Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Bitwise Asset Management, Inc. See All Filings	D/A	2018-03-14 15:13:46 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001721567 Filed Document 0001721567-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 15:13:46 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
A-RHC-52-Fund, a series of AX-UbUb-Funds, LLC See All Filings	D	2018-03-14 15:13:45 UTC
Amount To Be Raised $99,000 Associated Brokers / Dealers N/A CIK Number 0001732641 Filed Document 0001732641-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 15:13:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Toy Soldiers LLC See All Filings	D	2018-03-14 15:13:40 UTC
Amount To Be Raised $690,000 Associated Brokers / Dealers N/A CIK Number 0001734415 Filed Document 0001734415-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 15:13:40 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
MKP OPPORTUNITY OFFSHORE, LTD. See All Filings	D/A	2018-03-14 15:11:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers iCapital Securities, LLC and Stifel, Nicolaus & Company, Incorporated CIK Number 0001170143 Filed Document 0000902664-18-001617 Exclusions or Exemptions 506b Accepted Date 2018-03-14 15:11:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MKP OPPORTUNITY PARTNERS, L.P. See All Filings	D/A	2018-03-14 15:10:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers iCapital Securities, LLC CIK Number 0001170874 Filed Document 0000902664-18-001616 Exclusions or Exemptions 506b Accepted Date 2018-03-14 15:10:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MKP CREDIT, L.P. See All Filings	D/A	2018-03-14 15:09:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001075382 Filed Document 0000902664-18-001615 Exclusions or Exemptions 506b Accepted Date 2018-03-14 15:09:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MKP CREDIT OFFSHORE, LTD. See All Filings	D/A	2018-03-14 15:08:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001170184 Filed Document 0000902664-18-001614 Exclusions or Exemptions 506b Accepted Date 2018-03-14 15:08:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crowne at Old Town North, Limited Partnership See All Filings	D/A	2018-03-14 15:04:22 UTC
Amount To Be Raised $18,066,044 Associated Brokers / Dealers The Strategic Financial Alliance, Inc. and Kalos Capital, Inc. CIK Number 0001723782 Filed Document 0001723782-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-14 15:04:22 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care Stanford, LLC See All Filings	D/A	2018-03-14 14:58:20 UTC
Amount To Be Raised $2,387,384 Associated Brokers / Dealers N/A CIK Number 0001734080 Filed Document 0001461373-18-000017 Exclusions or Exemptions 506b Accepted Date 2018-03-14 14:58:20 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Noteleaf, Inc. See All Filings	D	2018-03-14 14:51:54 UTC
Amount To Be Raised $11,000,009 Associated Brokers / Dealers N/A CIK Number 0001733499 Filed Document 0001733499-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 14:51:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Millburn Multi-Markets Trading L.P. See All Filings	D/A	2018-03-14 14:44:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456343 Filed Document 0001456343-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 14:44:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MagicWeaver Inc. See All Filings	D	2018-03-14 14:40:06 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001734124 Filed Document 0001734124-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 14:40:06 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Visionary S4E Investors LLC See All Filings	D	2018-03-14 14:37:33 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001733743 Filed Document 0001733743-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 14:37:33 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
CDRH Holding, Inc. See All Filings	D/A	2018-03-14 14:36:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641491 Filed Document 0001641491-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-14 14:36:43 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Graticule Asia Iris Master Fund Ltd See All Filings	D	2018-03-14 14:36:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734448 Filed Document 0000950172-18-000057 Exclusions or Exemptions 506b Accepted Date 2018-03-14 14:36:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graticule Asia Iris Fund Ltd See All Filings	D	2018-03-14 14:33:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734447 Filed Document 0000950172-18-000056 Exclusions or Exemptions 506b Accepted Date 2018-03-14 14:33:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graticule Asia Iris Fund LP See All Filings	D	2018-03-14 14:30:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734446 Filed Document 0000950172-18-000055 Exclusions or Exemptions 506b Accepted Date 2018-03-14 14:30:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BILL.COM, INC. See All Filings	D	2018-03-14 14:27:56 UTC
Amount To Be Raised $2,605,000 Associated Brokers / Dealers N/A CIK Number 0001367929 Filed Document 0001367929-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 14:27:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Bella Holding Company, LLC See All Filings	D	2018-03-14 14:26:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727524 Filed Document 0001727524-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-14 14:26:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Impala Expedition Fund LP See All Filings	D/A	2018-03-14 14:26:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669324 Filed Document 0001140361-18-013405 Exclusions or Exemptions 506b Accepted Date 2018-03-14 14:26:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metolius Enhanced Fund L.P. See All Filings	D/A	2018-03-14 14:24:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669594 Filed Document 0001669594-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 14:24:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colorado Springs Multifamily DST See All Filings	D/A	2018-03-14 14:21:28 UTC
Amount To Be Raised $28,974,578 Associated Brokers / Dealers Christina Nielson, Daniel Raupp, Steven Henderson, Scott Sheehan, Eric Bicknese, Chris Hudson, Terry Shea, Dinesh Gupta, Samuel Angelo, Mitchal O'Hare, Sigrid Daugaard, Robert Smith, Walter Heidenreich III, Leslie Pappas, Edwin Suzuki, David Dahill, Shawn Valentine, Adam Costarella, Andrew Norman, Brock Brady, Frank Smith, Mike Bendix, Edward Fernandez, David Cowguill, Mike Cruz, Dustin Tenbroeck, Scott Offerman, Jeffrey McKay, Ron Horvitz, Peter Chernin, Tim Clairmont, Scott Wolters, Michael Moomaw, Dennis Briscoe, Dwight Galda, Roger Van Pelt, Randall Brehmer, Rylan Rozell, Paul Goldman, William Tufts, Brian Hagen, Davin Carey, Todd Juenger, Zoe Ng, Elliott Tracy, Don Hartmann, Vint Hartmann, John Christy, Gerrin De Groot, Bradley Fritz, John Weiss, James Raia, John Azzara, Richard Park, Jonathan Keller, Aubrey Morrow, Eric Scaff, Dieter Thurow, Shannon Markle, Angela Frazier, Richard Brewer, Jeff Warren, Craig Truman, Kevin Loyd, Ann Stewart, Rey Frimmersdorf, Jack Creighton, Paul Cese, Craig Truman, Harry Horn, Ross Johnson, Larry Queen, Mary Hanson, Leonard Wyss, Tadeusz Markow, Robert Cappadona, Bentley Ford, Stephen Shloss, Duane Swanson, John Harvey, Eric Holtz, Victor Hazard, Jonathan Perry, Cindy Shi, and Charles Wagner CIK Number 0001720488 Filed Document 0001720488-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-14 14:21:28 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Millburn MCo Partners L.P. See All Filings	D/A	2018-03-14 14:16:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000936739 Filed Document 0000936739-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 14:16:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ancient Brands Holdings, LLC See All Filings	D	2018-03-14 14:13:35 UTC
Amount To Be Raised $43,600,000 Associated Brokers / Dealers N/A CIK Number 0001734445 Filed Document 0001415889-18-000370 Exclusions or Exemptions 506b Accepted Date 2018-03-14 14:13:35 UTC Type of Offering D Industry Retailing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
GT Special Opportunities III, LP See All Filings	D/A	2018-03-14 14:12:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526359 Filed Document 0000932446-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-03-14 14:12:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPEX Capital Partners Fund, LP See All Filings	D/A	2018-03-14 14:11:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001559408 Filed Document 0001559408-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 14:11:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Off Ramp LLC See All Filings	D	2018-03-14 14:10:31 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers Nicholas Berger CIK Number 0001734396 Filed Document 0001734396-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 14:10:31 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Ferguson Brothers Prospect Partners See All Filings	D/A	2018-03-14 14:06:08 UTC
Amount To Be Raised $1,160,000 Associated Brokers / Dealers N/A CIK Number 0001727087 Filed Document 0001727087-18-000005 Exclusions or Exemptions 506c Accepted Date 2018-03-14 14:06:08 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Goldcrest Capital Bird-B SPV, LLC See All Filings	D	2018-03-14 14:04:10 UTC
Amount To Be Raised $10,075,000 Associated Brokers / Dealers N/A CIK Number 0001732368 Filed Document 0001732368-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 14:04:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DAV - L 20211 SP3, LLC See All Filings	D/A	2018-03-14 13:59:52 UTC
Amount To Be Raised $2,640,000 Associated Brokers / Dealers N/A CIK Number 0001733630 Filed Document 0001733630-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-14 13:59:52 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Palma Ceia SemiDesign, Inc. See All Filings	D	2018-03-14 13:56:40 UTC
Amount To Be Raised $4,279,876 Associated Brokers / Dealers N/A CIK Number 0001607134 Filed Document 0001607134-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 13:56:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SB Special Situation Master Fund SPC - Segregated Portfolio F See All Filings	D/A	2018-03-14 13:50:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684064 Filed Document 0000943663-18-000098 Exclusions or Exemptions 506b Accepted Date 2018-03-14 13:50:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Total Return Credit Fund December 2023 Inc. See All Filings	D	2018-03-14 13:50:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733863 Filed Document 0001315863-18-000247 Exclusions or Exemptions 506b Accepted Date 2018-03-14 13:50:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Total Return Credit Fund December 2023 L.P. See All Filings	D	2018-03-14 13:47:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733862 Filed Document 0001315863-18-000246 Exclusions or Exemptions 506b Accepted Date 2018-03-14 13:47:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOJO MINERS, LLC. See All Filings	D	2018-03-14 13:47:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734503 Filed Document 0001734503-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-14 13:47:25 UTC Type of Offering D Industry Computers Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Brenton Partners, LP See All Filings	D/A	2018-03-14 13:46:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566606 Filed Document 0001566606-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 13:46:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SB Special Situation Master Fund SPC - Segregated Portfolio E See All Filings	D/A	2018-03-14 13:45:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677131 Filed Document 0000943663-18-000097 Exclusions or Exemptions 506b Accepted Date 2018-03-14 13:45:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GT PARTNERS LP See All Filings	D/A	2018-03-14 13:39:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC and Morgan Keegan & Company, LLC CIK Number 0000871518 Filed Document 0000932446-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-03-14 13:39:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Energy Income & Growth Fund II L.P. See All Filings	D	2018-03-14 13:39:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, Not Applicable, Not Applicable, and Not Applicable CIK Number 0001733919 Filed Document 0001733919-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-14 13:39:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SB Special Situation Master Fund SPC - Segregated Portfolio D See All Filings	D/A	2018-03-14 13:39:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652895 Filed Document 0000943663-18-000096 Exclusions or Exemptions 506b Accepted Date 2018-03-14 13:39:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COHEALO INC. See All Filings	D	2018-03-14 13:37:42 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001573806 Filed Document 0001573806-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 13:37:42 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Project Spring Ltd. See All Filings	D	2018-03-14 13:35:52 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001733747 Filed Document 0001733747-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 13:35:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Other
CSC Multi-Strategy Fund, Ltd. See All Filings	D/A	2018-03-14 13:32:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602186 Filed Document 0001731370-18-000014 Exclusions or Exemptions 506b Accepted Date 2018-03-14 13:32:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pink Sky Capital Partners, LP See All Filings	D/A	2018-03-14 13:31:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718247 Filed Document 0000935836-18-000175 Exclusions or Exemptions 506b Accepted Date 2018-03-14 13:31:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
National Multifamily Portfolio III DST See All Filings	D/A	2018-03-14 13:30:54 UTC
Amount To Be Raised $100,617,339 Associated Brokers / Dealers Robert Smith, Craig Sickler, Tim Clairmont, Chay Lapin, David Dahill, John Harvey, Christina Nielson, Karl Norman, Steven Kolinsky, Mike Bendix, Jack Creighton, Scott Sheehan, Leon Rousso, Gary Conley, John Chess, Aaron Brodt, Stacey Morimoto, Gary Hughes, Michael Marshel, Nancy Jauregui, Paul Cese, Silver Portal Capital LLC, Joral Schmalle, David Walsh, Joseph Broadbent, Jennifer Wildman, David Halpern, Eric Bicknese, ames Raine, David Levinson, Larry Queen, Michael Markey, David Toetz, James Walesa, Bryan Hakola, Paul Getty, Kathleen Williams-Price, Steven Lichtblau, Stacey Morimoto, Robert Sick, Brian Vosberg, Lena-jo Hartley, Michael Cullen, Joel Knight, Michele Martin, Tae Chung Kim, Del Londono, Jonathan Twidwell, Troy Thomas, Stephen Swarbrick, Brett Ohlen, Kirk Dobson, Chris White, Roger Coit, Orest Baransky, Salvatore Agnello, Anders Haugen, Jeffrey Bangerter, Eric Scaff, Raymond DeWitt, Michael Busch, Neil Mc Auliffe, Stacy Morimoto, Jason Finley, RCX Capital Group LLC, Clyde Patton, Jay Hovis, Eric Holtz, John Goff, Gregory Mankey, Gregory Rhodes, Kirk Dobson, Christopher Riel, John Scully, Timothy Tehan, Christopher Wright, Gordon Hamilton, Josh Griffin, Milan Madhani, Byron Ishiwata, Daniel Raupp, Dustin Tenbroeck, Michael Torchia, Samuel Heller, Jeffrey McKay, and Kevin Myeroff CIK Number 0001726600 Filed Document 0001726600-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 13:30:54 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DAV - L 20211 SP2, LLC See All Filings	D/A	2018-03-14 13:30:02 UTC
Amount To Be Raised $3,350,000 Associated Brokers / Dealers N/A CIK Number 0001733631 Filed Document 0001733631-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-14 13:30:02 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Renaissance Oil Corp. See All Filings	D	2018-03-14 13:28:25 UTC
Amount To Be Raised $80,913 Associated Brokers / Dealers Haywood Securities Inc., Beacon Securities Limited, Canaccord Genuity Corp., and Paradigm Capital Inc. CIK Number 0001591476 Filed Document 0001140361-18-013397 Exclusions or Exemptions 506b Accepted Date 2018-03-14 13:28:25 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Hartree Absolute Return Commodity Fund, LLC See All Filings	D/A	2018-03-14 13:25:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700287 Filed Document 0001700287-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 13:25:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Millburn Commodity Fund L.P. See All Filings	D/A	2018-03-14 13:24:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479566 Filed Document 0001479566-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 13:24:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Distributed Global Offshore Fund II Ltd. See All Filings	D/A	2018-03-14 13:24:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724899 Filed Document 0001724899-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 13:24:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund