Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Western Asset Structured Product Opportunities Fund, L.L.C. See All Filings	D/A	2018-04-05 15:17:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001643524 Filed Document 0001643524-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 15:17:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MT CB VS Komuna Esalen Solar, LLC See All Filings	D	2018-04-05 15:15:14 UTC
Amount To Be Raised $173,005 Associated Brokers / Dealers N/A CIK Number 0001736615 Filed Document 0001736615-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 15:15:14 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DeepSpace Storage Systems Inc. See All Filings	D	2018-04-05 15:15:13 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001736020 Filed Document 0001615774-18-002435 Exclusions or Exemptions 506b Accepted Date 2018-04-05 15:15:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
WESTERN ASSET STRATEGIC US$ HIGH YIELD PORTFOLIO, L.L.C. See All Filings	D/A	2018-04-05 15:12:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001421951 Filed Document 0001421951-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 15:12:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monashees VIII, L.P. See All Filings	D	2018-04-05 15:10:11 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001736059 Filed Document 0001736059-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 15:10:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Century CAT MAC Delaware Feeder LLC See All Filings	D/A	2018-04-05 15:08:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001671296 Filed Document 0001671296-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 15:08:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VS Komuna Esalen Solar, LLC See All Filings	D	2018-04-05 15:07:05 UTC
Amount To Be Raised $226,816 Associated Brokers / Dealers N/A CIK Number 0001736613 Filed Document 0001736613-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 15:07:05 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BGA Horizon Fund, LLC - ISO Series See All Filings	D/A	2018-04-05 15:02:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702893 Filed Document 0001702893-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 15:02:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Columbus Photovoltaics LLC See All Filings	D	2018-04-05 14:56:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538881 Filed Document 0001538881-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:56:48 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Option To Acquire
Whitefort Capital Fund, LP See All Filings	D/A	2018-04-05 14:56:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702735 Filed Document 0001013594-18-000285 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:56:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Whitefort Capital Offshore Fund, Ltd. See All Filings	D/A	2018-04-05 14:54:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703067 Filed Document 0001013594-18-000284 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:54:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Whitefort Capital Master Fund, LP See All Filings	D/A	2018-04-05 14:53:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704387 Filed Document 0001013594-18-000283 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:53:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WESTERN ASSET SHORT-DATED HIGH YIELD PORTFOLIO, LTD. See All Filings	D/A	2018-04-05 14:52:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001538494 Filed Document 0001538494-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:52:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Certain Australia LLC See All Filings	D	2018-04-05 14:51:16 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers N/A CIK Number 0001736312 Filed Document 0001736312-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:51:16 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
WESTERN ASSET SHORT-DATED HIGH YIELD PORTFOLIO, LLC See All Filings	D/A	2018-04-05 14:50:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001541381 Filed Document 0001541381-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:50:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eCurv Inc. See All Filings	D	2018-04-05 14:47:47 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001603927 Filed Document 0001603927-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:47:47 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Caro-Kann Capital Fund LP See All Filings	D/A	2018-04-05 14:47:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631296 Filed Document 0001631296-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:47:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset Private Liquidity Fund, LLC See All Filings	D/A	2018-04-05 14:46:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001321974 Filed Document 0001321974-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:46:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset Opportunistic Structured Securities Portfolio, Ltd. See All Filings	D/A	2018-04-05 14:43:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001639045 Filed Document 0001639045-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:43:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legacy Ventures, LLC See All Filings	D	2018-04-05 14:42:57 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001736238 Filed Document 0001209191-18-023992 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:42:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Caro-Kann Capital Offshore Fund Ltd. See All Filings	D/A	2018-04-05 14:42:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631996 Filed Document 0001631996-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:42:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET OPPORTUNISTIC STRUCTURED SECURITIES PORTFOLIO, L.L.C. See All Filings	D/A	2018-04-05 14:41:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001410966 Filed Document 0001410966-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:41:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Control Panel, Inc. See All Filings	D	2018-04-05 14:40:21 UTC
Amount To Be Raised $2,499,999 Associated Brokers / Dealers N/A CIK Number 0001735660 Filed Document 0001735660-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:40:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Western Asset Opportunistic Extended Duration Portfolio, L.L.C. See All Filings	D/A	2018-04-05 14:38:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001696736 Filed Document 0001696736-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:38:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ener-Core, Inc. See All Filings	D/A	2018-04-05 14:37:22 UTC
Amount To Be Raised $2,200,001 Associated Brokers / Dealers J. Streicher Capital LLC CIK Number 0001495536 Filed Document 0001213900-18-004086 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:37:22 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Joylux, Inc. See All Filings	D/A	2018-04-05 14:36:57 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Deltox, Inc. CIK Number 0001581706 Filed Document 0001581706-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:36:57 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Flagship Healthcare Trust, Inc. See All Filings	D	2018-04-05 14:36:51 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001730261 Filed Document 0001730261-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:36:51 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
WESTERN ASSET OPPORTUNISTIC ASIAN SECURITIES PORTFOLIO, L.L.C. See All Filings	D/A	2018-04-05 14:36:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001388918 Filed Document 0001388918-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:36:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Animated Dynamics, Inc. See All Filings	D	2018-04-05 14:36:33 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001676922 Filed Document 0001178858-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:36:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Western Asset Multi-Asset Credit Portfolio, L.L.C. See All Filings	D/A	2018-04-05 14:35:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001549304 Filed Document 0001549304-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:35:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset Mortgage Opportunity Fund, L.P. See All Filings	D/A	2018-04-05 14:33:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001672710 Filed Document 0001672710-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:33:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET MORTGAGE BACKED SECURITIES PORTFOLIO, L.L.C. See All Filings	D/A	2018-04-05 14:32:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001459359 Filed Document 0001459359-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:32:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET MANAGED CURRENCY MASTER FUND, LTD. See All Filings	D/A	2018-04-05 14:29:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001430348 Filed Document 0001430348-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:29:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNKNOWN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset Macro Opportunities Portfolio, Ltd. See All Filings	D/A	2018-04-05 14:28:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001639044 Filed Document 0001639044-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:28:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET MACRO OPPORTUNITIES PORTFOLIO, L.L.C. See All Filings	D/A	2018-04-05 14:25:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001566037 Filed Document 0001566037-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:25:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LOAN CO OF SAN DIEGO A CALIFORNIA LP See All Filings	D/A	2018-04-05 14:25:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001206550 Filed Document 0001206550-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:25:29 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Western Asset Macro Opportunities Direct Feeder Fund (Offshore), Ltd. See All Filings	D/A	2018-04-05 14:23:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001581221 Filed Document 0001581221-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:23:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MentorcliQ, Inc. See All Filings	D	2018-04-05 14:22:17 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001636105 Filed Document 0001636105-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:22:17 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
DH TGE Ltd See All Filings	D/A	2018-04-05 14:20:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733026 Filed Document 0001733026-18-000004 Exclusions or Exemptions 506c Accepted Date 2018-04-05 14:20:31 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Other
Western Asset Macro Opportunities Direct Feeder Fund, L.L.C. See All Filings	D/A	2018-04-05 14:18:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001578783 Filed Document 0001578783-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:18:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vettd, Inc. See All Filings	D	2018-04-05 14:18:57 UTC
Amount To Be Raised $1,654,751 Associated Brokers / Dealers N/A CIK Number 0001735463 Filed Document 0001735463-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:18:57 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Western Asset Macro Opportunities Alternatives Fund, Ltd. See All Filings	D/A	2018-04-05 14:15:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001619064 Filed Document 0001619064-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:15:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Trees Foods, Inc. See All Filings	D	2018-04-05 14:14:56 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001736564 Filed Document 0001736564-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:14:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Hungryroot, Inc. See All Filings	D	2018-04-05 14:14:36 UTC
Amount To Be Raised $23,324,967 Associated Brokers / Dealers N/A CIK Number 0001642606 Filed Document 0001642606-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:14:36 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Western Asset India Bond Fund, L.L.C. See All Filings	D/A	2018-04-05 14:12:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001634331 Filed Document 0001634331-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:12:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset Global Sovereign(Q) Fixed Income, Ltd. See All Filings	D/A	2018-04-05 14:11:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001473130 Filed Document 0001473130-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:11:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCG CP, LLC See All Filings	D	2018-04-05 14:09:53 UTC
Amount To Be Raised $6,190,000 Associated Brokers / Dealers N/A CIK Number 0001722940 Filed Document 0001722940-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:09:53 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Western Asset Global Sovereign Fixed Income, Ltd. See All Filings	D/A	2018-04-05 14:09:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001473129 Filed Document 0001473129-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:09:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET GLOBAL REAL BOND FUND, LTD. See All Filings	D/A	2018-04-05 14:05:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001527770 Filed Document 0001527770-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:05:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET GLOBAL MULTI-SECTOR, L.L.C. See All Filings	D/A	2018-04-05 14:02:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001410356 Filed Document 0001410356-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:02:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund