Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Flash UpdatePromise Holdings, LLC See All Filings	D	2018-06-08 17:52:26 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001743240 Filed Document 0001743240-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 17:52:26 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Elliott Group Communications Interests CA LLC See All Filings	C	2018-06-08 17:52:24 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $500,000 CIK Number 0001741142 Filed Document 0001670254-18-000297 Accepted Date 2018-06-08 17:52:24 UTC Type of Offering C Security Offered Amount 200,000 Security Offered Type Other State CALIFORNIA
Cornerstone Holding Company, Inc. See All Filings	D	2018-06-08 17:47:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743167 Filed Document 0001743167-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 17:47:44 UTC Type of Offering D Industry Insurance Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NEMO EQUIPMENT INC See All Filings	D	2018-06-08 17:46:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001433920 Filed Document 0001433920-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 17:46:51 UTC Type of Offering D Industry Retailing Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Pathfinder Strategic Credit Ltd. See All Filings	D/A	2018-06-08 17:26:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611458 Filed Document 0001611458-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 17:26:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pathfinder Strategic Credit II LP See All Filings	D/A	2018-06-08 17:24:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707743 Filed Document 0001707743-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 17:24:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xenith Holdings LLC See All Filings	D	2018-06-08 17:24:50 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001743137 Filed Document 0001743137-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 17:24:50 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACP Fund I Offshore Feeder LP See All Filings	D/A	2018-06-08 17:23:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707746 Filed Document 0001707746-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 17:23:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACP Fund I LP See All Filings	D/A	2018-06-08 17:20:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707747 Filed Document 0001707747-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 17:20:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iConsumer Corp. See All Filings	1-A	2018-06-08 17:16:16 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001652350 Filed Document 0001144204-18-033598 Accepted Date 2018-06-08 17:16:16 UTC Type of Offering 1-A Industry SERVICES-PERSONAL SERVICES Offering Tier Tier2 Principal Place of Business DELAWARE Revenue or Assets $416,435 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Onconova Therapeutics, Inc. See All Filings	D	2018-06-08 17:15:45 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers Lucas Advisors LLC d/b/a KYBORA Emerging Markets CIK Number 0001130598 Filed Document 0001104659-18-039231 Exclusions or Exemptions 506b Accepted Date 2018-06-08 17:15:45 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tubz, LLC See All Filings	D	2018-06-08 17:10:01 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Great Point Capital LLC and Gitterman Wealth Management, LLC CIK Number 0001742404 Filed Document 0001742404-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 17:10:01 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TraceLink, Inc. See All Filings	D	2018-06-08 17:07:20 UTC
Amount To Be Raised $59,999,912 Associated Brokers / Dealers N/A CIK Number 0001558937 Filed Document 0001724485-18-000099 Exclusions or Exemptions 506b Accepted Date 2018-06-08 17:07:20 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pure Broadcast Corp. See All Filings	D/A	2018-06-08 17:04:35 UTC
Amount To Be Raised $938,000 Associated Brokers / Dealers N/A CIK Number 0001406434 Filed Document 0001548123-18-000147 Exclusions or Exemptions 506b Accepted Date 2018-06-08 17:04:35 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AB Mortgage Fund I, LLC See All Filings	D	2018-06-08 16:58:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743278 Filed Document 0001743278-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-06-08 16:58:52 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Carmenta Knollwood Opportunities, L.P. See All Filings	D	2018-06-08 16:58:51 UTC
Amount To Be Raised $46,000,000 Associated Brokers / Dealers N/A CIK Number 0001734611 Filed Document 0001734611-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:58:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOSV IV LP See All Filings	D/A	2018-06-08 16:48:05 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001735820 Filed Document 0001735820-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:48:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMPIRICAL CAPITAL PARTNERS LP See All Filings	D/A	2018-06-08 16:37:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001117101 Filed Document 0000915299-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:37:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yenni Income Opportunities Fund I, L.P. See All Filings	D/A	2018-06-08 16:34:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645411 Filed Document 0001645411-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:34:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Eventador Labs, Inc. See All Filings	D	2018-06-08 16:33:41 UTC
Amount To Be Raised $3,882,191 Associated Brokers / Dealers N/A CIK Number 0001743053 Filed Document 0001743053-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:33:41 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MALTA HEDGE FUND, L.P. See All Filings	D/A	2018-06-08 16:31:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001029335 Filed Document 0000919574-18-004146 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:31:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Benefit Street Partners Realty Trust, Inc. See All Filings	D	2018-06-08 16:31:16 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001562528 Filed Document 0001144204-18-033568 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:31:16 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
K2 Mauna Kea LLC - K2 Tremblant Partners Series See All Filings	D/A	2018-06-08 16:30:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741116 Filed Document 0001741116-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:30:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brutus Capital Fund I, LLC See All Filings	D	2018-06-08 16:29:34 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001743109 Filed Document 0001743109-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-06-08 16:29:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
McCrickard Holdings, LLC See All Filings	D	2018-06-08 16:27:22 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001742599 Filed Document 0001742599-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:27:22 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Malta Hedge Fund II, L.P. See All Filings	D/A	2018-06-08 16:27:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WFS, LLC and Aqueduct Capital Group, LLC CIK Number 0001067768 Filed Document 0000919574-18-004142 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:27:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AB Mortgage Fund I, LLC See All Filings	D	2018-06-08 16:26:55 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001743278 Filed Document 0001743278-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-06-08 16:26:55 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Green Gorilla See All Filings	D	2018-06-08 16:26:50 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001624855 Filed Document 0001683168-18-001638 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:26:50 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PRECISION BIOSCIENCES INC See All Filings	D	2018-06-08 16:26:24 UTC
Amount To Be Raised $110,000,000 Associated Brokers / Dealers N/A CIK Number 0001357874 Filed Document 0001357874-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:26:24 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Winton Diversified Futures Fund (US) L.P. See All Filings	D/A	2018-06-08 16:25:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities, LLC CIK Number 0001553106 Filed Document 0001553106-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:25:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JMI Equity Fund IX-B, L.P. See All Filings	D	2018-06-08 16:24:19 UTC
Amount To Be Raised $1,100,000,000 Associated Brokers / Dealers N/A CIK Number 0001743089 Filed Document 0001743092-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:24:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lovevery, Inc. See All Filings	D	2018-06-08 16:23:22 UTC
Amount To Be Raised $9,600,000 Associated Brokers / Dealers N/A CIK Number 0001743038 Filed Document 0001743038-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:23:22 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
GFL Co-Invest, L.P. See All Filings	D	2018-06-08 16:22:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742220 Filed Document 0001742220-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:22:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crooru Corporation See All Filings	C	2018-06-08 16:21:27 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001742794 Filed Document 0001665160-18-000545 Accepted Date 2018-06-08 16:21:27 UTC Type of Offering C Security Offered Amount 2,000 Security Offered Type Other State CALIFORNIA
Winton Diversified Strategy Fund (US) L.P. See All Filings	D/A	2018-06-08 16:20:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553107 Filed Document 0001553107-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:20:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wonder Ventures II, L.P. See All Filings	D/A	2018-06-08 16:20:31 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001708977 Filed Document 0001708977-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:20:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MALTA MLC OFFSHORE, LTD. See All Filings	D/A	2018-06-08 16:20:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aqueduct Capital Group, LLC and J.P. Morgan Securities, LLC CIK Number 0001297944 Filed Document 0000919574-18-004138 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:20:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
IronChain Investment Trust I See All Filings	D	2018-06-08 16:19:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742590 Filed Document 0001742590-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-06-08 16:19:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thoroughbred Hughes Disposal, LLC See All Filings	D	2018-06-08 16:19:22 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001740951 Filed Document 0001654954-18-006437 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:19:22 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MILL POINT CAPITAL PARTNERS A, L.P. See All Filings	D/A	2018-06-08 16:18:38 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers ACALYX ADVISORS INC. CIK Number 0001720524 Filed Document 0001720524-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:18:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MILL POINT CAPITAL PARTNERS, L.P. See All Filings	D/A	2018-06-08 16:18:04 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers ACALYX ADVISORS INC. CIK Number 0001720652 Filed Document 0001743052-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:18:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Malta Thrift Fund, L.P. See All Filings	D/A	2018-06-08 16:16:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515410 Filed Document 0000919574-18-004136 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:16:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
USFC Fund 9 Equity, LLC See All Filings	D	2018-06-08 16:14:20 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers Tobin & Company Securities, LLC CIK Number 0001743184 Filed Document 0001743184-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:14:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Axonic Credit Opportunities Overseas Fund, Ltd. See All Filings	D/A	2018-06-08 16:13:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DONALD A. STEINBRUGGE, UBS Financial Services Inc., and Morgan Stanley Smith Barney LLC CIK Number 0001509622 Filed Document 0000919574-18-004134 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:13:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JMI Equity Fund IX-A, L.P. See All Filings	D	2018-06-08 16:10:25 UTC
Amount To Be Raised $1,100,000,000 Associated Brokers / Dealers N/A CIK Number 0001743092 Filed Document 0001743092-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:10:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Legion Partners Special Opportunities, L.P. I See All Filings	D/A	2018-06-08 16:07:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612650 Filed Document 0001612650-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:07:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Black Bay Energy, LP See All Filings	D/A	2018-06-08 16:07:41 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Probitas Funds Group, LLC CIK Number 0001695559 Filed Document 0001695559-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:07:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Winton Diversified Futures Fund (US) L.P. See All Filings	D/A	2018-06-08 16:07:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities, LLC CIK Number 0001553106 Filed Document 0001553106-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:07:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Legion Partners, L.P. I See All Filings	D/A	2018-06-08 16:05:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595909 Filed Document 0001595909-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:05:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Winton Rio Grande Fund LP See All Filings	D/A	2018-06-08 15:57:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676726 Filed Document 0001388465-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-08 15:57:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund