Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Applied Biological Laboratories Inc. See All Filings	D	2016-05-27 13:18:47 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001675788 Filed Document 0001675788-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 13:18:47 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BURWASSER & HOPKINS REAL ESTATE INVESTMENTS LLC See All Filings	D	2016-05-27 13:18:07 UTC
Amount To Be Raised $15,726 Associated Brokers / Dealers N/A CIK Number 0001674947 Filed Document 0001674947-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 13:18:07 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Bell HNW Fund VI, LLC See All Filings	D	2016-05-27 13:13:07 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001675709 Filed Document 0001675709-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 13:13:07 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
CORE INVESTMENT LIMITED PARTNERSHIP See All Filings	D/A	2016-05-27 13:07:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Financial West Group and Sunbelt Securities, Inc. CIK Number 0000844076 Filed Document 0000844076-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 13:07:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alesia Value Fund LLC See All Filings	D/A	2016-05-27 13:04:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579220 Filed Document 0001579220-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-27 13:04:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shipbob, Inc. See All Filings	D	2016-05-27 13:02:14 UTC
Amount To Be Raised $4,579,796 Associated Brokers / Dealers N/A CIK Number 0001675807 Filed Document 0001675807-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 13:02:14 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AltaVista Capital Markets, LLC See All Filings	D	2016-05-27 13:01:45 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers None CIK Number 0001665279 Filed Document 0001665279-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 13:01:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Mapleton Retirement Investors, LLC See All Filings	D/A	2016-05-27 13:01:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112159 Filed Document 0001095449-16-000255 Exclusions or Exemptions 506b Accepted Date 2016-05-27 13:01:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eisonomics Inc. See All Filings	D/A	2016-05-27 13:00:16 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001675468 Filed Document 0001675468-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 13:00:16 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Wellington Management Investors (Bermuda), Ltd. See All Filings	D/A	2016-05-27 13:00:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001456162 Filed Document 0000919574-16-013436 Exclusions or Exemptions 506b Accepted Date 2016-05-27 13:00:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Wolf Creek Partners, L.P. See All Filings	D/A	2016-05-27 12:54:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001143494 Filed Document 0000919574-16-013434 Exclusions or Exemptions 506b Accepted Date 2016-05-27 12:54:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Mapleton Platinum Investors, LLC See All Filings	D/A	2016-05-27 12:54:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112161 Filed Document 0001095449-16-000254 Exclusions or Exemptions 506b Accepted Date 2016-05-27 12:54:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICAP NORTHWEST OPPORTUNITY FUND, LLC See All Filings	D/A	2016-05-27 12:53:25 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Titan Securities, Claraphi Advisory Network, LLC, Ausdal Financial Partners, Inc., Advisory Group Equity Services LTD., Bradley Wealth Management, LLC, Center Street Strategies Securities, Inc., Chauner Securities, Inc., Freedom Investors Corp., Gardner Financial Services, Inc., IBN Financial Services, Inc., iCap Pacific NW Management, LLC, Meyers Associates, L.P., Pariter Securities, LLC, Stillpoint Capital, LLC, and Wall Street Strategies, Inc. CIK Number 0001639838 Filed Document 0001639838-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-27 12:53:25 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Lake Highlands Thrive, Ltd. See All Filings	D	2016-05-27 12:51:10 UTC
Amount To Be Raised $16,056,200 Associated Brokers / Dealers N/A CIK Number 0001655533 Filed Document 0001655533-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-27 12:51:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mapleton Capital Investors, LLC See All Filings	D/A	2016-05-27 12:46:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112160 Filed Document 0001095449-16-000253 Exclusions or Exemptions 506b Accepted Date 2016-05-27 12:46:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPGEN INC See All Filings	D	2016-05-27 12:44:57 UTC
Amount To Be Raised $10,355,005 Associated Brokers / Dealers Cowen and Company, Maxim Group LLC, and Leerink Partners LLC CIK Number 0001293818 Filed Document 0001293818-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-27 12:44:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Rutledge Development, LLC See All Filings	D	2016-05-27 12:30:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001672358 Filed Document 0001672358-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 12:30:55 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
DIVERSE PARTNERS OFFSHORE SPC, LTD - ETF VOLATILITY SEGREGATED PORTFOLIO See All Filings	D/A	2016-05-27 12:24:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALAN D. GLATT, DAVID W. RHUDY, and MELISSA D. GREENBERG CIK Number 0001643467 Filed Document 0000919574-16-013432 Exclusions or Exemptions 506b Accepted Date 2016-05-27 12:24:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Accredify, Inc. See All Filings	D	2016-05-27 12:22:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001675219 Filed Document 0001675219-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 12:22:39 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Levvel, LLC See All Filings	D	2016-05-27 12:13:04 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001675483 Filed Document 0001209191-16-123883 Exclusions or Exemptions 506b Accepted Date 2016-05-27 12:13:04 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Bluefoot Investments L.P. See All Filings	D/A	2016-05-27 12:08:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538348 Filed Document 0000919574-16-013430 Exclusions or Exemptions 506b Accepted Date 2016-05-27 12:08:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ManCan Universe, Inc. See All Filings	D	2016-05-27 12:07:18 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001675456 Filed Document 0001675456-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 12:07:18 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Governors Lane Onshore Fund LP See All Filings	D/A	2016-05-27 12:05:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643428 Filed Document 0000950142-16-003793 Exclusions or Exemptions 506b Accepted Date 2016-05-27 12:05:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Governors Lane Offshore Fund Ltd. See All Filings	D/A	2016-05-27 12:04:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643553 Filed Document 0000950142-16-003792 Exclusions or Exemptions 506b Accepted Date 2016-05-27 12:04:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Finisterre Emerging Markets Fund See All Filings	D/A	2016-05-27 12:03:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478667 Filed Document 0000919574-16-013428 Exclusions or Exemptions 506b Accepted Date 2016-05-27 12:03:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Finisterre Global Opportunity Fund See All Filings	D/A	2016-05-27 12:01:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478573 Filed Document 0000919574-16-013426 Exclusions or Exemptions 506b Accepted Date 2016-05-27 12:01:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Finisterre Credit Fund See All Filings	D/A	2016-05-27 11:59:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517509 Filed Document 0000919574-16-013424 Exclusions or Exemptions 506b Accepted Date 2016-05-27 11:59:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SILVERFERN CBH (CAYMAN), L.P. See All Filings	D	2016-05-27 11:56:55 UTC
