Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SMITH MICRO SOFTWARE INC See All Filings	D	2018-05-17 13:19:42 UTC
Amount To Be Raised $7,005,700 Associated Brokers / Dealers Chardan Capital Markets, LLC and Roth Capital Partners, LLC CIK Number 0000948708 Filed Document 0000948708-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-17 13:19:42 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WS Dash, LLC See All Filings	D	2018-05-17 13:13:48 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001741061 Filed Document 0001741061-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 13:13:48 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Scentbird, Inc. See All Filings	D	2018-05-17 13:03:00 UTC
Amount To Be Raised $25,969,649 Associated Brokers / Dealers N/A CIK Number 0001739903 Filed Document 0001231919-18-000029 Exclusions or Exemptions 506b Accepted Date 2018-05-17 13:03:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TPH Alternative Energy Fund LP See All Filings	D	2018-05-17 12:56:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740992 Filed Document 0000902664-18-002333 Exclusions or Exemptions 506b Accepted Date 2018-05-17 12:56:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ogborne Partners, L.P. See All Filings	D/A	2018-05-17 12:44:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAR HILLS GROUP, LLC CIK Number 0001532593 Filed Document 0000919574-18-003861 Exclusions or Exemptions 506b Accepted Date 2018-05-17 12:44:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAMBRIDGE SCIENCE Corp See All Filings	D	2018-05-17 12:42:39 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001740616 Filed Document 0001740616-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 12:42:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
IntelGenx Technologies Corp. See All Filings	D	2018-05-17 12:42:28 UTC
Amount To Be Raised $4,005,696 Associated Brokers / Dealers Anthony J. Cantone, John Cantone, and Michael Volpe CIK Number 0001098880 Filed Document 0001062993-18-002290 Exclusions or Exemptions 506b Accepted Date 2018-05-17 12:42:28 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Invesco Institutional Trust Macro Allocation Strategy Fund See All Filings	D/A	2018-05-17 12:34:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001703718 Filed Document 0001703718-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-05-17 12:34:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco Institutional Trust Global Asset Allocation Strategy Fund See All Filings	D/A	2018-05-17 12:31:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001703687 Filed Document 0001703687-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-05-17 12:31:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco Institutional Trust C&I Balanced Risk Allocation Fund See All Filings	D/A	2018-05-17 12:29:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001695336 Filed Document 0001695336-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-05-17 12:29:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hudson Yards Phase 3 A2 LLC See All Filings	D	2018-05-17 12:28:45 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Related Financial Services CIK Number 0001740854 Filed Document 0001740854-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-05-17 12:28:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
International Growth Equity Fund of the Invesco Institutional Trust See All Filings	D/A	2018-05-17 12:27:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001695331 Filed Document 0001695331-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-05-17 12:27:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMC Fund 11, LLC See All Filings	D	2018-05-17 12:25:22 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001740945 Filed Document 0001740945-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 12:25:22 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Invesco U.S. Quantitative Core Fund of the Invesco Institutional Equity Trust See All Filings	D/A	2018-05-17 12:25:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001167908 Filed Document 0001167908-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-05-17 12:25:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELCO FUND, L.P. See All Filings	D	2018-05-17 12:13:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000945459 Filed Document 0000945459-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-17 12:13:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
RECAP Opportunity Fund III (US), L.P. See All Filings	D	2018-05-17 12:09:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740888 Filed Document 0001740888-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-17 12:09:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fund I, a series of Nelstone Ventures, LP See All Filings	D	2018-05-17 12:04:57 UTC
Amount To Be Raised $2,408,000 Associated Brokers / Dealers N/A CIK Number 0001730403 Filed Document 0001732064-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-17 12:04:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security
PT Wired, Inc. See All Filings	D	2018-05-17 11:59:46 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001717254 Filed Document 0001717254-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 11:59:46 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Impact Housing REIT, LLC See All Filings	1-A POS	2018-05-17 11:59:13 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001683617 Filed Document 0001214659-18-003830 Accepted Date 2018-05-17 11:59:13 UTC Type of Offering 1-A POS Industry OPERATORS OF APARTMENT BUILDINGS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
German Equity Partners V Feeder Co. Ltd See All Filings	D	2018-05-17 11:50:13 UTC
Amount To Be Raised $107,061,229 Associated Brokers / Dealers Credit Suisse Asset Management Limited CIK Number 0001739697 Filed Document 0001739697-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 11:50:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEN INC See All Filings	C/A	2018-05-17 11:50:06 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001735910 Filed Document 0001665160-18-000451 Accepted Date 2018-05-17 11:50:06 UTC Type of Offering C/A Security Offered Amount 2,500 Security Offered Type Other State CALIFORNIA
Xollent Biotech, Inc. See All Filings	D	2018-05-17 11:43:07 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001740943 Filed Document 0001740943-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 11:43:07 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Nanotech Engineering Inc. See All Filings	D	2018-05-17 11:42:43 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers David Sweaney CIK Number 0001722988 Filed Document 0001722988-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-05-17 11:42:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PC Ventana Kent, LLC See All Filings	D	2018-05-17 11:39:41 UTC
Amount To Be Raised $5,855,000 Associated Brokers / Dealers N/A CIK Number 0001740867 Filed Document 0001740867-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 11:39:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 106 See All Filings	D/A	2018-05-17 11:28:59 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001697292 Filed Document 0001732064-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-17 11:28:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 247 See All Filings	D	2018-05-17 11:27:26 UTC
Amount To Be Raised $280,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001739218 Filed Document 0001732064-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-17 11:27:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 212 See All Filings	D	2018-05-17 11:26:46 UTC
Amount To Be Raised $246,874 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001732064 Filed Document 0001732064-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 11:26:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Uncle Billy's Taproom, LLC See All Filings	C/A	2018-05-17 11:24:29 UTC
Financial Interest The intermediary will receive a Promissory Note (Revenue Sharing Interest) in a principal amount that is equal to 2% (two percent) of the aggregate principal amount of all Promissory Notes issued in the Offering. Filing Platform First Democracy VC Offering Amount $1,070,000 CIK Number 0001737017 Filed Document 0001737017-18-000003 Accepted Date 2018-05-17 11:24:29 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State TEXAS
Mobilewalla, Inc. See All Filings	D	2018-05-17 11:24:12 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers Michael Seidler CIK Number 0001471004 Filed Document 0001471004-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-17 11:24:12 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Rotating Machinery Services Holding Corp. See All Filings	D	2018-05-17 11:23:02 UTC
Amount To Be Raised $12,200,000 Associated Brokers / Dealers N/A CIK Number 0001657880 Filed Document 0001657880-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 11:23:02 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PAG Real Estate Partners II L.P. See All Filings	D	2018-05-17 11:20:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740357 Filed Document 0001140361-18-024329 Exclusions or Exemptions 506b Accepted Date 2018-05-17 11:20:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fortis Financial, Inc. See All Filings	D	2018-05-17 11:10:14 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Sandler O'Neill + Partners, L.P. CIK Number 0001401831 Filed Document 0001401831-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 11:10:14 UTC Type of Offering D Industry Commercial Banking Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Shingle Coinvest LP See All Filings	D	2018-05-17 11:06:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740974 Filed Document 0001740974-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 11:06:55 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Parus Fund PLC See All Filings	D/A	2018-05-17 10:40:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671921 Filed Document 0000902664-18-002330 Exclusions or Exemptions 506b Accepted Date 2018-05-17 10:40:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Decent Inc. See All Filings	D	2018-05-17 10:38:15 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001736248 Filed Document 0001736248-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 10:38:15 UTC Type of Offering D Industry Health Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Unplanned Movie, LLC See All Filings	D	2018-05-17 10:37:36 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers None CIK Number 0001739968 Filed Document 0001739968-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 10:37:36 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PENNMONT FUND LP See All Filings	D/A	2018-05-17 10:35:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001176470 Filed Document 0001176470-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-05-17 10:35:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunshine State Certificates VII, LLLP See All Filings	D	2018-05-17 10:31:54 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers N/A CIK Number 0001740394 Filed Document 0001740394-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 10:31:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DAVO Technologies LLC See All Filings	D	2018-05-17 10:24:46 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001740761 Filed Document 0001740761-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 10:24:46 UTC Type of Offering D Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
INRANGE SYSTEMS INC See All Filings	D/A	2018-05-17 10:13:30 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001323263 Filed Document 0001323263-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-17 10:13:30 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
SPINNAKER GLOBAL OPPORTUNITY FUND LTD See All Filings	D	2018-05-17 10:13:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178560 Filed Document 0001178560-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 10:13:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
SG Credit Partners, Inc. See All Filings	D	2018-05-17 10:12:01 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001740989 Filed Document 0001740989-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 10:12:01 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INRANGE SYSTEMS INC See All Filings	D	2018-05-17 10:03:42 UTC
Amount To Be Raised $340,000 Associated Brokers / Dealers R.M. Duncan Securities CIK Number 0001323263 Filed Document 0001323263-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-17 10:03:42 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
QM Spring Creek, LLC See All Filings	D	2018-05-17 09:56:22 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001740260 Filed Document 0001740260-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-05-17 09:56:22 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
METIS PARTNERS LLC See All Filings	D/A	2018-05-17 09:51:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001159279 Filed Document 0001012975-18-000442 Exclusions or Exemptions 506b Accepted Date 2018-05-17 09:51:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MotiveAI Inc See All Filings	D	2018-05-17 09:47:22 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001716884 Filed Document 0001716884-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 09:47:22 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Spinnaker GEM Holdings Ltd. See All Filings	D	2018-05-17 09:41:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557814 Filed Document 0001178561-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-17 09:41:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
C5 Accelerate LLC See All Filings	D	2018-05-17 09:40:02 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001739546 Filed Document 0001739546-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 09:40:02 UTC Type of Offering D Industry Investing Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
SPINNAKER GLOBAL EMERGING MARKETS FUND LTD See All Filings	D	2018-05-17 09:30:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178561 Filed Document 0001178561-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 09:30:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Armored Things Inc. See All Filings	D	2018-05-17 09:29:13 UTC
Amount To Be Raised $7,358,431 Associated Brokers / Dealers N/A CIK Number 0001740709 Filed Document 0001740709-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-17 09:29:13 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity