Found 750030 results

Name Type of Offering Accepted Date
Zenith Capital Global Opportunities Fund, L.P. See All Filings
D/A 2009-06-24
Amount To Be Raised $20,000,000
Associated Brokers / Dealers N/A
CIK Number 0001440587
Filed Document 0001123292-09-000644
Exclusions or Exemptions N/A
Accepted Date 2009-06-24
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
MICROMASS COMMUNICATIONS INC See All Filings
D 2009-12-31
Amount To Be Raised $1,834,392
Associated Brokers / Dealers N/A
CIK Number 0000937106
Filed Document 0000937106-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-12-31
Type of Offering D
Industry Business Services
Offering Tier N/A
Principal Place of Business NORTH CAROLINA
Revenue or Assets Decline to Disclose
Type of Security Debt
TEREZIN LLC See All Filings
D/A 2009-08-20
Amount To Be Raised $378,000
Associated Brokers / Dealers N/A
CIK Number 0001361451
Filed Document 0001361451-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-08-20
Type of Offering D/A
Industry Other
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets No Revenues
Type of Security Equity
Kids Germ Defense Corp. See All Filings
D 2009-12-24
Amount To Be Raised $30,000
Associated Brokers / Dealers N/A
CIK Number 0001459764
Filed Document 0001161697-09-001263
Exclusions or Exemptions N/A
Accepted Date 2009-12-24
Type of Offering D
Industry Manufacturing
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets No Revenues
Type of Security Equity
Human Touch, LLC See All Filings
D 2009-07-02
Amount To Be Raised $20,000,000
Associated Brokers / Dealers N/A
CIK Number 0001467230
Filed Document 0001467230-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-07-02
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Atlas DFW I, LLC See All Filings
D 2009-09-10
Amount To Be Raised $2,000,000
Associated Brokers / Dealers N/A
CIK Number 0001471987
Filed Document 0001471987-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-09-10
Type of Offering D
Industry Residential
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets No Revenues
Type of Security Equity
Liquid Environmental Solutions Corp See All Filings
D 2009-09-03
Amount To Be Raised $19,999,993
Associated Brokers / Dealers N/A
CIK Number 0001290975
Filed Document 0001290975-09-000007
Exclusions or Exemptions N/A
Accepted Date 2009-09-03
Type of Offering D
Industry Environmental Services
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
MIM SEED PARTNERS I, LP See All Filings
D 2009-07-22
Amount To Be Raised $10,050,000
Associated Brokers / Dealers N/A
CIK Number 0001468733
Filed Document 0000919574-09-013977
Exclusions or Exemptions N/A
Accepted Date 2009-07-22
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
NEWSOUTH SPECIAL INCOME L P See All Filings
D/A 2009-09-17
Amount To Be Raised $50,000,000
Associated Brokers / Dealers N/A
CIK Number 0001047198
Filed Document 0000859053-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-09-17
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TENNESSEE
Revenue or Assets Decline to Disclose
Type of Security Equity
Madison Timber Fund, LLC See All Filings
D 2009-11-30
Amount To Be Raised $10,000,000
Associated Brokers / Dealers N/A
CIK Number 0001475876
Filed Document 0001475876-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-11-30
Type of Offering D
Industry Other Real Estate
Offering Tier N/A
Principal Place of Business MISSISSIPPI
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Other
NONINVASIVE MEDICAL TECHNOLOGIES INC See All Filings
D/A 2009-09-09
Amount To Be Raised $10,000,000
Associated Brokers / Dealers N/A
CIK Number 0001389538
Filed Document 0001389538-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-09-09
Type of Offering D/A
Industry Other Health Care
Offering Tier N/A
Principal Place of Business NEVADA
Revenue or Assets Decline to Disclose
Type of Security Equity
NAVSEMI, INC. See All Filings
D 2009-11-02
Amount To Be Raised $200,000
Associated Brokers / Dealers N/A
CIK Number 0001475753
Filed Document 0001475753-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-11-02
Type of Offering D
Industry Computers
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Debt
Mugiishi Investments I, LLC See All Filings
D 2009-10-13
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001471087
Filed Document 0001471087-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-10-13
Type of Offering D
Industry Investing
Offering Tier N/A
Principal Place of Business HAWAII
Revenue or Assets Decline to Disclose
Type of Security Equity
LANDMARK EQUITY PARTNERS XIV ASW FUND LLC See All Filings
D/A 2009-07-29
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001446865
Filed Document 0000898432-09-001009
Exclusions or Exemptions N/A
Accepted Date 2009-07-29
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NORTH CAROLINA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
EMPERY PARTNERS LP See All Filings
D/A 2009-07-07
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001439766
Filed Document 0001439766-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-07-07
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
PrimeraDx, Inc. See All Filings
D 2009-09-21
Amount To Be Raised $20,000,000
Associated Brokers / Dealers N/A
CIK Number 0001332074
Filed Document 0001332074-09-000006
Exclusions or Exemptions N/A
Accepted Date 2009-09-21
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Equity
Mt. Tam Partners, L.P. See All Filings
D 2009-10-06
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001473919
Filed Document 0000935836-09-001337
Exclusions or Exemptions N/A
Accepted Date 2009-10-06
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Level III Trading Partners LP See All Filings
D/A 2009-07-23
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001413626
Filed Document 0001413626-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-07-23
Type of Offering D/A
Industry Investing
Offering Tier N/A
Principal Place of Business LOUISIANA
Revenue or Assets Not Applicable
Type of Security Equity
Prologue Delaware Feeder Fund, L.P. See All Filings
D/A 2009-08-06
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001453817
Filed Document 0001453817-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-08-06
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Safetec Compliance Systems, Inc. See All Filings
D/A 2009-09-28
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001461633
Filed Document 0001461633-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-09-28
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Debt
MobileMD, Inc. See All Filings
D 2009-11-12
Amount To Be Raised $4,750,000
Associated Brokers / Dealers N/A
CIK Number 0001476601
Filed Document 0001476601-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-11-12
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets Decline to Disclose
Type of Security Equity
NUTRABELLA INC See All Filings
D 2009-10-07
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001390900
Filed Document 0001390900-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-10-07
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Equity
DSI HOLDINGS LLC See All Filings
D/A 2009-09-04
Amount To Be Raised $11,984,380
Associated Brokers / Dealers N/A
CIK Number 0001394794
Filed Document 0001394794-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-09-04
Type of Offering D/A
Industry Other
Offering Tier N/A
Principal Place of Business MICHIGAN
Revenue or Assets Decline to Disclose
Type of Security Equity
Rosemount Global Trade Finance Fund, LP See All Filings
D 2009-06-26
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001467773
Filed Document 0000919574-09-013009
Exclusions or Exemptions N/A
Accepted Date 2009-06-26
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
PACIFIC ALLIANCE CORP /UT/ See All Filings
D 2009-07-20
Amount To Be Raised $3,270,000
Associated Brokers / Dealers N/A
CIK Number 0000801904
Filed Document 0001016193-09-000014
Exclusions or Exemptions N/A
Accepted Date 2009-07-20
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business UTAH
Revenue or Assets No Revenues
Type of Security Equity
Rosemount Global Trade Finance Offshore Fund, Ltd. See All Filings
D 2009-06-26
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001467774
Filed Document 0000919574-09-013011
Exclusions or Exemptions N/A
Accepted Date 2009-06-26
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
PFM Diversified Eureka Fund, L.P. See All Filings
D 2009-09-08
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001471638
Filed Document 0000935836-09-001298
Exclusions or Exemptions N/A
Accepted Date 2009-09-08
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
PACEJET LOGISITICS INC See All Filings
D 2009-08-17
Amount To Be Raised $600,000
Associated Brokers / Dealers N/A
CIK Number 0001259786
Filed Document 0001259786-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-08-17
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Decline to Disclose
Type of Security Equity
GENSPERA INC See All Filings
D/A 2009-08-03
Amount To Be Raised $3,038,000
Associated Brokers / Dealers N/A
CIK Number 0001421204
Filed Document 0001144204-09-040006
Exclusions or Exemptions N/A
Accepted Date 2009-08-03
Type of Offering D/A
Industry Pharmaceuticals
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets No Revenues
Type of Security Equity
MetWest Enhanced TALF Strategy Fund, L.P. See All Filings
D/A 2009-08-10
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001461134
Filed Document 0001461134-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-08-10
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Over $100,000,000
Type of Security Pooled Investment Fund
HARBOR ASSETS LLC See All Filings
D/A 2009-08-26
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001395165
Filed Document 0001395165-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-08-26
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business DELAWARE
Revenue or Assets $1 - $5,000,000
Type of Security Equity
Inspired Surgical Technologies, Inc. See All Filings
D 2009-09-30
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001462125
Filed Document 0001462125-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-09-30
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Debt
Morgan Stanley Employee TALF (Cayman) Fund LP See All Filings
D 2009-07-14
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001468134
Filed Document 0000950103-09-001677
Exclusions or Exemptions N/A
Accepted Date 2009-07-14
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Hew-Tex/West Leleux Joint Venture See All Filings
D 2009-07-31
Amount To Be Raised $37,500
Associated Brokers / Dealers N/A
CIK Number 0001469430
Filed Document 0001469430-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-07-31
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets No Revenues
Type of Security Other
FLINT RIDGE ENERGY LTD See All Filings
D 2009-08-28
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001406101
Filed Document 0001406101-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-08-28
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Decline to Disclose
Type of Security Other
Nor1 Inc See All Filings
D/A 2009-06-30
Amount To Be Raised $8,106,690
Associated Brokers / Dealers N/A
CIK Number 0001313475
Filed Document 0001313475-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-06-30
Type of Offering D/A
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
OurStage, Inc See All Filings
D/A 2009-07-27
Amount To Be Raised $6,000,000
Associated Brokers / Dealers N/A
CIK Number 0001398512
Filed Document 0001398512-09-000007
Exclusions or Exemptions N/A
Accepted Date 2009-07-27
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Equity
Point Defiance Microcap Fund, LP See All Filings
D 2009-07-08
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001467545
Filed Document 0001264128-09-000210
Exclusions or Exemptions N/A
Accepted Date 2009-07-08
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
CMBS Value Fund, LLC See All Filings
D/A 2009-07-31
Amount To Be Raised $50,000,000
Associated Brokers / Dealers N/A
CIK Number 0001460420
Filed Document 0001460420-09-000009
Exclusions or Exemptions N/A
Accepted Date 2009-07-31
Type of Offering D/A
Industry REITS and Finance
Offering Tier N/A
Principal Place of Business SOUTH CAROLINA
Revenue or Assets Decline to Disclose
Type of Security Equity
HTS Leasing, Inc. See All Filings
D 2009-07-15
Amount To Be Raised $50,000
Associated Brokers / Dealers N/A
CIK Number 0001468167
Filed Document 0001468167-09-000001
Exclusions or Exemptions 504.1
Accepted Date 2009-07-15
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business UTAH
Revenue or Assets $1 - $1,000,000
Type of Security Equity
RFID Global Solution Inc See All Filings
D 2009-07-02
Amount To Be Raised $2,795,000
Associated Brokers / Dealers N/A
CIK Number 0001338335
Filed Document 0001338335-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-07-02
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business MARYLAND
Revenue or Assets Decline to Disclose
Type of Security Equity
Emergence Venture Fund II LP See All Filings
D 2009-08-06
Amount To Be Raised $15,000,000
Associated Brokers / Dealers N/A
CIK Number 0001469976
Filed Document 0001469976-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-08-06
Type of Offering D
Industry Investing
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
MCP Fisker LLC See All Filings
D 2009-10-28
Amount To Be Raised $10,400,000
Associated Brokers / Dealers N/A
CIK Number 0001475285
Filed Document 0001475285-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-10-28
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Equity
OPGEN INC See All Filings
D 2009-12-10
Amount To Be Raised $4,052,000
Associated Brokers / Dealers N/A
CIK Number 0001293818
Filed Document 0001293818-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-12-10
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business MARYLAND
Revenue or Assets Decline to Disclose
Type of Security Debt
NovaRay Medical, Inc. See All Filings
D 2009-11-04
Amount To Be Raised $10,000,000
Associated Brokers / Dealers N/A
CIK Number 0001383529
Filed Document 0001181431-09-049896
Exclusions or Exemptions N/A
Accepted Date 2009-11-04
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets No Revenues
Type of Security Equity
MEZZACAPPA CONCENTRATED FUND L P See All Filings
D 2009-12-01
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001275174
Filed Document 0001275174-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-12-01
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
LIN TV CORP See All Filings
D 2009-10-15
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001166789
Filed Document 0001166789-09-000075
Exclusions or Exemptions 505
Accepted Date 2009-10-15
Type of Offering D
Industry Telecommunications
Offering Tier N/A
Principal Place of Business RHODE ISLAND
Revenue or Assets Over $100,000,000
Type of Security Equity
Impliant Inc See All Filings
D 2009-07-20
Amount To Be Raised $7,300,000
Associated Brokers / Dealers N/A
CIK Number 0001314932
Filed Document 0001314932-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-07-20
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business NEW JERSEY
Revenue or Assets Decline to Disclose
Type of Security Equity
LIMELIFE INC See All Filings
D 2009-11-16
Amount To Be Raised $1,007,402
Associated Brokers / Dealers N/A
CIK Number 0001338599
Filed Document 0001338599-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-11-16
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
LUCID INC See All Filings
D 2009-11-25
Amount To Be Raised $2,800,000
Associated Brokers / Dealers N/A
CIK Number 0000752902
Filed Document 0000752902-09-000003
Exclusions or Exemptions 505
Accepted Date 2009-11-25
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Debt