Amount To Be Raised $20,483,117 Associated Brokers / Dealers N/A CIK Number 0001675763 Filed Document 0001675763-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 11:56:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Greenfly, Inc. See All Filings	D	2016-05-27 11:46:35 UTC
Amount To Be Raised $6,691,829 Associated Brokers / Dealers N/A CIK Number 0001675517 Filed Document 0001675517-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 11:46:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EIG Andes Co-Investment, L.P. See All Filings	D	2016-05-27 11:44:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675764 Filed Document 0001675764-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 11:44:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
HEO SPV, LP See All Filings	D/A	2016-05-27 11:43:25 UTC
Amount To Be Raised $7,056,189 Associated Brokers / Dealers N/A CIK Number 0001655087 Filed Document 0001655087-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-27 11:43:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bellwether Coffee Co. See All Filings	D	2016-05-27 11:42:50 UTC
Amount To Be Raised $4,486,257 Associated Brokers / Dealers N/A CIK Number 0001626643 Filed Document 0001626643-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 11:42:50 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Naked Labs, Inc. See All Filings	D/A	2016-05-27 11:35:39 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001641499 Filed Document 0001641499-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 11:35:39 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PanOptica, Inc. See All Filings	D/A	2016-05-27 11:17:46 UTC
Amount To Be Raised $27,131,616 Associated Brokers / Dealers N/A CIK Number 0001508856 Filed Document 0001508856-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 11:17:46 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
RIVERNORTH CAPITAL PARTNERS, L.P. See All Filings	D/A	2016-05-27 11:12:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456771 Filed Document 0001456771-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 11:12:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAPTURE LLC See All Filings	D	2016-05-27 11:12:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001553777 Filed Document 0001553777-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-27 11:12:17 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Select Star Equity Fund, LP See All Filings	D/A	2016-05-27 11:12:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609355 Filed Document 0001609355-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 11:12:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHINNECOCK FUTURES FUND LP See All Filings	D/A	2016-05-27 11:08:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Financial West Group, Sunbelt Securities, Inc., American Investors Company, and Protected Investors of America CIK Number 0001144377 Filed Document 0001144377-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 11:08:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Podimetrics, Inc. See All Filings	D/A	2016-05-27 11:07:59 UTC
Amount To Be Raised $6,317,460 Associated Brokers / Dealers N/A CIK Number 0001559942 Filed Document 0001559942-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 11:07:59 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NX Development Corp. See All Filings	D	2016-05-27 10:52:33 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001635942 Filed Document 0001635942-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 10:52:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vicarious Surgical Inc. See All Filings	D	2016-05-27 10:51:42 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001666810 Filed Document 0001666810-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-27 10:51:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WAM PROPERTIES, LLC See All Filings	D	2016-05-27 10:40:07 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001675800 Filed Document 0001675800-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 10:40:07 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Favor Delivery Investment Group II, LLC See All Filings	D	2016-05-27 10:32:56 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001675404 Filed Document 0001675404-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 10:32:56 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
5AM Ventures V, L.P. See All Filings	D	2016-05-27 10:29:11 UTC
Amount To Be Raised $285,000,000 Associated Brokers / Dealers N/A CIK Number 0001674324 Filed Document 0001674324-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 10:29:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Standard TEI Investors L.P. See All Filings	D/A	2016-05-27 10:23:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652378 Filed Document 0000899140-16-001466 Exclusions or Exemptions 506b Accepted Date 2016-05-27 10:23:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tactilis Pte Ltd See All Filings	D/A	2016-05-27 10:23:33 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001668348 Filed Document 0001668348-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 10:23:33 UTC Type of Offering D/A Industry Other Technology Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle GMS Finance, Inc. See All Filings	D/A	2016-05-27 10:09:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C., Morgan Stanley Smith Barney LLC and affiliated entities, Raymond James & Associates, Inc. and affiliated entities, and Hightower Advisors LLC CIK Number 0001544206 Filed Document 0001544206-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-27 10:09:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NF Investment Corp. See All Filings	D/A	2016-05-27 10:07:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561528 Filed Document 0001561528-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-27 10:07:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vermont Farm Table LLC See All Filings	D	2016-05-27 09:53:46 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001646057 Filed Document 0001646057-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 09:53:46 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Other
Rodman Laurel Morgan, L.P. See All Filings	D	2016-05-27 09:34:13 UTC
Amount To Be Raised $6,450,000 Associated Brokers / Dealers N/A CIK Number 0001675543 Filed Document 0001675543-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 09:34:13 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity