|
|
D |
2018-05-09 12:40:56 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001740028
- Filed Document
- 0001740028-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-05-09 12:40:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-05-09 12:30:33 UTC |
- Amount To Be Raised
- $1,032,119
- Associated Brokers / Dealers
- EquityZen Securities LLC
- CIK Number
- 0001736185
- Filed Document
- 0001720432-18-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 12:30:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-05-09 12:29:18 UTC |
- Amount To Be Raised
- $115,040
- Associated Brokers / Dealers
- EquityZen Securities LLC
- CIK Number
- 0001736183
- Filed Document
- 0001720432-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 12:29:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-05-09 12:28:21 UTC |
- Amount To Be Raised
- $3,586,192
- Associated Brokers / Dealers
- EquityZen Securities LLC
- CIK Number
- 0001734177
- Filed Document
- 0001720432-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 12:28:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-05-09 12:14:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001292296
- Filed Document
- 0001292296-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-05-09 12:14:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-05-09 12:11:08 UTC |
- Amount To Be Raised
- $1,064,262
- Associated Brokers / Dealers
- EquityZen Securities LLC
- CIK Number
- 0001720432
- Filed Document
- 0001720432-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 12:11:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-05-09 12:10:24 UTC |
- Amount To Be Raised
- $147,818
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001739727
- Filed Document
- 0001739727-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 12:10:24 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-05-09 12:08:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001739995
- Filed Document
- 0001739995-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 12:08:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
SWMC Small Cap European Fund, a sub-fund of S. W. Mitchell Capital plc
See All Filings
|
D/A |
2018-05-09 12:05:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706038
- Filed Document
- 0000943663-18-000150
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 12:05:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-05-09 12:05:39 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001739870
- Filed Document
- 0001362118-18-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 12:05:39 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-05-09 12:02:33 UTC |
- Amount To Be Raised
- $5,150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001739967
- Filed Document
- 0001739967-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 12:02:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-05-09 12:00:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001492453
- Filed Document
- 0000945621-18-000192
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 12:00:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-05-09 11:59:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001740016
- Filed Document
- 0001740016-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 11:59:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-05-09 11:59:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676911
- Filed Document
- 0000943663-18-000149
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 11:59:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-05-09 11:56:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001722488
- Filed Document
- 0001722488-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 11:56:35 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-05-09 11:55:50 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001739948
- Filed Document
- 0001739948-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 11:55:50 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Security To Be Acquired
|
|
|
D |
2018-05-09 11:55:47 UTC |
- Amount To Be Raised
- $1,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001740015
- Filed Document
- 0001740015-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 11:55:47 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-05-09 11:54:18 UTC |
- Amount To Be Raised
- $1,575,004
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717130
- Filed Document
- 0001140361-18-022404
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 11:54:18 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-05-09 11:46:53 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734960
- Filed Document
- 0001734960-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 11:46:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-05-09 11:46:26 UTC |
- Amount To Be Raised
- $8,425,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734160
- Filed Document
- 0001734160-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 11:46:26 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-05-09 11:27:19 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001646281
- Filed Document
- 0001646281-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 11:27:19 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-05-09 11:23:32 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001739689
- Filed Document
- 0001739689-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 11:23:32 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2018-05-09 10:59:42 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559745
- Filed Document
- 0001559745-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 10:59:42 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-05-09 10:51:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705115
- Filed Document
- 0001535184-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 10:51:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-05-09 10:48:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001739586
- Filed Document
- 0001013594-18-000333
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 10:48:48 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-05-09 10:46:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Quantedge Capital USA Inc.
- CIK Number
- 0001548579
- Filed Document
- 0001548579-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 10:46:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-05-09 10:45:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460942
- Filed Document
- 0001460942-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 10:45:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-05-09 10:42:25 UTC |
- Amount To Be Raised
- $715,001
- Associated Brokers / Dealers
- Sprott Global Resource Investments, Ltd.
- CIK Number
- 0001739332
- Filed Document
- 0001739332-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 10:42:25 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-05-09 10:40:14 UTC |
- Amount To Be Raised
- $24,525,000
- Associated Brokers / Dealers
- Cantor Fitzgerald & Co
- CIK Number
- 0001739490
- Filed Document
- 0001739490-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 10:40:14 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-05-09 10:38:14 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675017
- Filed Document
- 0001393725-18-000077
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 10:38:14 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2018-05-09 10:35:15 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001685772
- Filed Document
- 0001685772-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 10:35:15 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-05-09 10:34:57 UTC |
- Amount To Be Raised
- $6,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001650776
- Filed Document
- 0001650776-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 10:34:57 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-05-09 10:31:38 UTC |
- Amount To Be Raised
- $41,155,191
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001275774
- Filed Document
- 0001275774-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 10:31:38 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-05-09 10:28:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001739851
- Filed Document
- 0000919574-18-003345
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 10:28:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-05-09 10:24:26 UTC |
- Amount To Be Raised
- $12,294,237
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001739567
- Filed Document
- 0001104659-18-031584
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 10:24:26 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-05-09 10:20:21 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- Justin Bjerkaas
- CIK Number
- 0001739277
- Filed Document
- 0001739277-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 10:20:21 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2018-05-09 10:18:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001220595
- Filed Document
- 0000919574-18-003343
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 10:18:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Aberdeen Standard Private Real Assets Co-Investment Fund I, L.P.
See All Filings
|
D |
2018-05-09 10:13:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001731220
- Filed Document
- 0001731220-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 10:13:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
BlackRock Appreciation ASP Fund, a series of Alternative Strategies Platform, LLC
See All Filings
|
D/A |
2018-05-09 10:01:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001355386
- Filed Document
- 0001733744-18-000034
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 10:01:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-05-09 09:42:50 UTC |
- Amount To Be Raised
- $740,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001740007
- Filed Document
- 0001740007-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 09:42:50 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-05-09 09:32:03 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001739983
- Filed Document
- 0001739983-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 09:32:03 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-05-09 09:29:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001468891
- Filed Document
- 0000919574-18-003339
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 09:29:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-05-09 09:27:16 UTC |
- Amount To Be Raised
- $41,560,783
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000712537
- Filed Document
- 0001229952-18-000032
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 09:27:16 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2018-05-09 09:21:42 UTC |
- Amount To Be Raised
- $4,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001739990
- Filed Document
- 0001739990-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 09:21:42 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-05-09 09:07:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001464500
- Filed Document
- 0001140361-18-022355
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 09:07:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-05-09 09:02:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stifel, Nicolaus & Company, Inc
- CIK Number
- 0001429252
- Filed Document
- 0001140361-18-022353
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 09:02:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-05-09 08:58:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Hollister Associates LLC
- CIK Number
- 0001641146
- Filed Document
- 0000902664-18-002144
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 08:58:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-05-09 07:59:08 UTC |
- Amount To Be Raised
- $1,229,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001739709
- Filed Document
- 0000905718-18-000466
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-09 07:59:08 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-05-08 20:07:46 UTC |
- Amount To Be Raised
- $66,000,000
- Associated Brokers / Dealers
- Hovde Group LLC and Stephens Inc.
- CIK Number
- 0000947559
- Filed Document
- 0001144204-18-026250
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-08 20:07:46 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- MISSISSIPPI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-05-08 20:04:15 UTC |
- Amount To Be Raised
- $5,694,348
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001739892
- Filed Document
- 0001739892-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-05-08 20:04:15 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|