Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Hemex Health, Inc. See All Filings	D	2018-03-29 12:39:12 UTC
Amount To Be Raised $930,000 Associated Brokers / Dealers N/A CIK Number 0001686615 Filed Document 0001686615-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-29 12:39:12 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Warren Equity Partners Fund II, L.P. See All Filings	D	2018-03-29 12:34:47 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001735477 Filed Document 0001735477-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 12:34:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Tactopack Inc. See All Filings	D	2018-03-29 12:22:58 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001707863 Filed Document 0001707863-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 12:22:58 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ArrowMark Income Opportunity Fund, LP See All Filings	D/A	2018-03-29 12:22:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521758 Filed Document 0001521758-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 12:22:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zift Channel Solutions, Inc. See All Filings	D	2018-03-29 12:06:21 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001735507 Filed Document 0001735507-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-29 12:06:21 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
BOULDERADO BOC, LP See All Filings	D	2018-03-29 12:05:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732695 Filed Document 0001732695-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 12:05:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Odey Absolute Return Focus Feeder Fund See All Filings	D/A	2018-03-29 11:55:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669155 Filed Document 0001315863-18-000292 Exclusions or Exemptions 506b Accepted Date 2018-03-29 11:55:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Bahamas Certified Seafood, Inc. See All Filings	D	2018-03-29 11:55:01 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001664223 Filed Document 0001664223-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 11:55:01 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Meves Pharmaceuticals, Inc. See All Filings	D	2018-03-29 11:52:29 UTC
Amount To Be Raised $30,905,005 Associated Brokers / Dealers N/A CIK Number 0001735555 Filed Document 0001735555-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-29 11:52:29 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Unchained Labs See All Filings	D	2018-03-29 11:49:19 UTC
Amount To Be Raised $16,989,998 Associated Brokers / Dealers N/A CIK Number 0001633723 Filed Document 0001633723-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 11:49:19 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICG ALTERNATIVE CREDIT (CAYMAN) MASTER LP See All Filings	D	2018-03-29 11:42:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735565 Filed Document 0001724485-18-000050 Exclusions or Exemptions 506b Accepted Date 2018-03-29 11:42:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Young Alfred Inc. See All Filings	D	2018-03-29 11:38:58 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001726885 Filed Document 0001726885-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-29 11:38:58 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
SWIR Vision Systems, Inc. See All Filings	D	2018-03-29 11:38:51 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001735650 Filed Document 0001644356-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-29 11:38:51 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Koller Microcap Opportunities Fund LP See All Filings	D/A	2018-03-29 11:37:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699084 Filed Document 0001699084-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 11:37:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zoomi, Inc. See All Filings	D/A	2018-03-29 11:34:27 UTC
Amount To Be Raised $7,499,998 Associated Brokers / Dealers N/A CIK Number 0001630501 Filed Document 0001630501-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 11:34:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ICG ALTERNATIVE CREDIT (CAYMAN) LP See All Filings	D	2018-03-29 11:29:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735562 Filed Document 0001724485-18-000049 Exclusions or Exemptions 506b Accepted Date 2018-03-29 11:29:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OSP Value Fund II, LP See All Filings	D/A	2018-03-29 11:26:05 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001706172 Filed Document 0001144204-18-017786 Exclusions or Exemptions 506b Accepted Date 2018-03-29 11:26:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account GVA 45 See All Filings	D/A	2018-03-29 11:19:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Niagara International Capital Limited CIK Number 0001709491 Filed Document 0001709491-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-29 11:19:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ArrowMark Fundamental Opportunity Fund, Ltd. See All Filings	D/A	2018-03-29 11:15:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468153 Filed Document 0001468153-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 11:15:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cachette Venture Partners I, LP See All Filings	D	2018-03-29 11:08:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732478 Filed Document 0000905718-18-000338 Exclusions or Exemptions 506b Accepted Date 2018-03-29 11:08:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sycolin Creek Partners, LP See All Filings	D/A	2018-03-29 11:06:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665179 Filed Document 0001665179-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 11:06:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phoenician Offshore Master Fund Ltd. See All Filings	D/A	2018-03-29 11:05:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691086 Filed Document 0001013594-18-000260 Exclusions or Exemptions 506b Accepted Date 2018-03-29 11:05:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EQtainment, LLC See All Filings	D	2018-03-29 11:03:51 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001699721 Filed Document 0001699721-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 11:03:51 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bluestone Investment Partners II, LP See All Filings	D	2018-03-29 11:03:44 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001735797 Filed Document 0001735797-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 11:03:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account GVA 44 See All Filings	D/A	2018-03-29 11:02:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709262 Filed Document 0001709262-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-29 11:02:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phoenician Offshore Fund Ltd. See All Filings	D/A	2018-03-29 11:02:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690633 Filed Document 0001013594-18-000259 Exclusions or Exemptions 506b Accepted Date 2018-03-29 11:02:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
WOODS OF DECATUR APARTMENTS LLC See All Filings	D	2018-03-29 10:58:23 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001735971 Filed Document 0001735971-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 10:58:23 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
INSTALEND Corp See All Filings	D/A	2018-03-29 10:55:44 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001719752 Filed Document 0001719752-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 10:55:44 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TREXQUANT ONSHORE FUND LP See All Filings	D/A	2018-03-29 10:53:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603095 Filed Document 0001013594-18-000258 Exclusions or Exemptions 506b Accepted Date 2018-03-29 10:53:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
A1A EB5 LLC See All Filings	D	2018-03-29 10:53:02 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001735899 Filed Document 0001735899-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-29 10:53:02 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TREXQUANT OFFSHORE FUND LTD. See All Filings	D/A	2018-03-29 10:52:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603092 Filed Document 0001013594-18-000257 Exclusions or Exemptions 506b Accepted Date 2018-03-29 10:52:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Living Senior Partners Jasper, LLC See All Filings	D	2018-03-29 10:51:15 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers David A. Noyes & Company CIK Number 0001735364 Filed Document 0001735364-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 10:51:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Debt
Emerging Markets Equity Income Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2018-03-29 10:48:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001665858 Filed Document 0001733744-18-000012 Exclusions or Exemptions 506b Accepted Date 2018-03-29 10:48:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Good Hill Municipal Bond Opportunity Fund LP See All Filings	D/A	2018-03-29 10:47:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670657 Filed Document 0000902664-18-001801 Exclusions or Exemptions 506b Accepted Date 2018-03-29 10:47:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Floating Rate Loan Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2018-03-29 10:47:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001552268 Filed Document 0001733744-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-03-29 10:47:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Markets Large/Mid Cap Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2018-03-29 10:46:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001565287 Filed Document 0001733744-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-03-29 10:46:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Good Hill Municipal Bond Opportunity Overseas Fund Ltd See All Filings	D/A	2018-03-29 10:46:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720669 Filed Document 0000902664-18-001800 Exclusions or Exemptions 506b Accepted Date 2018-03-29 10:46:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Markets Equity Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2018-03-29 10:45:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001520675 Filed Document 0001733744-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-03-29 10:45:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Closed-End International Equity Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2018-03-29 10:45:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001516931 Filed Document 0001733744-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-03-29 10:45:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Closed-End Bond Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2018-03-29 10:44:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001516932 Filed Document 0001733744-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-03-29 10:44:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Yield Bond Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2018-03-29 10:43:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Well Fargo Funds Distributor, LLC CIK Number 0001516889 Filed Document 0001733744-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-03-29 10:43:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
US Core Fixed Income Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2018-03-29 10:42:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001516894 Filed Document 0001733744-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-03-29 10:42:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHAPIN PARTNERS FUND LTD See All Filings	D/A	2018-03-29 10:33:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432884 Filed Document 0001432884-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-29 10:33:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LeeJ Equity Partners, LLC See All Filings	D	2018-03-29 10:32:10 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001735747 Filed Document 0001735747-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 10:32:10 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
LIBERTY BANCSHARES INC See All Filings	D	2018-03-29 10:29:38 UTC
Amount To Be Raised $10,000,016 Associated Brokers / Dealers Hovde Group LLC CIK Number 0000791910 Filed Document 0000791910-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-29 10:29:38 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Silver Crest Ventures LLC See All Filings	D	2018-03-29 10:27:57 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001735989 Filed Document 0001735989-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-29 10:27:57 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Terra Life Sciences Inc. See All Filings	D	2018-03-29 10:27:23 UTC
Amount To Be Raised $1,527,902 Associated Brokers / Dealers ALTACORP CAPITAL (USA) INC. CIK Number 0001735283 Filed Document 0001062993-18-001390 Exclusions or Exemptions 506b Accepted Date 2018-03-29 10:27:23 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
CHAPIN PARTNERS FUND LLC See All Filings	D/A	2018-03-29 10:27:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432883 Filed Document 0001432883-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-29 10:27:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2018-03-29 10:20:36 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-18-017744 Accepted Date 2018-03-29 10:20:36 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $804,936 State of Jurisdiction GEORGIA Type of Security Equity (common or preferred stock)
Resolute Fund IV, L.P. See All Filings	D	2018-03-29 10:20:01 UTC
Amount To Be Raised $3,200,000,000 Associated Brokers / Dealers N/A CIK Number 0001735138 Filed Document 0001735138-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 10:20:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity