Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Hinsdale Ltd Liability Co See All Filings	D	2018-05-17 15:46:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740997 Filed Document 0001740997-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 15:46:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Akumina Inc. See All Filings	D	2018-05-17 15:42:44 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Alexander Capital, L.P. CIK Number 0001611418 Filed Document 0001611418-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 15:42:44 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Debt
TNCoin, L.P. See All Filings	D	2018-05-17 15:37:33 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers n/a CIK Number 0001740846 Filed Document 0001740846-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-05-17 15:37:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Bailard Fundamental Long/Short Equity Fund, L.P. See All Filings	D/A	2018-05-17 15:37:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660186 Filed Document 0000935836-18-000308 Exclusions or Exemptions 506b Accepted Date 2018-05-17 15:37:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CS1031 Diversified Dialysis Portfolio, DST See All Filings	D	2018-05-17 15:36:38 UTC
Amount To Be Raised $9,999,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001740996 Filed Document 0001740996-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-05-17 15:36:38 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
4C Medical Technologies, Inc. See All Filings	D	2018-05-17 15:22:02 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001692028 Filed Document 0001209191-18-030836 Exclusions or Exemptions 506b Accepted Date 2018-05-17 15:22:02 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Reserve Media, Inc. See All Filings	D	2018-05-17 15:15:29 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001602763 Filed Document 0001602763-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 15:15:29 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KUVARE HOLDINGS LP See All Filings	D/A	2018-05-17 15:12:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687690 Filed Document 0001687690-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 15:12:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Costello, Inc. See All Filings	D	2018-05-17 15:03:02 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001700552 Filed Document 0001700552-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-17 15:03:02 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Back to the Roots, Inc. See All Filings	D	2018-05-17 15:02:11 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001637553 Filed Document 0001637553-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 15:02:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BVO Holdings, LLC See All Filings	D/A	2018-05-17 15:01:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629067 Filed Document 0001629067-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-17 15:01:42 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
1476 Magazine LLC See All Filings	C/A	2018-05-17 14:50:52 UTC
Financial Interest None. Filing Platform NSSC Funding Portal, LLC Offering Amount $400,000 CIK Number 0001734217 Filed Document 0001734217-18-000004 Accepted Date 2018-05-17 14:50:52 UTC Type of Offering C/A Security Offered Amount 1,000 Security Offered Type Preferred Stock State LOUISIANA
4SH Hathaway Village, LLC See All Filings	D	2018-05-17 14:49:56 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001736501 Filed Document 0001736501-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 14:49:56 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
CYPRESS INVESTMENT FUNDS II, L.P. See All Filings	D/A	2018-05-17 14:46:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573179 Filed Document 0001573179-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-17 14:46:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
BALA CAPITAL OPPORTUNITY FUND, L.P. See All Filings	D/A	2018-05-17 14:45:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706871 Filed Document 0000919574-18-003866 Exclusions or Exemptions 506b Accepted Date 2018-05-17 14:45:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Linda L. Hill, M.D., A Professional Corp See All Filings	D	2018-05-17 14:40:56 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001741015 Filed Document 0001741015-18-000001 Exclusions or Exemptions 504, 506b, and 504.1 Accepted Date 2018-05-17 14:40:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HIS Real Estate Fund II, LP See All Filings	D	2018-05-17 14:37:25 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001739259 Filed Document 0001739259-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-17 14:37:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Tray.IO Inc. See All Filings	D	2018-05-17 14:34:21 UTC
Amount To Be Raised $14,299,999 Associated Brokers / Dealers N/A CIK Number 0001628909 Filed Document 0001628909-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 14:34:21 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SW Secondaries II A LLC See All Filings	D	2018-05-17 14:31:52 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001740822 Filed Document 0001740822-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 14:31:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Robotics Hub Fund 1, LP See All Filings	D/A	2018-05-17 14:27:32 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Sojourner Securities, LLC CIK Number 0001693886 Filed Document 0001382963-18-000082 Exclusions or Exemptions 506b Accepted Date 2018-05-17 14:27:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Scientific Environmental Design, Inc. See All Filings	D/A	2018-05-17 14:26:59 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001698178 Filed Document 0001698178-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-17 14:26:59 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sweetwater Secondaries Fund II, L.P. See All Filings	D	2018-05-17 14:25:24 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001740825 Filed Document 0001740825-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 14:25:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NOVEL STRAND BREWING Co LLC See All Filings	D	2018-05-17 14:24:17 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers none CIK Number 0001702975 Filed Document 0001702975-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-17 14:24:17 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Bangor Angel Fund III, LLC See All Filings	D	2018-05-17 14:22:36 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001741027 Filed Document 0001741027-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 14:22:36 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care Cookeville, LLC See All Filings	D	2018-05-17 14:20:32 UTC
Amount To Be Raised $2,639,201 Associated Brokers / Dealers N/A CIK Number 0001737029 Filed Document 0001461373-18-000025 Exclusions or Exemptions 506b Accepted Date 2018-05-17 14:20:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Fusion Ed, LLC See All Filings	D	2018-05-17 14:03:27 UTC
Amount To Be Raised $1,875,000 Associated Brokers / Dealers N/A CIK Number 0001741057 Filed Document 0001553997-18-000020 Exclusions or Exemptions 506b Accepted Date 2018-05-17 14:03:27 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
AEI Net Lease Income Fund 36 LP See All Filings	D/A	2018-05-17 13:54:35 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers AEI Securities, Inc., H.D. Vest Investment Services, Lincoln Financial Advisors Corporation, FSC Securities Corporation, Woodbury Financial Service, Inc., Kalos Capital, Inc., Sage Point Financial, Inc., Ausdal Financial Partners, Inc., Ameritas Investment Corp, Commonwealth Financial Network, and Woodbury Financial Services, Inc. CIK Number 0001690430 Filed Document 0001690430-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-17 13:54:35 UTC Type of Offering D/A Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Legal & General Developed Ex-U.S. Multi-Factor Fund, LLC See All Filings	D	2018-05-17 13:52:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740704 Filed Document 0001740704-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 13:52:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Kontakt.io Inc. See All Filings	D	2018-05-17 13:50:21 UTC
Amount To Be Raised $543,000 Associated Brokers / Dealers N/A CIK Number 0001678522 Filed Document 0001678522-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-17 13:50:21 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Northern Swan Holdings, Inc. See All Filings	D	2018-05-17 13:49:30 UTC
Amount To Be Raised $6,113,454 Associated Brokers / Dealers CHRISTOPHER ROBERT MCTAMMANY CIK Number 0001716131 Filed Document 0001716131-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 13:49:30 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Big Hotels LP I, LLC See All Filings	D	2018-05-17 13:45:21 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers GVC Capital LLC CIK Number 0001738553 Filed Document 0001738553-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 13:45:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OMNIQUEST I LLC See All Filings	D/A	2018-05-17 13:40:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mitchell S. Little II CIK Number 0001254309 Filed Document 0000919574-18-003864 Exclusions or Exemptions 506b Accepted Date 2018-05-17 13:40:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ALP-VPP, LLC See All Filings	D	2018-05-17 13:25:55 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001735055 Filed Document 0001735055-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 13:25:55 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
iANTHUS CAPITAL HOLDINGS, INC. See All Filings	D/A	2018-05-17 13:20:49 UTC
Amount To Be Raised $12,457,463 Associated Brokers / Dealers N/A CIK Number 0001643154 Filed Document 0001183740-18-000095 Exclusions or Exemptions 506b Accepted Date 2018-05-17 13:20:49 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Mount Elbert Capital Partners Fund 1, LP See All Filings	D/A	2018-05-17 13:20:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731860 Filed Document 0001731860-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-17 13:20:11 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMITH MICRO SOFTWARE INC See All Filings	D	2018-05-17 13:19:42 UTC
Amount To Be Raised $7,005,700 Associated Brokers / Dealers Chardan Capital Markets, LLC and Roth Capital Partners, LLC CIK Number 0000948708 Filed Document 0000948708-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-17 13:19:42 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WS Dash, LLC See All Filings	D	2018-05-17 13:13:48 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001741061 Filed Document 0001741061-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 13:13:48 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Scentbird, Inc. See All Filings	D	2018-05-17 13:03:00 UTC
Amount To Be Raised $25,969,649 Associated Brokers / Dealers N/A CIK Number 0001739903 Filed Document 0001231919-18-000029 Exclusions or Exemptions 506b Accepted Date 2018-05-17 13:03:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TPH Alternative Energy Fund LP See All Filings	D	2018-05-17 12:56:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740992 Filed Document 0000902664-18-002333 Exclusions or Exemptions 506b Accepted Date 2018-05-17 12:56:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ogborne Partners, L.P. See All Filings	D/A	2018-05-17 12:44:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAR HILLS GROUP, LLC CIK Number 0001532593 Filed Document 0000919574-18-003861 Exclusions or Exemptions 506b Accepted Date 2018-05-17 12:44:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAMBRIDGE SCIENCE Corp See All Filings	D	2018-05-17 12:42:39 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001740616 Filed Document 0001740616-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 12:42:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
IntelGenx Technologies Corp. See All Filings	D	2018-05-17 12:42:28 UTC
Amount To Be Raised $4,005,696 Associated Brokers / Dealers Anthony J. Cantone, John Cantone, and Michael Volpe CIK Number 0001098880 Filed Document 0001062993-18-002290 Exclusions or Exemptions 506b Accepted Date 2018-05-17 12:42:28 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Invesco Institutional Trust Macro Allocation Strategy Fund See All Filings	D/A	2018-05-17 12:34:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001703718 Filed Document 0001703718-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-05-17 12:34:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco Institutional Trust Global Asset Allocation Strategy Fund See All Filings	D/A	2018-05-17 12:31:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001703687 Filed Document 0001703687-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-05-17 12:31:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco Institutional Trust C&I Balanced Risk Allocation Fund See All Filings	D/A	2018-05-17 12:29:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001695336 Filed Document 0001695336-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-05-17 12:29:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hudson Yards Phase 3 A2 LLC See All Filings	D	2018-05-17 12:28:45 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Related Financial Services CIK Number 0001740854 Filed Document 0001740854-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-05-17 12:28:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
International Growth Equity Fund of the Invesco Institutional Trust See All Filings	D/A	2018-05-17 12:27:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001695331 Filed Document 0001695331-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-05-17 12:27:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMC Fund 11, LLC See All Filings	D	2018-05-17 12:25:22 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001740945 Filed Document 0001740945-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 12:25:22 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Invesco U.S. Quantitative Core Fund of the Invesco Institutional Equity Trust See All Filings	D/A	2018-05-17 12:25:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001167908 Filed Document 0001167908-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-05-17 12:25:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELCO FUND, L.P. See All Filings	D	2018-05-17 12:13:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000945459 Filed Document 0000945459-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-17 12:13:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity