Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Blue Glacier Fund, L.P. See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001359780 Filed Document 0000902664-16-006242 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fonteva, Inc. See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001654044 Filed Document 0001654044-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Esper Technologies, Inc. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $3,216,453 Associated Brokers / Dealers N/A CIK Number 0001669438 Filed Document 0001669438-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NWO Surgical Services, LLC See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $274,800 Associated Brokers / Dealers N/A CIK Number 0001570671 Filed Document 0001570671-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Energy Capital Investors Fund, LLC See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531213 Filed Document 0000943663-16-000330 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlantic Trust Capital Dynamics Investors Fund, LLC See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572707 Filed Document 0000943663-16-000328 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penn Institutional Loan Common Master Fund, LP See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573620 Filed Document 0001192482-16-000523 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Landmark Equity Investors XIV Fund, LLC See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530887 Filed Document 0000943663-16-000323 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AT Low Volatility Fund, LLC See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515345 Filed Document 0000943663-16-000316 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pershing Gold Corp. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. CIK Number 0001432196 Filed Document 0001432196-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PENN CORE HIGH YIELD BOND FUND II L P See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., Christianson Investment Partners, Carol Lefcourt, Brinker Capital, and VSR Financial Services Incorporated CIK Number 0001303678 Filed Document 0001192482-16-000516 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BERENS GLOBAL VALUE FUND, LTD. See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated and Tigress Financial Partners LLC CIK Number 0001282899 Filed Document 0001566114-16-000105 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aristeia Select Opportunities I, L.P. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669065 Filed Document 0001315863-16-001281 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
A-HPW-18-Fund, a series of AX-NM-Funds, LLC See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $699,950 Associated Brokers / Dealers N/A CIK Number 0001668307 Filed Document 0001668307-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Special Offshore Ltd E See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001120050 Filed Document 0000902664-16-006246 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Black Pagoda Fund LP See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657265 Filed Document 0001657265-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
oneEvent Technologies, Inc. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001667664 Filed Document 0000897069-16-000753 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
PolyPlexx, LLC See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $930,000 Associated Brokers / Dealers n/a CIK Number 0001607283 Filed Document 0001607283-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WEST VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Zipline, Inc. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $4,000 Associated Brokers / Dealers N/A CIK Number 0001668359 Filed Document 0001668359-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SEFA, LLC See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001582085 Filed Document 0001582085-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ROCKROSE CAPITAL LP See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001401738 Filed Document 0001401738-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wisequity IV See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $220,280,000 Associated Brokers / Dealers Rede Partners LLP CIK Number 0001668940 Filed Document 0001668940-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ITALY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 187, LLC See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $590,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001667775 Filed Document 0001667775-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Hash Finance LLC See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers DIGITAL OFFERING LLC CIK Number 0001668861 Filed Document 0001668861-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Camac Fund, LP See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steven Friedman CIK Number 0001516478 Filed Document 0000919574-16-011699 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DENVER CB CENTER 1 LLC See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES HARRISON, PHYLLIS JOHNSON, PATRICK WHELCHEL, CHRISTOPHER SCOTT HARRISON, and LORI MAYFIELD CIK Number 0001665310 Filed Document 0001665310-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business KOREA, REPUBLIC OF Revenue or Assets Decline to Disclose Type of Security Equity
Akshar Capital Real Estate Fund See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601547 Filed Document 0001601547-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TVR Capital Offshore Fund Ltd. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667797 Filed Document 0001315863-16-001279 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon Focus Fund LP See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001305637 Filed Document 0000919574-16-011707 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cimarron Healthcare Opportunities, LP See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571122 Filed Document 0001571122-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SandPointe Opportunities Fund, LLC See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668756 Filed Document 0001668756-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ionic Capital International Ltd See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409517 Filed Document 0001409517-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSV Ventures I LLC, Series I-11 See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001669014 Filed Document 0001669014-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Algonquin Fund LP See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001347555 Filed Document 0001347555-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Brazil Resources Inc. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $323,404 Associated Brokers / Dealers N/A CIK Number 0001538847 Filed Document 0001538847-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Focus Automated Equities, LLC See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001646356 Filed Document 0001209191-16-107343 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
818 POTOMAC AVENUE INVESTOR LLC See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001669135 Filed Document 0001669135-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
INTERCONTINENTAL CAPITAL PARTNERS, LTD. See All Filings	D/A	2016-03-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459159 Filed Document 0001459159-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fundamental LP See All Filings	D/A	2016-03-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Al Slayton, Doug DeGroote, Robert Lingle, Mark Rawlings, and Mitch Little, II CIK Number 0001336444 Filed Document 0001095449-16-000216 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intrinsic4D Inc. See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised $191,709 Associated Brokers / Dealers N/A CIK Number 0001668020 Filed Document 0001183740-16-000307 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Option To Acquire
STRATUS FEEDER LLC See All Filings	D/A	2016-03-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428452 Filed Document 0000943663-16-000303 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Magnolia Medical Technologies, Inc. See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001537512 Filed Document 0001537512-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Unilife Corp See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001476170 Filed Document 0001209191-16-106957 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Mokena PRF, LLC See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised $2,605,629 Associated Brokers / Dealers N/A CIK Number 0001668811 Filed Document 0001668811-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RCH Energy MLP Fund-A, L.P. See All Filings	D/A	2016-03-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001297765 Filed Document 0001647820-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PANGAEA VENTURES FUND IV, L.P. See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668797 Filed Document 0001668797-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jvion, Inc. See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised $8,895,332 Associated Brokers / Dealers N/A CIK Number 0001668757 Filed Document 0000898432-16-002063 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Material Wrld, Inc. See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised $1,000,136 Associated Brokers / Dealers N/A CIK Number 0001667940 Filed Document 0001668876-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TDR Capital II Holdings L.P. See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised $2,057,486,283 Associated Brokers / Dealers N/A CIK Number 0001668140 Filed Document 0001668140-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
SPAG I, LP See All Filings	D/A	2016-03-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491995 Filed Document 0001491995-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund