Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
International Property Securities Fund, a series of Principal Global Investors Trust See All Filings	D/A	2018-06-14 16:29:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Funds Distributor, Inc. CIK Number 0001448550 Filed Document 0001448550-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:29:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SK Capital Partners Overage Fund V-B, L.P. See All Filings	D	2018-06-14 16:29:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001731584 Filed Document 0001731584-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:29:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
YotaScale, Inc. See All Filings	D	2018-06-14 16:27:07 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001684117 Filed Document 0001684117-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:27:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SK Capital Partners Overage Fund V-A, L.P. See All Filings	D	2018-06-14 16:23:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001731595 Filed Document 0001731595-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:23:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SEW HOP'D BREWERY, LLC See All Filings	D	2018-06-14 16:20:11 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001743484 Filed Document 0001690461-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:20:11 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Noble Child, Inc. See All Filings	D	2018-06-14 16:19:04 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001743559 Filed Document 0001743559-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:19:04 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Other
AQR China A Equity Master Account, L.P. See All Filings	D	2018-06-14 16:12:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743189 Filed Document 0001743189-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:12:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
International Growth Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2018-06-14 15:56:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Funds Distributor, Inc. CIK Number 0001381359 Filed Document 0001381359-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:56:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shape Operating System Industries, Inc. See All Filings	D	2018-06-14 15:53:07 UTC
Amount To Be Raised $2,191,397 Associated Brokers / Dealers N/A CIK Number 0001708722 Filed Document 0001708722-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:53:07 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dakota Hill Co See All Filings	D	2018-06-14 15:44:10 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001528290 Filed Document 0001528290-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:44:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Emancipation Capital SPV IV LLC See All Filings	D/A	2018-06-14 15:43:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685960 Filed Document 0001685960-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:43:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
UC Asset LP See All Filings	1-A/A	2018-06-14 15:43:03 UTC
Amount To Be Raised $2 Associated Brokers / Dealers N/A CIK Number 0001723517 Filed Document 0001213900-18-007647 Accepted Date 2018-06-14 15:43:03 UTC Type of Offering 1-A/A Industry REAL ESTATE DEALERS (FOR THEIR OWN ACCOUNT) Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $882,932 State of Jurisdiction DELAWARE Type of Security Other(describe)
Emancipation Capital, LP See All Filings	D/A	2018-06-14 15:42:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552573 Filed Document 0001552573-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:42:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MED-X See All Filings	1-A POS	2018-06-14 15:40:49 UTC
Amount To Be Raised $13,567,910 Associated Brokers / Dealers N/A CIK Number 0001620704 Filed Document 0001477932-18-003041 Accepted Date 2018-06-14 15:40:49 UTC Type of Offering 1-A POS Industry MEDICINAL CHEMICALS & BOTANICAL PRODUCTS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $27,269 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
High Yield Fixed Income Fund, a series of Principal Global Investors Trust See All Filings	D/A	2018-06-14 15:39:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Funds Distributor, Inc. CIK Number 0001381362 Filed Document 0001381362-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:39:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Minaurum Gold Inc. See All Filings	D	2018-06-14 15:37:41 UTC
Amount To Be Raised $1,242,458 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001743046 Filed Document 0001140361-18-028572 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:37:41 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FIDELITY GRENSHAW, LLC See All Filings	D	2018-06-14 15:33:19 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001742907 Filed Document 0001742907-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:33:19 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LAS VEGAS RAILWAY EXPRESS, INC. See All Filings	1-A/A	2018-06-14 15:28:05 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001405227 Filed Document 0001096906-18-000335 Accepted Date 2018-06-14 15:28:05 UTC Type of Offering 1-A/A Industry LOCAL & SUBURBAN TRANSIT & INTERURBAN HWY PASSENGER TRANS Offering Tier Tier1 Principal Place of Business UTAH Revenue or Assets $905,539 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
COURAGE MUSIC ROYALTY FUND, L.P. See All Filings	D/A	2018-06-14 15:27:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVONDALE PARTNERS, LLC CIK Number 0001729966 Filed Document 0000919574-18-004243 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:27:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
AG Energy Credit Opportunities Holdings, L.P. See All Filings	D/A	2018-06-14 15:27:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001640919 Filed Document 0001640919-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:27:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Energy Credit Opportunities Fund, L.P. See All Filings	D/A	2018-06-14 15:16:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001640920 Filed Document 0001640920-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:16:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Craig Dielman Flex Holdings, LLC See All Filings	D	2018-06-14 15:14:23 UTC
Amount To Be Raised $3,032,000 Associated Brokers / Dealers N/A CIK Number 0001743249 Filed Document 0001743249-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:14:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tresser Partners, L.P. See All Filings	D	2018-06-14 15:06:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478048 Filed Document 0001478048-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:06:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Rapid Oxygen Co See All Filings	D	2018-06-14 15:06:18 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers NOBLE CAPITAL MARKETS, INC. CIK Number 0001739420 Filed Document 0001739420-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:06:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SanSal Wellness Holdings, Inc. See All Filings	D	2018-06-14 15:04:49 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0001669400 Filed Document 0001669400-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 15:04:49 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Centurium Capital Partners 2018, L.P. See All Filings	D	2018-06-14 14:55:45 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001740904 Filed Document 0001740904-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 14:55:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sather Agriculture LP See All Filings	D/A	2018-06-14 14:53:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468145 Filed Document 0001468145-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 14:53:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
GOLDEN DAWN MINERALS INC. See All Filings	D	2018-06-14 14:46:26 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001630096 Filed Document 0001630096-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-06-14 14:46:26 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Dog Parker, Inc. See All Filings	D/A	2018-06-14 14:45:19 UTC
Amount To Be Raised $2,555,416 Associated Brokers / Dealers N/A CIK Number 0001694711 Filed Document 0001231919-18-000037 Exclusions or Exemptions 506b Accepted Date 2018-06-14 14:45:19 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KI AMELIA INVESTORS, LLC See All Filings	D	2018-06-14 14:36:34 UTC
Amount To Be Raised $7,110,000 Associated Brokers / Dealers N/A CIK Number 0001743561 Filed Document 0001743561-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 14:36:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Penum8ra \| LLC See All Filings	D	2018-06-14 14:34:48 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001743332 Filed Document 0001743332-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 14:34:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CRU International Designs, LLC See All Filings	D	2018-06-14 14:32:07 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001743567 Filed Document 0001743567-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 14:32:07 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
NREA Meritage, DST See All Filings	D	2018-06-14 14:15:58 UTC
Amount To Be Raised $21,213,382 Associated Brokers / Dealers Highland Capital Funds Distributor, Inc, Edward Fernandez, Corbin S. Thomas, and Patrick T Shea CIK Number 0001738976 Filed Document 0001738976-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 14:15:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ORTHOGRID SYSTEMS HOLDINGS, LLC See All Filings	D	2018-06-14 14:13:47 UTC
Amount To Be Raised $7,750,000 Associated Brokers / Dealers N/A CIK Number 0001685966 Filed Document 0001685966-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 14:13:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO CLO Opportunities Onshore Feeder, L.P. See All Filings	D	2018-06-14 14:09:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO Investments LLC CIK Number 0001743219 Filed Document 0001140361-18-028557 Exclusions or Exemptions 506b Accepted Date 2018-06-14 14:09:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Digital Currency llc See All Filings	D/A	2018-06-14 14:08:51 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001739167 Filed Document 0001739167-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-06-14 14:08:51 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
PIMCO CLO Opportunities Offshore Feeder, L.P. See All Filings	D	2018-06-14 14:07:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO Investments LLC and Compass Group Global Advisors S.A. CIK Number 0001743218 Filed Document 0001140361-18-028555 Exclusions or Exemptions 506b Accepted Date 2018-06-14 14:07:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cranbrook Forest, LLC See All Filings	D	2018-06-14 14:05:37 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001743362 Filed Document 0001743362-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 14:05:37 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mikaila & the Bees, LLC See All Filings	D	2018-06-14 14:01:16 UTC
Amount To Be Raised $1,510,000 Associated Brokers / Dealers N/A CIK Number 0001691380 Filed Document 0001691380-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 14:01:16 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ADIAL PHARMACEUTICALS, INC. See All Filings	D	2018-06-14 13:44:45 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001513525 Filed Document 0001213900-18-007639 Exclusions or Exemptions 506b Accepted Date 2018-06-14 13:44:45 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Collective Parks-City MHC See All Filings	D	2018-06-14 13:41:40 UTC
Amount To Be Raised $620,000 Associated Brokers / Dealers N/A CIK Number 0001743236 Filed Document 0001743236-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 13:41:40 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Medical 12 RH Buildings, LLC See All Filings	D	2018-06-14 13:40:35 UTC
Amount To Be Raised $4,231,747 Associated Brokers / Dealers Robert Kiff CIK Number 0001743228 Filed Document 0001743228-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-06-14 13:40:35 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Grasshopper Capital Fund I LP See All Filings	D/A	2018-06-14 13:33:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709594 Filed Document 0001709594-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 13:33:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TenantBase, Inc. See All Filings	D/A	2018-06-14 13:26:01 UTC
Amount To Be Raised $10,150,673 Associated Brokers / Dealers N/A CIK Number 0001660214 Filed Document 0001660214-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 13:26:01 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PBK Crypto Fund I LP See All Filings	D	2018-06-14 13:24:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742908 Filed Document 0001742908-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 13:24:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCF-IX Management Partners, L.P. See All Filings	D	2018-06-14 13:23:31 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers N/A CIK Number 0001741293 Filed Document 0001741296-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 13:23:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PATH ASSET INVESTMENT LLC See All Filings	D	2018-06-14 13:23:11 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001743643 Filed Document 0001743643-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 13:23:11 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mindstrong, Inc. See All Filings	D	2018-06-14 13:22:41 UTC
Amount To Be Raised $12,366,810 Associated Brokers / Dealers N/A CIK Number 0001699867 Filed Document 0001699867-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 13:22:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cantos Ventures II, LP See All Filings	D	2018-06-14 13:19:03 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001742702 Filed Document 0001742702-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 13:19:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOCA Football, Inc. See All Filings	D	2018-06-14 13:11:00 UTC
Amount To Be Raised $5,000,550 Associated Brokers / Dealers Portico Capital Securities, LLC CIK Number 0001675690 Filed Document 0001675690-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 13:11:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity