Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lombard International Life Assurance Co Separate Account VA 201 See All Filings	D	2018-04-09 09:27:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Holdings Securities, Inc CIK Number 0001736621 Filed Document 0001736621-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 09:27:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GourMed, LLC See All Filings	D/A	2018-04-09 09:23:59 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001724288 Filed Document 0001724284-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-09 09:23:59 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Lombard International Life Assurance Co Separate Account VA 205 See All Filings	D	2018-04-09 09:12:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001736620 Filed Document 0001736620-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 09:12:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Compassion Massage Therapeutic Clinic LLC See All Filings	C/A	2018-04-09 08:42:42 UTC
Financial Interest n/a Filing Platform GrowthFountain Capital LLC Offering Amount $107,000 CIK Number 0001726190 Filed Document 0001726190-18-000001 Accepted Date 2018-04-09 08:42:42 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State MASSACHUSETTS
Heleum LLC See All Filings	C	2018-04-09 08:24:19 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,070,000 CIK Number 0001734318 Filed Document 0001734318-18-000001 Accepted Date 2018-04-09 08:24:19 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State ARIZONA
RDC Capital Partners Offshore Fund Ltd. See All Filings	D/A	2018-04-09 08:00:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660457 Filed Document 0001660457-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-09 08:00:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whipped Yogurt, Inc. See All Filings	D	2018-04-06 21:49:46 UTC
Amount To Be Raised $26,604 Associated Brokers / Dealers N/A CIK Number 0001736282 Filed Document 0001736282-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-06 21:49:46 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Gruff & Tumble, Inc. See All Filings	D	2018-04-06 21:45:14 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001736691 Filed Document 0001736691-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-04-06 21:45:14 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Full Circle Brewing Co. Ltd. LLC See All Filings	C	2018-04-06 21:43:50 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $334,500 CIK Number 0001715599 Filed Document 0001670254-18-000119 Accepted Date 2018-04-06 21:43:50 UTC Type of Offering C Security Offered Amount 13,812 Security Offered Type Other State CALIFORNIA
Whipped Yogurt, Inc. See All Filings	D	2018-04-06 21:35:15 UTC
Amount To Be Raised $882 Associated Brokers / Dealers N/A CIK Number 0001736282 Filed Document 0001736282-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-06 21:35:15 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Comma.ai, Inc. See All Filings	D	2018-04-06 21:34:21 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001670468 Filed Document 0001670468-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-06 21:34:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Compost Man, LLC See All Filings	C	2018-04-06 21:18:17 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001736396 Filed Document 0001670254-18-000117 Accepted Date 2018-04-06 21:18:17 UTC Type of Offering C Security Offered Amount 100,000 Security Offered Type Other State MINNESOTA
Samsara Luggage Inc. See All Filings	C/A	2018-04-06 20:54:23 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001718757 Filed Document 0001665160-18-000278 Accepted Date 2018-04-06 20:54:23 UTC Type of Offering C/A Security Offered Amount 5,000 Security Offered Type Common Stock State NEW JERSEY
Woodland Rockwell No. 1 GP See All Filings	C/A	2018-04-06 20:39:45 UTC
Financial Interest NONE Filing Platform ENTORO SECURITIES, LLC Offering Amount $410,000 CIK Number 0001726073 Filed Document 0001726073-18-000004 Accepted Date 2018-04-06 20:39:45 UTC Type of Offering C/A Security Offered Amount 390 Security Offered Type Other State TEXAS
GarageSkins, Inc. See All Filings	C/A	2018-04-06 20:23:40 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $434,999 CIK Number 0001714911 Filed Document 0001665160-18-000277 Accepted Date 2018-04-06 20:23:40 UTC Type of Offering C/A Security Offered Amount 26,315 Security Offered Type Common Stock State OREGON
Red Services, LLC See All Filings	D	2018-04-06 20:18:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680318 Filed Document 0001680318-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 20:18:52 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
CKE Management, LLC See All Filings	D	2018-04-06 20:15:36 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers N/A CIK Number 0001724284 Filed Document 0001724284-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 20:15:36 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
theMaven, Inc. See All Filings	D	2018-04-06 19:32:12 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0000894871 Filed Document 0001144204-18-019678 Exclusions or Exemptions 506b Accepted Date 2018-04-06 19:32:12 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Cerebral Magnetics INC See All Filings	D	2018-04-06 18:44:27 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001736567 Filed Document 0001736567-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 18:44:27 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TPEG Grove Investors LLC See All Filings	D/A	2018-04-06 18:18:11 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001684104 Filed Document 0001672646-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-06 18:18:11 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
TPEG Sarasota MC Investors See All Filings	D/A	2018-04-06 18:15:04 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers TPEG Securities CIK Number 0001672646 Filed Document 0001672646-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-04-06 18:15:04 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ATCSOFFA See All Filings	D	2018-04-06 18:07:32 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001732563 Filed Document 0001732563-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-06 18:07:32 UTC Type of Offering D Industry Other Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
Newport MMPPT, LLC See All Filings	D	2018-04-06 18:02:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736576 Filed Document 0001507943-18-000048 Exclusions or Exemptions 506b Accepted Date 2018-04-06 18:02:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roundtable Analytics, Inc. See All Filings	D/A	2018-04-06 17:57:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650143 Filed Document 0001709409-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-04-06 17:57:01 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RCG Acquisitions Fund, LLC See All Filings	D/A	2018-04-06 17:47:47 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001735577 Filed Document 0001735577-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-04-06 17:47:47 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Block View International Ltd. See All Filings	D	2018-04-06 17:40:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735935 Filed Document 0001735935-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 17:40:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LibreMax Cap Protect 2018-1 LP See All Filings	D	2018-04-06 17:40:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736494 Filed Document 0000902664-18-001877 Exclusions or Exemptions 506b Accepted Date 2018-04-06 17:40:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crown Cleveland #25 Joint Venture See All Filings	D	2018-04-06 17:34:38 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001736694 Filed Document 0001736694-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-04-06 17:34:38 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
CLOUGH OFFSHORE FUND LTD See All Filings	D/A	2018-04-06 17:29:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kevin Hunt Canada CIK Number 0001265108 Filed Document 0001736640-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 17:29:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BINTO LLC See All Filings	D	2018-04-06 17:28:58 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001736516 Filed Document 0001736516-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 17:28:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Varde Credit Partners (Offshore), Ltd. See All Filings	D/A	2018-04-06 17:26:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001565562 Filed Document 0000950142-18-000846 Exclusions or Exemptions 506b Accepted Date 2018-04-06 17:26:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VARDE INVESTMENT PARTNERS (OFFSHORE) LTD See All Filings	D/A	2018-04-06 17:25:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454602 Filed Document 0000950142-18-000845 Exclusions or Exemptions 506b Accepted Date 2018-04-06 17:25:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VARDE INVESTMENT PARTNERS LP See All Filings	D/A	2018-04-06 17:25:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452534 Filed Document 0000950142-18-000843 Exclusions or Exemptions 506b Accepted Date 2018-04-06 17:25:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varde Credit Partners, L.P. See All Filings	D/A	2018-04-06 17:25:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001565560 Filed Document 0000950142-18-000844 Exclusions or Exemptions 506b Accepted Date 2018-04-06 17:25:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bioscience Pharma Partners, LLC See All Filings	D	2018-04-06 17:21:56 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001736449 Filed Document 0001543004-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-04-06 17:21:56 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Carriage Heights Investor, LLC See All Filings	D	2018-04-06 17:08:58 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001735518 Filed Document 0001735518-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-06 17:08:58 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
8VC Entrepreneurs Fund II, L.P. See All Filings	D	2018-04-06 17:05:41 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001736601 Filed Document 0001736601-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 17:05:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Qiming Managing Directors Fund VI, L.P. See All Filings	D	2018-04-06 17:05:36 UTC
Amount To Be Raised $24,500,000 Associated Brokers / Dealers N/A CIK Number 0001733282 Filed Document 0001733282-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-06 17:05:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Joint Purification Systems, Inc. See All Filings	D	2018-04-06 17:03:01 UTC
Amount To Be Raised $7,782,690 Associated Brokers / Dealers N/A CIK Number 0001735936 Filed Document 0001735936-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 17:03:01 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SALIENT CONVEXITY OFFSHORE FUND, LTD. See All Filings	D/A	2018-04-06 17:01:20 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers David Hicks CIK Number 0001699288 Filed Document 0001699288-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-06 17:01:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Exeter Europe Value Venture III Feeder S.C.Sp See All Filings	D	2018-04-06 17:00:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736695 Filed Document 0001736695-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 17:00:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Not Applicable Type of Security Equity
Click Deal Buy! See All Filings	D	2018-04-06 16:56:49 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001629235 Filed Document 0001629235-18-000005 Exclusions or Exemptions 506c Accepted Date 2018-04-06 16:56:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CLOUGH FINN INVESTMENT PARTNERS, L.P. See All Filings	D/A	2018-04-06 16:56:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640105 Filed Document 0001108843-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-06 16:56:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woodside Special Opportunity PE Fund, LP See All Filings	D	2018-04-06 16:56:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Doug Jegi, Andrew Brown, and Elizabeth Furber CIK Number 0001732487 Filed Document 0001732487-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 16:56:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAZRock Dover Place LLC See All Filings	D	2018-04-06 16:53:14 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001736146 Filed Document 0001736146-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 16:53:14 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CONST BRAZIL US FEEDER FUND LP See All Filings	D/A	2018-04-06 16:51:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CDK Financial Services LLC CIK Number 0001502925 Filed Document 0001502925-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-04-06 16:51:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roundtable International Developed Equity LP See All Filings	D/A	2018-04-06 16:51:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001611858 Filed Document 0001611858-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 16:51:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2018-04-06 16:50:16 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-18-019635 Accepted Date 2018-04-06 16:50:16 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $804,936 State of Jurisdiction GEORGIA Type of Security Equity (common or preferred stock)
Roundtable Hedge Strategies Offshore LP See All Filings	D/A	2018-04-06 16:46:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001544867 Filed Document 0001544867-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-06 16:46:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rise Gold Corp. See All Filings	D	2018-04-06 16:44:48 UTC
Amount To Be Raised $310,296 Associated Brokers / Dealers Canaccord Genuity Corp. and Skanderbeg Capital Advisors Inc. CIK Number 0001424864 Filed Document 0001424864-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-06 16:44:48 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity