Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Branom Holding LLC See All Filings	D	2018-07-06 17:38:34 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001745550 Filed Document 0001745550-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-06 17:38:34 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
EBTH, Inc. See All Filings	D	2018-07-06 17:37:59 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001651346 Filed Document 0001651346-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-06 17:37:59 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
KokuaToken, Inc. See All Filings	C	2018-07-06 17:37:12 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $106,999 CIK Number 0001744670 Filed Document 0001665160-18-000670 Accepted Date 2018-07-06 17:37:12 UTC Type of Offering C Security Offered Amount 26,315 Security Offered Type Common Stock State MARYLAND
SE Ventures, LLC See All Filings	D	2018-07-06 17:34:04 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001745719 Filed Document 0001745719-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-06 17:34:04 UTC Type of Offering D Industry Other Energy Principal Place of Business NEBRASKA Revenue or Assets $Not Applicable Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2018-07-06 17:27:39 UTC
Amount To Be Raised $1,447,510 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-18-037572 Accepted Date 2018-07-06 17:27:39 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $804,936 State of Jurisdiction GEORGIA Type of Security Other(describe)
Gillespie Hotel Group LLC See All Filings	D/A	2018-07-06 17:19:12 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001744212 Filed Document 0001744212-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-07-06 17:19:12 UTC Type of Offering D/A Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Block Street Fund, LP See All Filings	D/A	2018-07-06 17:14:49 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001739081 Filed Document 0001739081-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-06 17:14:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
ENERGY CAPITAL PARTNERS IV-D, LP See All Filings	D/A	2018-07-06 17:06:54 UTC
Amount To Be Raised $6,000,000,000 Associated Brokers / Dealers GENESIS MANAGEMENT, INC., HANA FINANCIAL INVESTMENT, CO., LTD., and UBS SECURITIES LLC CIK Number 0001726219 Filed Document 0001726219-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-06 17:06:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ENERGY CAPITAL PARTNERS IV-C, LP See All Filings	D/A	2018-07-06 17:06:13 UTC
Amount To Be Raised $6,000,000,000 Associated Brokers / Dealers GENESIS MANAGEMENT, INC., HANA FINANCIAL INVESTMENT, CO., LTD., and UBS SECURITIES LLC CIK Number 0001726217 Filed Document 0001726217-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-06 17:06:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ENERGY CAPITAL PARTNERS IV-C OFFSHORE FEEDER, LP See All Filings	D/A	2018-07-06 17:05:30 UTC
Amount To Be Raised $6,000,000,000 Associated Brokers / Dealers GENESIS MANAGEMENT, INC., HANA FINANCIAL INVESTMENT, CO., LTD., and UBS SECURITIES LLC CIK Number 0001726218 Filed Document 0001726218-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-06 17:05:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ENERGY CAPITAL PARTNERS IV-B, LP See All Filings	D/A	2018-07-06 17:04:40 UTC
Amount To Be Raised $6,000,000,000 Associated Brokers / Dealers GENESIS MANAGEMENT, INC., HANA FINANCIAL INVESTMENT, CO., LTD., and UBS SECURITIES LLC CIK Number 0001726216 Filed Document 0001726216-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-06 17:04:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ENERGY CAPITAL PARTNERS IV-A, LP See All Filings	D/A	2018-07-06 17:03:58 UTC
Amount To Be Raised $6,000,000,000 Associated Brokers / Dealers GENESIS MANAGEMENT, INC., HANA FINANCIAL INVESTMENT, CO., LTD., and UBS SECURITIES LLC CIK Number 0001726198 Filed Document 0001726198-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-06 17:03:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ENERGY CAPITAL PARTNERS IV, LP See All Filings	D/A	2018-07-06 17:03:13 UTC
Amount To Be Raised $6,000,000,000 Associated Brokers / Dealers GENESIS MANAGEMENT, HANA FINANCIAL INVESTMENT, CO., LTD., and USB SECURITIES LLC CIK Number 0001726196 Filed Document 0001726196-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-06 17:03:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Item Banc See All Filings	D/A	2018-07-06 16:58:27 UTC
Amount To Be Raised $950,000,000 Associated Brokers / Dealers N/A CIK Number 0001742134 Filed Document 0001742134-18-000006 Exclusions or Exemptions 506c Accepted Date 2018-07-06 16:58:27 UTC Type of Offering D/A Industry Business Services Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CrowdSmart DirecTech Fund I, LLC See All Filings	D/A	2018-07-06 16:55:06 UTC
Amount To Be Raised $101,550 Associated Brokers / Dealers N/A CIK Number 0001745364 Filed Document 0001095449-18-000054 Exclusions or Exemptions 506b Accepted Date 2018-07-06 16:55:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MindHome Inc. See All Filings	D	2018-07-06 16:54:07 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001743151 Filed Document 0001743151-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-06 16:54:07 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Root Capital Inc. See All Filings	D/A	2018-07-06 16:54:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584978 Filed Document 0001584978-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-06 16:54:02 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
CrowdSmart Aluna Fund I, LLC See All Filings	D/A	2018-07-06 16:53:20 UTC
Amount To Be Raised $101,475 Associated Brokers / Dealers N/A CIK Number 0001745355 Filed Document 0001095449-18-000053 Exclusions or Exemptions 506b Accepted Date 2018-07-06 16:53:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
4995 Wellington, LLC See All Filings	D	2018-07-06 16:51:41 UTC
Amount To Be Raised $2,728,895 Associated Brokers / Dealers N/A CIK Number 0001745726 Filed Document 0001745726-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-06 16:51:41 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LOLI BEAUTY Inc. See All Filings	D	2018-07-06 16:51:07 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001700940 Filed Document 0001144204-18-037554 Exclusions or Exemptions 506b Accepted Date 2018-07-06 16:51:07 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CrowdSmart AxleHire Fund I, LLC See All Filings	D/A	2018-07-06 16:51:02 UTC
Amount To Be Raised $52,500 Associated Brokers / Dealers N/A CIK Number 0001745357 Filed Document 0001095449-18-000052 Exclusions or Exemptions 506b Accepted Date 2018-07-06 16:51:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CrowdSmart DirecTech Fund I, LLC See All Filings	D/A	2018-07-06 16:45:14 UTC
Amount To Be Raised $101,550 Associated Brokers / Dealers N/A CIK Number 0001745364 Filed Document 0001095449-18-000051 Exclusions or Exemptions 506b Accepted Date 2018-07-06 16:45:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Burlywood, LLC See All Filings	D	2018-07-06 16:42:11 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001660884 Filed Document 0001660884-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-06 16:42:11 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CrowdSmart Klickly Fund I, LLC See All Filings	D/A	2018-07-06 16:42:06 UTC
Amount To Be Raised $62,000 Associated Brokers / Dealers N/A CIK Number 0001745363 Filed Document 0001095449-18-000050 Exclusions or Exemptions 506b Accepted Date 2018-07-06 16:42:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CrowdSmart SmartCSM Fund I, LLC See All Filings	D/A	2018-07-06 16:40:06 UTC
Amount To Be Raised $75,987 Associated Brokers / Dealers N/A CIK Number 0001745362 Filed Document 0001095449-18-000049 Exclusions or Exemptions 506b Accepted Date 2018-07-06 16:40:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Relievant MedSystems Inc See All Filings	D	2018-07-06 16:36:26 UTC
Amount To Be Raised $57,729,374 Associated Brokers / Dealers N/A CIK Number 0001369393 Filed Document 0001369393-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-07-06 16:36:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Civilized Cycles Inc See All Filings	D	2018-07-06 16:36:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686817 Filed Document 0001686817-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-06 16:36:08 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Security To Be Acquired
SPIF Domestic L.P. See All Filings	D	2018-07-06 16:33:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745265 Filed Document 0001745265-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-07-06 16:33:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Stonepeak Infrastructure Fund III - C LP See All Filings	D	2018-07-06 16:32:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital LLC and Campbell Lutyens & Co. Inc. CIK Number 0001744961 Filed Document 0001744961-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-06 16:32:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CrowdSmart Stabilitas Fund I, LLC See All Filings	D/A	2018-07-06 16:31:46 UTC
Amount To Be Raised $123,000 Associated Brokers / Dealers N/A CIK Number 0001745361 Filed Document 0001095449-18-000048 Exclusions or Exemptions 506b Accepted Date 2018-07-06 16:31:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunnyvale TX Real Estate Holdings, LLC See All Filings	D	2018-07-06 16:30:02 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001744037 Filed Document 0001744037-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-06 16:30:02 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BLUE FRONTIERS PTE. LTD. See All Filings	D	2018-07-06 16:26:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708025 Filed Document 0001708025-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-07-06 16:26:21 UTC Type of Offering D Industry Other Principal Place of Business SINGAPORE Revenue or Assets $No Revenues Type of Security Other
Soliton, Inc. See All Filings	1-A/A	2018-07-06 16:13:01 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001548187 Filed Document 0001628279-18-000127 Accepted Date 2018-07-06 16:13:01 UTC Type of Offering 1-A/A Industry ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Tower Center NC LP See All Filings	D/A	2018-07-06 16:12:21 UTC
Amount To Be Raised $7,680,000 Associated Brokers / Dealers N/A CIK Number 0001742922 Filed Document 0001742922-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-06 16:12:21 UTC Type of Offering D/A Industry Commercial Principal Place of Business QUEBEC, CANADA Revenue or Assets $No Revenues Type of Security Equity
Plowz & Mowz, Inc. See All Filings	D	2018-07-06 16:11:26 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001745683 Filed Document 0001745683-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-06 16:11:26 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Financing Avenue DE LLC See All Filings	D	2018-07-06 16:11:19 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001745138 Filed Document 0001745138-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-07-06 16:11:19 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Platinum Equity Small Cap Fund, L.P. See All Filings	D/A	2018-07-06 16:10:39 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers VolcomCapital S.A. CIK Number 0001738496 Filed Document 0001738496-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-06 16:10:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Esoteric Brewing Company, LLC See All Filings	1-A/A	2018-07-06 16:05:31 UTC
Amount To Be Raised $749,200 Associated Brokers / Dealers N/A CIK Number 0001737337 Filed Document 0001144204-18-037531 Accepted Date 2018-07-06 16:05:31 UTC Type of Offering 1-A/A Industry MALT BEVERAGES Offering Tier Tier2 Principal Place of Business OHIO Revenue or Assets $0 State of Jurisdiction OHIO Type of Security Equity (common or preferred stock)
True Capital Strategic Income Fund, LLC See All Filings	D	2018-07-06 16:01:38 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001745693 Filed Document 0001745693-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-06 16:01:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Paducah Bancshares of Texas, Inc. See All Filings	D	2018-07-06 16:01:28 UTC
Amount To Be Raised $1,360,000 Associated Brokers / Dealers N/A CIK Number 0001665186 Filed Document 0001665186-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-06 16:01:28 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BitRiver LP See All Filings	D	2018-07-06 15:59:40 UTC
Amount To Be Raised $13,200,000 Associated Brokers / Dealers N/A CIK Number 0001736905 Filed Document 0001209191-18-041854 Exclusions or Exemptions 506b Accepted Date 2018-07-06 15:59:40 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Los Pinos Ranch Vineyards, LLC See All Filings	C-W	2018-07-06 15:59:26 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001730062 Filed Document 0001730062-18-000005 Accepted Date 2018-07-06 15:59:26 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
CrowdSmart Waggit Fund I, LLC See All Filings	D	2018-07-06 15:57:49 UTC
Amount To Be Raised $75,700 Associated Brokers / Dealers N/A CIK Number 0001745359 Filed Document 0001095449-18-000047 Exclusions or Exemptions 506b Accepted Date 2018-07-06 15:57:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CERAPEDICS INC See All Filings	D	2018-07-06 15:54:33 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers Easterly Securities LLC CIK Number 0001393439 Filed Document 0001393439-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-06 15:54:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
iDirectDoc Health Technology, LLC See All Filings	D	2018-07-06 15:51:21 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001745611 Filed Document 0001745611-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-06 15:51:21 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Nikola Labs Inc. See All Filings	D	2018-07-06 15:46:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700784 Filed Document 0001700784-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-06 15:46:22 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CrowdSmart Syntiant Fund I, LLC See All Filings	D	2018-07-06 15:44:34 UTC
Amount To Be Raised $103,025 Associated Brokers / Dealers N/A CIK Number 0001745360 Filed Document 0001095449-18-000046 Exclusions or Exemptions 506b Accepted Date 2018-07-06 15:44:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
The Movie Studio, Inc. See All Filings	1-A/A	2018-07-06 15:44:04 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001109067 Filed Document 0001683168-18-001883 Accepted Date 2018-07-06 15:44:04 UTC Type of Offering 1-A/A Industry SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION Offering Tier Tier1 Principal Place of Business FLORIDA Revenue or Assets $6,813 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Veritable LPC Partners, L.P. See All Filings	D/A	2018-07-06 15:39:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646980 Filed Document 0001646980-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-06 15:39:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCP Private Corporate Lending Fund L.P. See All Filings	D	2018-07-06 15:32:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001743699 Filed Document 0001315863-18-000543 Exclusions or Exemptions 506b Accepted Date 2018-07-06 15:32:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity