15:49 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001725483 Filed Document 0001725483-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:15:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ZAZOVE CONVERTIBLE SECURITIES FUND INC See All Filings	D/A	2018-03-13 14:04:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001076322 Filed Document 0001076322-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:04:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newark Venture Partners Fund, L.P. See All Filings	D/A	2018-03-13 14:02:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648301 Filed Document 0001648301-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-13 14:02:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brookview Lynnwood Park LLC See All Filings	D	2018-03-13 14:00:45 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001731752 Filed Document 0001731752-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:00:45 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Mortgage Capital Partners, LLC See All Filings	D	2018-03-13 13:50:23 UTC
Amount To Be Raised $2,302,105 Associated Brokers / Dealers N/A CIK Number 0001734391 Filed Document 0001734391-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 13:50:23 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
TJC Real Estate Lender II LLC See All Filings	D	2018-03-13 13:48:37 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers N/A CIK Number 0001734225 Filed Document 0001734225-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-13 13:48:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Silvershore Internet Opportunity Fund I LP See All Filings	D	2018-03-13 13:48:13 UTC
Amount To Be Raised $70,125,000 Associated Brokers / Dealers Artist Capital LLC CIK Number 0001732648 Filed Document 0001732648-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 13:48:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIESTA TEA Co See All Filings	D	2018-03-13 13:46:25 UTC
Amount To Be Raised $1,128,604 Associated Brokers / Dealers Fundme Securities LLC CIK Number 0001573391 Filed Document 0001573391-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 13:46:25 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ZAZOVE AGGRESSIVE GROWTH FUND LP See All Filings	D/A	2018-03-13 13:40:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001006700 Filed Document 0001006700-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 13:40:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chicago Self Storage, LLC See All Filings	D	2018-03-13 13:36:11 UTC
Amount To Be Raised $2,388,000 Associated Brokers / Dealers none CIK Number 0001488817 Filed Document 0001488817-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-13 13:36:11 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
POUNDWISHES INC. See All Filings	C/A	2018-03-13 13:35:37 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001667516 Filed Document 0001665160-18-000197 Accepted Date 2018-03-13 13:35:37 UTC Type of Offering C/A Security Offered Amount 5,000 Security Offered Type Common Stock State CALIFORNIA
KINDERHOOK BANK CORP See All Filings	D	2018-03-13 13:34:20 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001025991 Filed Document 0001025991-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 13:34:20 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
StoreRight (Lutz XV), LLC See All Filings	D	2018-03-13 13:26:38 UTC
Amount To Be Raised $2,485,000 Associated Brokers / Dealers n/a CIK Number 0001734127 Filed Document 0001734127-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 13:26:38 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity