Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Designing Strategies Fund III, LLC See All Filings	D	2018-03-22 17:46:26 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001734974 Filed Document 0001734974-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-22 17:46:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Base Culture, LLC See All Filings	D	2018-03-22 17:43:19 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001725048 Filed Document 0001725048-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-22 17:43:19 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Barings Real Estate Credit Strategies VII EMP Investor LLC See All Filings	D/A	2018-03-22 17:27:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barings Securities LLC CIK Number 0001699686 Filed Document 0001682971-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-03-22 17:27:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Solidian Fund (Cayman) Ltd. See All Filings	D/A	2018-03-22 17:27:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672314 Filed Document 0001672314-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-22 17:27:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Source M&M Holdings, LLC See All Filings	D	2018-03-22 17:25:05 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001734958 Filed Document 0001734958-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-22 17:25:05 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Barings Real Estate Credit Strategies VII Parallel-K REIT LLC See All Filings	D/A	2018-03-22 17:23:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barings Securities LLC CIK Number 0001696101 Filed Document 0001682971-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-03-22 17:23:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Old Well Partners Fund, Ltd. See All Filings	D/A	2018-03-22 17:22:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679830 Filed Document 0001679830-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-22 17:22:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Douglas Partners II, LLC See All Filings	D	2018-03-22 17:20:22 UTC
Amount To Be Raised $7,100,000 Associated Brokers / Dealers N/A CIK Number 0001734810 Filed Document 0001734810-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-22 17:20:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Barings Real Estate Credit Strategies VII Parallel-K LP See All Filings	D/A	2018-03-22 17:19:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barings Securities LLC CIK Number 0001697212 Filed Document 0001682971-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-03-22 17:19:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Barings Real Estate Credit Strategies VII AIVK LP See All Filings	D/A	2018-03-22 17:14:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barings Securities LLC CIK Number 0001697230 Filed Document 0001682971-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-03-22 17:14:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SOLIDIAN FUND LP See All Filings	D/A	2018-03-22 17:14:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001158358 Filed Document 0001158358-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-22 17:14:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tallgrass Loveland I, LLC See All Filings	D	2018-03-22 17:13:04 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers N/A CIK Number 0001735161 Filed Document 0001735161-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-22 17:13:04 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Barings Real Estate Credit Strategies VII AIVK Blocker LLC See All Filings	D/A	2018-03-22 17:10:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barings Securities LLC CIK Number 0001696909 Filed Document 0001682971-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-22 17:10:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Okabena Opportunities Fund, LLC See All Filings	D/A	2018-03-22 17:09:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544753 Filed Document 0001544753-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-22 17:09:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
15 OXBOW/MEXICAN MOONLIGHT, LLC See All Filings	D	2018-03-22 17:09:07 UTC
Amount To Be Raised $181,000 Associated Brokers / Dealers N/A CIK Number 0001735269 Filed Document 0001735269-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-22 17:09:07 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
OKABENA PRIVATE MARKETS FUND, LLC See All Filings	D/A	2018-03-22 17:08:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001157521 Filed Document 0001157521-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-22 17:08:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Okabena Marketable Alternatives Fund II, LLC See All Filings	D/A	2018-03-22 17:06:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544764 Filed Document 0001544764-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-22 17:06:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Okabena International Equity Fund, LLC See All Filings	D/A	2018-03-22 17:05:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544766 Filed Document 0001544766-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-22 17:05:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Okabena U.S. Equity Fund, LLC See All Filings	D/A	2018-03-22 17:04:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544755 Filed Document 0001544755-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-22 17:04:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Old Well Partners Fund, L.P. See All Filings	D/A	2018-03-22 17:04:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679618 Filed Document 0001679618-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-22 17:04:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Okabena Bond Fund, LLC See All Filings	D/A	2018-03-22 17:03:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544752 Filed Document 0001544752-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-22 17:03:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Ecosystem Integrity Fund III, L.P. See All Filings	D/A	2018-03-22 17:01:18 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers THOMAS CAPITAL GROUP, INC. CIK Number 0001697951 Filed Document 0001697951-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-22 17:01:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Okabena Special Opportunities Fund, LLC See All Filings	D/A	2018-03-22 17:01:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544788 Filed Document 0001544788-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-22 17:01:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Okabena Marketable Alternatives Fund, LLC See All Filings	D/A	2018-03-22 16:59:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544787 Filed Document 0001544787-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-22 16:59:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CoinAlpha, Inc. See All Filings	D/A	2018-03-22 16:59:22 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001722645 Filed Document 0001722645-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-22 16:59:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TREFOIL/GARNET