Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
COGNIOS BETA NEUTRAL LARGE CAP FUND, LP See All Filings	D/A	2018-05-08 16:53:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew Good CIK Number 0001538882 Filed Document 0001538882-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-08 16:53:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL VENTURE CAPITAL OPPORTUNITIES II-R, L.P. See All Filings	D	2018-05-08 16:49:39 UTC
Amount To Be Raised $68,000,000 Associated Brokers / Dealers N/A CIK Number 0001735203 Filed Document 0001735203-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 16:49:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TriLinc Global Impact Fund LLC See All Filings	D	2018-05-08 16:46:34 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001550453 Filed Document 0001736286-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-08 16:46:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Broadway Electric, Inc. See All Filings	D	2018-05-08 16:38:14 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001738692 Filed Document 0001738692-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-05-08 16:38:14 UTC Type of Offering D Industry Construction Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
DELTA MANAGED VOLATILITY FUND (U.S.), LP See All Filings	D/A	2018-05-08 16:37:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001709405 Filed Document 0001493152-18-006413 Exclusions or Exemptions 506c Accepted Date 2018-05-08 16:37:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DELTA MANAGED VOLATILITY FUND See All Filings	D/A	2018-05-08 16:34:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001696807 Filed Document 0001493152-18-006412 Exclusions or Exemptions 506b Accepted Date 2018-05-08 16:34:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIODESIX INC See All Filings	D	2018-05-08 16:28:37 UTC
Amount To Be Raised $10,282,858 Associated Brokers / Dealers N/A CIK Number 0001439725 Filed Document 0001439725-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-08 16:28:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Cargo Systems Inc. See All Filings	D	2018-05-08 16:21:09 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001684255 Filed Document 0001684255-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 16:21:09 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Spots Development Group, LLC See All Filings	D	2018-05-08 16:16:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722488 Filed Document 0001722488-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-08 16:16:18 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
CoVenture - Returns Finance Special Assets Fund LP See All Filings	D	2018-05-08 16:05:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739657 Filed Document 0001739657-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-08 16:05:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SW Innovative Holdings, Inc. See All Filings	1-A/A	2018-05-08 16:02:46 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001621388 Filed Document 0001549212-18-000015 Accepted Date 2018-05-08 16:02:46 UTC Type of Offering 1-A/A Industry SERVICES-TELEPHONE INTERCONNECT SYSTEMS Offering Tier Tier1 Principal Place of Business TEXAS Revenue or Assets $36,905 State of Jurisdiction TEXAS Type of Security Equity (common or preferred stock)
MINISTRY PARTNERS INVESTMENT COMPANY, LLC See All Filings	D	2018-05-08 15:54:51 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers Ministry Partners Securities, LLC CIK Number 0000944130 Filed Document 0000944130-18-000046 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:54:51 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Balanced Energy, LLC See All Filings	D	2018-05-08 15:53:06 UTC
Amount To Be Raised $690,000 Associated Brokers / Dealers N/A CIK Number 0001606171 Filed Document 0001606171-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:53:06 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
MROWL.com, Inc. See All Filings	D	2018-05-08 15:50:21 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001623252 Filed Document 0001623252-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:50:21 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Peer2Peerz Technologies Inc. See All Filings	D	2018-05-08 15:48:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739575 Filed Document 0001739575-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-05-08 15:48:31 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
MayTech China Fund LP See All Filings	D/A	2018-05-08 15:47:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640016 Filed Document 0000919574-18-003330 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:47:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Volta SPV CMX, LLC See All Filings	D	2018-05-08 15:40:33 UTC
Amount To Be Raised $1,020,000 Associated Brokers / Dealers N/A CIK Number 0001732706 Filed Document 0001688918-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:40:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Codex, a Series of Hack VC Investments LLC See All Filings	D	2018-05-08 15:35:50 UTC
Amount To Be Raised $77,500 Associated Brokers / Dealers N/A CIK Number 0001734207 Filed Document 0001688918-18-000004 Exclusions or Exemptions 506c Accepted Date 2018-05-08 15:35:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Covered Insurance Solutions, Inc. See All Filings	D/A	2018-05-08 15:34:30 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001700167 Filed Document 0001700167-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:34:30 UTC Type of Offering D/A Industry Other Technology Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Debt
Aurora RMD SPV-1, LLC See All Filings	D	2018-05-08 15:34:02 UTC
Amount To Be Raised $211,064 Associated Brokers / Dealers N/A CIK Number 0001735772 Filed Document 0001688918-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:34:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Everspring Fund, L.P. See All Filings	D	2018-05-08 15:32:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739924 Filed Document 0001739924-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:32:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAUNCH Incubator I, LLC See All Filings	D	2018-05-08 15:30:17 UTC
Amount To Be Raised $8,327,000 Associated Brokers / Dealers N/A CIK Number 0001732703 Filed Document 0001688918-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:30:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BCSSA Offshore Feeder Fund, Ltd. See All Filings	D	2018-05-08 15:29:22 UTC
Amount To Be Raised $15,600,000 Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001739373 Filed Document 0001739373-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:29:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Angel Oak Strategic Mortgage Income Fund, Ltd. See All Filings	D/A	2018-05-08 15:29:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bury Street Capital CIK Number 0001610581 Filed Document 0001610581-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:29:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
MONTEZUMA FUND IV LP See All Filings	D	2018-05-08 15:26:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739339 Filed Document 0001739339-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:26:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arthena Fund 10, a series of Premier Art Investments, LLC See All Filings	D/A	2018-05-08 15:25:38 UTC
Amount To Be Raised $381,500 Associated Brokers / Dealers N/A CIK Number 0001688918 Filed Document 0001688918-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:25:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TYR EQUITY, INC. See All Filings	D	2018-05-08 15:24:05 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001739451 Filed Document 0001520138-18-000069 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:24:05 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Angel Oak Strategic Mortgage Income Fund, LP See All Filings	D/A	2018-05-08 15:18:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bury Street Capital CIK Number 0001532097 Filed Document 0001532097-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:18:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
UC Asset LP See All Filings	1-A/A	2018-05-08 15:08:30 UTC
Amount To Be Raised $2 Associated Brokers / Dealers N/A CIK Number 0001723517 Filed Document 0001213900-18-005674 Accepted Date 2018-05-08 15:08:30 UTC Type of Offering 1-A/A Industry REAL ESTATE DEALERS (FOR THEIR OWN ACCOUNT) Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $882,932 State of Jurisdiction DELAWARE Type of Security Other(describe)
RFP Strategy Fund LP See All Filings	D	2018-05-08 15:06:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739824 Filed Document 0001739824-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:06:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OS601, LLC See All Filings	D	2018-05-08 15:02:03 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001739915 Filed Document 0001739915-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 15:02:03 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KaloCyte, Inc. See All Filings	D	2018-05-08 14:58:59 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001738542 Filed Document 0001738542-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 14:58:59 UTC Type of Offering D Industry Biotechnology Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GI Cryo, Inc. See All Filings	D	2018-05-08 14:57:07 UTC
Amount To Be Raised $8,100,000 Associated Brokers / Dealers N/A CIK Number 0001736399 Filed Document 0001736399-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 14:57:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ONTS Preston Place Investors, LLC See All Filings	D	2018-05-08 14:54:20 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001739836 Filed Document 0001739836-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-08 14:54:20 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Power 5 Conference Student Housing I, DST See All Filings	D/A	2018-05-08 14:50:16 UTC
Amount To Be Raised $59,200,000 Associated Brokers / Dealers Great Point Capital, LLC, Independent Financial Group, LLC, Capital Financial Services, Inc., Galt Financial Group, inc., Wealthforge Securities, LLC, Crown Capital Securities, L.P., Investacorp, Inc., Vanderbilt Securities, LLC, Sandlapper Securities, LLC, McDermott Investment Services, LLC, International Assets Advisory, LLC, Cabot Lodge Securities LLC, Centaurus Financial, Inc., Berthel, Fisher & Company Financial Services, Inc., National Securities Corporation, and WestPark Capital, Inc. CIK Number 0001733016 Filed Document 0001733016-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-05-08 14:50:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JAJA SPIRITS LLC See All Filings	D	2018-05-08 14:47:44 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001739829 Filed Document 0001739829-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-08 14:47:44 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
RCPDirect III, LP See All Filings	D	2018-05-08 14:32:59 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001739297 Filed Document 0001739297-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 14:32:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Subba Media Inc See All Filings	C/A	2018-05-08 14:30:09 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,070,000 CIK Number 0001722793 Filed Document 0001669191-18-000257 Accepted Date 2018-05-08 14:30:09 UTC Type of Offering C/A Security Offered Amount 100 Security Offered Type Common Stock State DELAWARE
Grandeur Peak Global Opportunities, L.P. See All Filings	D/A	2018-05-08 14:27:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550024 Filed Document 0000935836-18-000278 Exclusions or Exemptions 506b Accepted Date 2018-05-08 14:27:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Postscript Capital, L.P. See All Filings	D/A	2018-05-08 14:26:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674283 Filed Document 0000935836-18-000277 Exclusions or Exemptions 506b Accepted Date 2018-05-08 14:26:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alliance Financial Network, Inc. See All Filings	D	2018-05-08 14:18:33 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001737273 Filed Document 0001737273-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 14:18:33 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Ezra New Economy Fund, LP See All Filings	D	2018-05-08 14:16:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739604 Filed Document 0001739604-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 14:16:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CryOSA, Inc. See All Filings	D	2018-05-08 14:14:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001739698 Filed Document 0001739698-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 14:14:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
ExodusPoint Partners International Fund, Ltd See All Filings	D	2018-05-08 13:54:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737645 Filed Document 0001737645-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 13:54:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-TNW-19-Fund, a series of AX-KoRs-Funds, LLC See All Filings	D	2018-05-08 13:44:24 UTC
Amount To Be Raised $155,500 Associated Brokers / Dealers N/A CIK Number 0001736987 Filed Document 0001736191-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-05-08 13:44:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARROGENE, INC See All Filings	D	2018-05-08 13:41:47 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers GVC Capital LLC and Westpark Capital Inc. CIK Number 0001403792 Filed Document 0001011034-18-000041 Exclusions or Exemptions 506b Accepted Date 2018-05-08 13:41:47 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SPRIG, LLLP See All Filings	D	2018-05-08 13:41:08 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001739731 Filed Document 0001739731-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-08 13:41:08 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
A-TMC-15-Fund, a series of AngelList-SDA-Funds, LLC See All Filings	D	2018-05-08 13:40:35 UTC
Amount To Be Raised $157,000 Associated Brokers / Dealers N/A CIK Number 0001739183 Filed Document 0001736191-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-05-08 13:40:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-ATU-38-Fund, a series of AX-RivRes-Funds, LLC See All Filings	D	2018-05-08 13:39:11 UTC
Amount To Be Raised $364,500 Associated Brokers / Dealers N/A CIK Number 0001737741 Filed Document 0001736191-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-05-08 13:39:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-SOZ-14-PR-Fund, a series of AX-DE-Funds, LLC See All Filings	D	2018-05-08 13:38:07 UTC
Amount To Be Raised $244,373 Associated Brokers / Dealers N/A CIK Number 0001738595 Filed Document 0001736191-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-08 13:38:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund