|
|
D |
2018-03-14 13:23:51 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734523
- Filed Document
- 0001734523-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 13:23:51 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2018-03-14 13:23:01 UTC |
- Amount To Be Raised
- $8,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001733729
- Filed Document
- 0001733729-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 13:23:01 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A/A |
2018-03-14 13:21:18 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001733775
- Filed Document
- 0001733775-18-000005
- Accepted Date
- 2018-03-14 13:21:18 UTC
- Type of Offering
- 1-A/A
- Industry
- FINANCE SERVICES
- Offering Tier
- Tier1
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $0
- State of Jurisdiction
- FLORIDA
- Type of Security
- Equity (common or preferred stock)
|
|
|
D/A |
2018-03-14 13:21:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710844
- Filed Document
- 0001710844-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 13:21:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
SB Special Situation Master Fund SPC - Segregated Portfolio C
See All Filings
|
D/A |
2018-03-14 13:18:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652894
- Filed Document
- 0000943663-18-000095
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 13:18:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-14 13:17:42 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- Tripoint Global Equities, LLC
- CIK Number
- 0001733999
- Filed Document
- 0001733999-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 13:17:42 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-03-14 13:17:35 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- CAPLINK SECURITIES, INC. and GORDIAN INVESTMENTS, LLC
- CIK Number
- 0001695258
- Filed Document
- 0001695258-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 13:17:35 UTC
- Type of Offering
- D/A
- Industry
- Agriculture
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-03-14 13:15:45 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706887
- Filed Document
- 0001706887-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 13:15:45 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-03-14 13:11:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- c/o XT Capital Partners, LLC
- CIK Number
- 0001557688
- Filed Document
- 0001557688-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 13:11:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-14 13:04:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- c/o XT Capital Partners, LLC
- CIK Number
- 0001573275
- Filed Document
- 0001557688-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 13:04:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-14 13:04:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AMD Capital, LLC, Harbor Financial Services, LLC, and Lion Street Financial, LLC
- CIK Number
- 0001461075
- Filed Document
- 0000932446-18-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 13:04:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-14 13:04:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001216244
- Filed Document
- 0001216244-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 13:04:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-14 13:03:51 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734425
- Filed Document
- 0001734425-18-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-03-14 13:03:51 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Option To Acquire
|
|
|
D/A |
2018-03-14 12:55:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Funds Distributor, LLC
- CIK Number
- 0001442331
- Filed Document
- 0001442331-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 12:55:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-14 12:51:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001423545
- Filed Document
- 0001192482-18-000115
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 12:51:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-14 12:48:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460126
- Filed Document
- 0001192482-18-000114
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 12:48:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-14 12:45:34 UTC |
- Amount To Be Raised
- $32,499,989
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625619
- Filed Document
- 0001625619-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 12:45:34 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-03-14 12:44:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001216461
- Filed Document
- 0001192482-18-000113
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 12:44:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-14 12:43:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734256
- Filed Document
- 0001734256-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 12:43:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-14 12:43:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734309
- Filed Document
- 0000919574-18-002475
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 12:43:06 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C/A |
2018-03-14 12:42:53 UTC |
- Financial Interest
- N/A
- Filing Platform
- StartEngine Capital, LLC
- Offering Amount
- $1,000,000
- CIK Number
- 0001658670
- Filed Document
- 0001665160-18-000198
- Accepted Date
- 2018-03-14 12:42:53 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 10,000
- Security Offered Type
- Common Stock
- State
- NEVADA
|
|
|
D/A |
2018-03-14 12:42:30 UTC |
- Amount To Be Raised
- $91,625,622
- Associated Brokers / Dealers
- Scott Sheehan, Edward Fernandez, Robert Smith, Tim Clairmont, Christina Nielson, Tom Velken, Michelle Herickhoff, Jeremy Willner, Brian Hagen, Justin Bachman, James Walesa, Frank Richardson, David Dahill, Iaian Filippini, Robert Pecha, Craig Sickler, Douglas Bertke, Paul Manese, Davin Carey, Bruce Wellings, Eric Scaff, Peter Fisher, Dirk Jacobs, John Scully, Dieter Thurow, Robert Horning, Hugh Barndollar, Thomas Deichert, John Harvey, William Lapiana, Gregg Kiefer, Steven Kolinsky, Adam Bryan, Michele Martin, Karl Norman, Silver Portal Capital LLC, Bryan Hakola, Mike Bendix, James Gambaccini, AnnMarie Milinazzo, Gregory Hunter, Kent Porter, Jack Creighton, Leon Rousso, Aaron Brodt, Rey Frimmersdorf, Gary Hughes, Patrick Conway, Benjamin Disalle, Dan Pias, Chay Lapin, Rylan Rozell, Charles Wagner, Dinesh Gupta, John Marshall, Rollance (Ron) Verkennis, Robert Downing, Paul Cese, Stuart Valentine, Peter Han, Hannah Buschborn, Jennifer Wildman, Timothy J Sherer, Ryan Sherer, Chris Boynton, Gerrin De Groot, Ralph Waller, Jonathan Keller, Jeffrey McKay, Eric Bicknese, Jeffrey Arburn, Nathan Kuhn, James Westermeyer, RCX Capital Group LLC, Daniel Loy, Mark Coombe, Scott Park Inabnet, Brent Lee, Roger Van Pelt, Adam Gallegos, Hiro Kaglyama, John McKeon, Mark Gillelen, Benjamin Hill, Michael Cullen, Joel Knight, Jared Sutton, Del Londono, Bill Lucas, Duane Swanson, Brett Ohlen, Larry Grayson, Orest Baransky, Neil Mc Auliffe, Christina Orta, Jeffrey Ross, Duncan Eng, Gene Alvin Brehm, Joseph Kovar, and Jay Hovis
- CIK Number
- 0001723415
- Filed Document
- 0001723415-18-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 12:42:30 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-03-14 12:40:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001205719
- Filed Document
- 0001192482-18-000112
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 12:40:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-14 12:38:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Funds Distributor, LLC
- CIK Number
- 0001560191
- Filed Document
- 0001560191-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 12:38:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-14 12:35:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Deutsche Bank Securities Inc.
- CIK Number
- 0001733726
- Filed Document
- 0000902664-18-001606
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 12:35:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-03-14 12:34:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001304611
- Filed Document
- 0001192482-18-000111
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 12:34:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-14 12:32:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666677
- Filed Document
- 0001666677-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 12:32:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-03-14 12:28:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001028506
- Filed Document
- 0001028506-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 12:28:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-14 12:27:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001320061
- Filed Document
- 0001192482-18-000110
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 12:27:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-14 12:27:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719776
- Filed Document
- 0001719776-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 12:27:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-14 12:26:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001733411
- Filed Document
- 0000919574-18-002473
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 12:26:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-03-14 12:24:07 UTC |
- Amount To Be Raised
- $18,289,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734114
- Filed Document
- 0001734114-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 12:24:07 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-03-14 12:20:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001442813
- Filed Document
- 0000932446-18-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 12:20:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-14 12:16:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001519008
- Filed Document
- 0000950103-18-003353
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 12:16:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-03-14 12:16:02 UTC |
- Amount To Be Raised
- $2,755,458
- Associated Brokers / Dealers
- GVC Capital LLC and Westpark Capital Inc.
- CIK Number
- 0001403792
- Filed Document
- 0001011034-18-000026
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 12:16:02 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-03-14 12:13:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001639715
- Filed Document
- 0001630135-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 12:13:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-14 12:13:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001519010
- Filed Document
- 0000950103-18-003352
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 12:13:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-03-14 12:13:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001329083
- Filed Document
- 0001329083-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 12:13:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-14 12:11:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630135
- Filed Document
- 0001630135-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 12:11:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-14 12:08:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Deer Isle Capital, LLC
- CIK Number
- 0001355379
- Filed Document
- 0001012975-18-000279
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 12:08:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-14 12:06:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Deer Isle Capital, LLC and Young America Capital, LLC
- CIK Number
- 0001067402
- Filed Document
- 0001012975-18-000278
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 12:06:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2018-03-14 11:59:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AMD Capital, LLC and Morgan Keegan & Company, LLC
- CIK Number
- 0000932564
- Filed Document
- 0000932446-18-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 11:59:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2018-03-14 11:59:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TCG Securities, L.L.C., Moneda S.A. Administradora General de Fondos, KB Investment & Securities Co., Ltd., Noah Holdings (Hong Kong) Limited, The Hongkong and Shanghai Banking Corporation Limited, Private Banking Division, The Hongkong and Shanghai Banking Corporation Limited, Singapore Branch, Private Banking Division, HSBC Private Bank (Suisse) SA, HSBC Private Bank (UK) Limited, HSBC Private Banking, a division of HSBC Bank USA, N.A., HSBC Private Bank International, Etgal Holdings, Ltd., Korea Investment & Securities, Butterfield Asset Management Limited, and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001723129
- Filed Document
- 0001723129-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 11:59:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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Mercer Sonoco Investment Fund, a series of Mercer Group Trust
See All Filings
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D/A |
2018-03-14 11:58:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635715
- Filed Document
- 0001635715-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 11:58:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
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D |
2018-03-14 11:57:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734510
- Filed Document
- 0001734510-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 11:57:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2018-03-14 11:55:42 UTC |
- Amount To Be Raised
- $536,406
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001537182
- Filed Document
- 0001168404-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 11:55:42 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
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D |
2018-03-14 11:54:15 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729207
- Filed Document
- 0001729207-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 11:54:15 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- IDAHO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
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D |
2018-03-14 11:49:49 UTC |
- Amount To Be Raised
- $8,024,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730646
- Filed Document
- 0001730646-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 11:49:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
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D/A |
2018-03-14 11:49:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700245
- Filed Document
- 0001700245-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 11:49:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
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D/A |
2018-03-14 11:48:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Funds Distributor, LLC
- CIK Number
- 0001642619
- Filed Document
- 0001642619-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-14 11:48:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|