CAPITAL PARTNERS L P See All Filings	D/A	2018-03-22 16:58:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000919394 Filed Document 0000919394-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-22 16:58:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Okabena Diversified Equity Fund, LLC See All Filings	D/A	2018-03-22 16:57:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544786 Filed Document 0001544786-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-22 16:57:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Barings Real Estate Credit Strategies VII AIV LP See All Filings	D/A	2018-03-22 16:57:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barings Securities LLC CIK Number 0001696908 Filed Document 0001682971-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-22 16:57:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Okabena Fixed Income Fund, LLC See All Filings	D/A	2018-03-22 16:55:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544785 Filed Document 0001544785-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-22 16:55:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Brix Student Housing REIT, Inc. See All Filings	1-A/A	2018-03-22 16:55:09 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers None CIK Number 0001723028 Filed Document 0001144204-18-016453 Accepted Date 2018-03-22 16:55:09 UTC Type of Offering 1-A/A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction MARYLAND Type of Security Equity (common or preferred stock)
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2018-03-22 16:53:53 UTC
Amount To Be Raised $1,580,330 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-18-016451 Accepted Date 2018-03-22 16:53:53 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $17,477,180 State of Jurisdiction GEORGIA Type of Security Other(describe)
Douglas Partners, LLC See All Filings	D	2018-03-22 16:52:39 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001734806 Filed Document 0001734806-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-22 16:52:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Bay Corporate Value Fund LP See All Filings	D	2018-03-22 16:47:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735247 Filed Document 0001735247-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-22 16:47:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Old Well Emerging Markets Fund, L.P. See All Filings	D/A	2018-03-22 16:45:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681892 Filed Document 0001681892-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-22 16:45:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoinAlpha Falcon LP See All Filings	D/A	2018-03-22 16:42:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721669 Filed Document 0001721669-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-22 16:42:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barings Real Estate Credit Strategies VII AIV Feeder LP See All Filings	D/A	2018-03-22 16:41:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barings Securities LLC CIK Number 0001696907 Filed Document 0001682971-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-22 16:41:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SALEM 2X FUND LP See All Filings	D/A	2018-03-22 16:39:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429811 Filed Document 0001701668-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-03-22 16:39:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alamere Private Equity Fund LP See All Filings	D	2018-03-22 16:38:40 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001733498 Filed Document 0001144204-18-016437 Exclusions or Exemptions 506b Accepted Date 2018-03-22 16:38:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quirk Charlottesville, LLC See All Filings	D	2018-03-22 16:33:56 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001718924 Filed Document 0001140361-18-014664 Exclusions or Exemptions 506b Accepted Date 2018-03-22 16:33:56 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Barings Real Estate Credit Strategies VII LP See All Filings	D/A	2018-03-22 16:32:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barings Securities LLC CIK Number 0001682971 Filed Document 0001682971-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-22 16:32:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Drilling Info Holdings, Inc. See All Filings	D/A	2018-03-22 16:31:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543713 Filed Document 0001543713-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-22 16:31:53 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
United Jack County #3, LP See All Filings	D	2018-03-22 16:31:47 UTC
Amount To Be Raised $576,875 Associated Brokers / Dealers N/A CIK Number 0001735280 Filed Document 0001735280-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-22 16:31:47 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
AP Red River Investments LLC See All Filings	D	2018-03-22 16:29:26 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001735143 Filed Document 0001735143-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-22 16:29:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Samsara BioCapital, L.P. See All Filings	D/A	2018-03-22 16:24:22 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001699737 Filed Document 0001699737-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-22 16:24:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COLUMBUS CAPITAL OFFSHORE QP FUND, LTD. See All Filings	D/A	2018-03-22 16:22:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG, LLC CIK Number 0001547276 Filed Document 0001405086-18-000064 Exclusions or Exemptions 506b Accepted Date 2018-03-22 16:22:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PHFS IV EM Macro Offshore Fund, L.P. See All Filings	D	2018-03-22 16:21:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001711177 Filed Document 0001711177-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-22 16:21:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EnTrust Special Opportunities Fund III LP See All Filings	D/A	2018-03-22 16:20:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrustPermal Securities LLC CIK Number 0001612995 Filed Document 0000943663-18-000113 Exclusions or Exemptions 506b Accepted Date 2018-03-22 16:20:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonfund Capital Natural Resources Partners XI, L.P. See All Filings	D	2018-03-22 16:19:41 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001723706 Filed Document 0001723706-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-22 16:19:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
EnTrust Special Opportunities Fund II LP See All Filings	D/A	2018-03-22 16:17:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrustPermal Securities LLC CIK Number 0001524802 Filed Document 0000943663-18-000112 Exclusions or Exemptions 506b Accepted Date 2018-03-22 16:17:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LYRICAL LONG-ONLY PARTNERS II LP See All Filings	D	2018-03-22 16:14:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735178 Filed Document 0001735178-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-22 16:14:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund