Found 750030 results

Name Type of Offering Accepted Date
Ortiva Wireless, Inc. See All Filings
D 2009-12-18
Amount To Be Raised $2,500,000
Associated Brokers / Dealers N/A
CIK Number 0001405061
Filed Document 0001405061-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-12-18
Type of Offering D
Industry Telecommunications
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Debt
OESSO 5, LLC See All Filings
D 2009-11-02
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001475267
Filed Document 0001475267-09-000001
Exclusions or Exemptions 504
Accepted Date 2009-11-02
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business IOWA
Revenue or Assets $1 - $1,000,000
Type of Security Equity
ReachLocal Inc See All Filings
D 2009-07-31
Amount To Be Raised $31,446,950
Associated Brokers / Dealers N/A
CIK Number 0001297336
Filed Document 0001297336-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-07-31
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Security To Be Acquired
HOURGLASS PARTNERS LP See All Filings
D/A 2009-08-04
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001447621
Filed Document 0001447621-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-08-04
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
PARETO NETWORKS INC See All Filings
D 2009-08-27
Amount To Be Raised $2,994,999
Associated Brokers / Dealers N/A
CIK Number 0001442404
Filed Document 0001442404-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-08-27
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Panther Technology Inc. See All Filings
D 2009-09-08
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001471776
Filed Document 0001471776-09-000001
Exclusions or Exemptions 504
Accepted Date 2009-09-08
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business ALABAMA
Revenue or Assets No Revenues
Type of Security Equity
Oaktree Private Investment Fund 2009, L.P. See All Filings
D 2009-10-20
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001474415
Filed Document 0001181431-09-048057
Exclusions or Exemptions N/A
Accepted Date 2009-10-20
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
New Forge Fund, L.P. See All Filings
D 2009-10-27
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001475321
Filed Document 0001475321-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-10-27
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets No Aggregate Net Asset Value
Type of Security Pooled Investment Fund
OptiMedica Corp See All Filings
D 2009-08-18
Amount To Be Raised $35,035,000
Associated Brokers / Dealers N/A
CIK Number 0001327489
Filed Document 0001327489-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-08-18
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Pangea Equity Partners, L.P. See All Filings
D 2009-07-07
Amount To Be Raised $50,000,000
Associated Brokers / Dealers N/A
CIK Number 0001467952
Filed Document 0001467952-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-07-07
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Equity
Inson Medical Systems, Inc. See All Filings
D 2009-09-15
Amount To Be Raised $800,000
Associated Brokers / Dealers N/A
CIK Number 0001472391
Filed Document 0001472391-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-09-15
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets No Revenues
Type of Security Equity
NOWA TECHNOLOGY INC See All Filings
D 2009-12-03
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001438491
Filed Document 0001438491-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-12-03
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business KANSAS
Revenue or Assets Decline to Disclose
Type of Security Debt
Promentis Pharmaceuticals, Inc. See All Filings
D/A 2009-08-31
Amount To Be Raised $2,500,000
Associated Brokers / Dealers N/A
CIK Number 0001470994
Filed Document 0001470994-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-08-31
Type of Offering D/A
Industry Biotechnology
Offering Tier N/A
Principal Place of Business WISCONSIN
Revenue or Assets No Revenues
Type of Security Equity
FIRST MAJESTIC SILVER CORP See All Filings
D/A 2009-09-25
Amount To Be Raised $366,397
Associated Brokers / Dealers N/A
CIK Number 0001308648
Filed Document 0000912282-09-001415
Exclusions or Exemptions N/A
Accepted Date 2009-09-25
Type of Offering D/A
Industry Other
Offering Tier N/A
Principal Place of Business BRITISH COLUMBIA, CANADA
Revenue or Assets Over $100,000,000
Type of Security Equity
LinguaFlex, Inc. See All Filings
D 2009-12-30
Amount To Be Raised $15,600,000
Associated Brokers / Dealers N/A
CIK Number 0001479493
Filed Document 0001140361-09-030512
Exclusions or Exemptions N/A
Accepted Date 2009-12-30
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets Decline to Disclose
Type of Security Option To Acquire
MMLISI FINANCIAL ALLIANCES LLC See All Filings
D 2009-12-04
Amount To Be Raised $2,500
Associated Brokers / Dealers N/A
CIK Number 0001456663
Filed Document 0001456663-09-000020
Exclusions or Exemptions N/A
Accepted Date 2009-12-04
Type of Offering D
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Equity
LIENLOGIC INC See All Filings
D 2009-10-22
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001442409
Filed Document 0001442409-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-10-22
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets No Revenues
Type of Security Equity
SMITH PETER - R. MINOR OFF-SET PROGRAM See All Filings
D 2009-08-03
Amount To Be Raised $456,000
Associated Brokers / Dealers N/A
CIK Number 0001469474
Filed Document 0001469474-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-08-03
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business KENTUCKY
Revenue or Assets Not Applicable
Type of Security Other
CLANCO Foreign Developed Partnership LLC See All Filings
D/A 2009-08-06
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001422816
Filed Document 0001422816-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-08-06
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets $25,000,001 - $50,000,000
Type of Security Equity
Liberty Harbor I LLC See All Filings
D/A 2009-09-14
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001404196
Filed Document 0000895345-09-000779
Exclusions or Exemptions N/A
Accepted Date 2009-09-14
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
NEON LIBERTY EMERGING MARKETS FUND LP See All Filings
D/A 2009-09-15
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001213762
Filed Document 0001213762-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-09-15
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
FIRST FRAMTIDEN LP /LA See All Filings
D/A 2009-09-10
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001077900
Filed Document 0001077900-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-09-10
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business LOUISIANA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Pooled Investment Fund
Chairman's Income Fund LP See All Filings
D/A 2009-08-31
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001411544
Filed Document 0000935836-09-001286
Exclusions or Exemptions N/A
Accepted Date 2009-08-31
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ALASKA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
MERSOLEIL FRANKLIN LLC See All Filings
D/A 2009-08-03
Amount To Be Raised $795,000
Associated Brokers / Dealers N/A
CIK Number 0001455908
Filed Document 0001455908-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-08-03
Type of Offering D/A
Industry Commercial
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Equity
MINTERA CORP See All Filings
D 2009-10-09
Amount To Be Raised $1,401,836
Associated Brokers / Dealers N/A
CIK Number 0001130696
Filed Document 0001130696-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-10-09
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Equity
COMMUNITY BANC-CORP OF SHEBOYGAN, INC See All Filings
D 2009-07-28
Amount To Be Raised $12,500,000
Associated Brokers / Dealers N/A
CIK Number 0001003634
Filed Document 0000892712-09-000754
Exclusions or Exemptions N/A
Accepted Date 2009-07-28
Type of Offering D
Industry Commercial Banking
Offering Tier N/A
Principal Place of Business WISCONSIN
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Equity
K2 Alternate Strategies (Offshore) Ltd See All Filings
D/A 2009-09-15
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001382451
Filed Document 0000898432-09-001174
Exclusions or Exemptions N/A
Accepted Date 2009-09-15
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business VIRGIN ISLANDS, BRITISH
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Marathon EM Opportunity Fund, LP See All Filings
D 2009-12-01
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001477547
Filed Document 0001477547-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-12-01
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Maitland RE Joint Venture See All Filings
D 2009-12-29
Amount To Be Raised $3,071,000
Associated Brokers / Dealers N/A
CIK Number 0001478296
Filed Document 0001478296-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-12-29
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets No Revenues
Type of Security Other
LIMERICK BIOPHARMA INC See All Filings
D 2009-07-16
Amount To Be Raised $15,150,000
Associated Brokers / Dealers N/A
CIK Number 0001358877
Filed Document 0001104659-09-043434
Exclusions or Exemptions N/A
Accepted Date 2009-07-16
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Rockefeller Opportunistic Credit Fund, LLC See All Filings
D 2009-09-21
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001472631
Filed Document 0001472631-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-09-21
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings
D 2009-12-14
Amount To Be Raised $1,377,320
Associated Brokers / Dealers N/A
CIK Number 0001135856
Filed Document 0001135856-09-000101
Exclusions or Exemptions N/A
Accepted Date 2009-12-14
Type of Offering D
Industry Insurance
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Not Applicable
Type of Security Other
CENTENNIAL LENDING LLC See All Filings
D/A 2009-07-01
Amount To Be Raised $2,157,417
Associated Brokers / Dealers N/A
CIK Number 0001276488
Filed Document 0001276488-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-07-01
Type of Offering D/A
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets Decline to Disclose
Type of Security Equity
POWER EFFICIENCY CORP See All Filings
D 2009-12-31
Amount To Be Raised $7,000,000
Associated Brokers / Dealers N/A
CIK Number 0001024075
Filed Document 0001465818-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-12-31
Type of Offering D
Industry Energy Conservation
Offering Tier N/A
Principal Place of Business NEVADA
Revenue or Assets $1 - $1,000,000
Type of Security Equity
CYNVENIO BIOSYSTEMS LLC See All Filings
D/A 2009-09-28
Amount To Be Raised $1,667,050
Associated Brokers / Dealers N/A
CIK Number 0001445789
Filed Document 0001445789-09-000006
Exclusions or Exemptions N/A
Accepted Date 2009-09-28
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Not Applicable
Type of Security Equity
NEXX SYSTEMS INC See All Filings
D 2009-11-30
Amount To Be Raised $1,247,925
Associated Brokers / Dealers N/A
CIK Number 0001236761
Filed Document 0001236761-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-11-30
Type of Offering D
Industry Manufacturing
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Equity
Meantime Brewing Co Ltd See All Filings
D 2009-12-01
Amount To Be Raised $164,094
Associated Brokers / Dealers N/A
CIK Number 0001478422
Filed Document 0001478422-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-12-01
Type of Offering D
Industry Manufacturing
Offering Tier N/A
Principal Place of Business UNITED KINGDOM
Revenue or Assets Decline to Disclose
Type of Security Equity
ushealthrecord, inc. See All Filings
D 2009-09-03
Amount To Be Raised $3,000,000
Associated Brokers / Dealers N/A
CIK Number 0001471544
Filed Document 0001471544-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-09-03
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business ARKANSAS
Revenue or Assets $1 - $1,000,000
Type of Security Equity
PROSPECT CAPITAL CORP See All Filings
D 2009-08-28
Amount To Be Raised $29,322,331
Associated Brokers / Dealers N/A
CIK Number 0001287032
Filed Document 0000950172-09-000016
Exclusions or Exemptions N/A
Accepted Date 2009-08-28
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Over $100,000,000
Type of Security Equity
HX DIAGNOSTICS INC See All Filings
D 2009-09-22
Amount To Be Raised $4,650,674
Associated Brokers / Dealers N/A
CIK Number 0001455041
Filed Document 0001455041-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-09-22
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
CMBS Value Fund, LLC See All Filings
D/A 2009-08-19
Amount To Be Raised $50,000,000
Associated Brokers / Dealers N/A
CIK Number 0001460420
Filed Document 0001460420-09-000011
Exclusions or Exemptions N/A
Accepted Date 2009-08-19
Type of Offering D/A
Industry REITS and Finance
Offering Tier N/A
Principal Place of Business SOUTH CAROLINA
Revenue or Assets Decline to Disclose
Type of Security Equity
SNOASIS MEDICAL, INC. See All Filings
D 2009-09-09
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001472026
Filed Document 0001472026-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-09-09
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets Decline to Disclose
Type of Security Equity
Diamond Communications Holdings LLC See All Filings
D 2009-08-28
Amount To Be Raised $20,000,000
Associated Brokers / Dealers N/A
CIK Number 0001470786
Filed Document 0001470786-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-08-28
Type of Offering D
Industry Telecommunications
Offering Tier N/A
Principal Place of Business NEW JERSEY
Revenue or Assets Decline to Disclose
Type of Security Equity
COBALT OFFSHORE FUND LTD See All Filings
D/A 2009-08-12
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001071570
Filed Document 0000919574-09-014906
Exclusions or Exemptions N/A
Accepted Date 2009-08-12
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business VIRGIN ISLANDS, BRITISH
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
PT Motion Works, Inc. See All Filings
D 2009-12-23
Amount To Be Raised $1,590,000
Associated Brokers / Dealers N/A
CIK Number 0001478263
Filed Document 0001478263-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-12-23
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $1 - $1,000,000
Type of Security Equity
SNOW REMOVAL SYSTEMS N A INC See All Filings
D 2009-08-06
Amount To Be Raised $555,404
Associated Brokers / Dealers N/A
CIK Number 0001213630
Filed Document 0001213630-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-08-06
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Equity
PAGEONCE INC See All Filings
D 2009-12-14
Amount To Be Raised $6,499,648
Associated Brokers / Dealers N/A
CIK Number 0001437458
Filed Document 0001437458-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-12-14
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
PrimeLending Ventures, LLC See All Filings
D 2009-11-19
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001477190
Filed Document 0001140361-09-027033
Exclusions or Exemptions N/A
Accepted Date 2009-11-19
Type of Offering D
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets $1 - $1,000,000
Type of Security Equity
PINNACLE WEST CAPITAL CORP See All Filings
D/A 2009-08-04
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0000764622
Filed Document 0000764622-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-08-04
Type of Offering D/A
Industry Electric Utilities
Offering Tier N/A
Principal Place of Business ARIZONA
Revenue or Assets Over $100,000,000
Type of Security Debt
CTA CHOICE AXM See All Filings
D/A 2009-07-09
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001409060
Filed Document 0001409057-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-07-09
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Pooled Investment Fund