Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AllianceBernstein Next 50 Emerging Markets (Delaware) Fund, L.P. See All Filings	D/A	2018-06-15 08:20:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604390 Filed Document 0000902664-18-002581 Exclusions or Exemptions 506b Accepted Date 2018-06-15 08:20:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AllianceBernstein Next 50 Emerging Markets (Luxembourg) Fund SICAV-SIF S.C.Sp. See All Filings	D/A	2018-06-15 08:18:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610116 Filed Document 0000902664-18-002580 Exclusions or Exemptions 506b Accepted Date 2018-06-15 08:18:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
AllianceBernstein Select US Equity (BVI) Ltd See All Filings	D/A	2018-06-15 08:13:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466530 Filed Document 0000902664-18-002579 Exclusions or Exemptions 506b Accepted Date 2018-06-15 08:13:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Mercer OfficeMax Salaried Investment Portfolio, a series of Mercer Group Trust See All Filings	D/A	2018-06-14 22:03:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709384 Filed Document 0001709384-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 22:03:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercer OfficeMax Consolidated Investment Portfolio, a series of Mercer Group Trust See All Filings	D/A	2018-06-14 21:43:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709383 Filed Document 0001709383-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 21:43:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bernadette Development Ltd Liability Co See All Filings	D	2018-06-14 21:32:26 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001743623 Filed Document 0001743623-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 21:32:26 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Equity
CATAMOUNT FUND, LP See All Filings	D/A	2018-06-14 20:19:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613309 Filed Document 0001095449-18-000038 Exclusions or Exemptions 506b Accepted Date 2018-06-14 20:19:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mentor Capital, Inc. See All Filings	D	2018-06-14 20:12:46 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001599117 Filed Document 0001599117-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 20:12:46 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
TRENT AVENUE PARTNERS LLC See All Filings	D	2018-06-14 19:37:17 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001743521 Filed Document 0001743521-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 19:37:17 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Velorum Digital Asset Fund LP See All Filings	D	2018-06-14 19:26:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742050 Filed Document 0001742050-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 19:26:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPC 2018 Solar Tax Equity Fund I, LLC See All Filings	D	2018-06-14 19:25:50 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001743710 Filed Document 0001743710-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 19:25:50 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TFO Synapse Venture Fund I, LP See All Filings	D	2018-06-14 19:17:27 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001743723 Filed Document 0001743723-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 19:17:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ingalls Row, LLC See All Filings	D	2018-06-14 19:02:20 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001743063 Filed Document 0001743063-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 19:02:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Physicians Outpatient Surgery Center, LLC See All Filings	D	2018-06-14 18:59:02 UTC
Amount To Be Raised $390,000 Associated Brokers / Dealers N/A CIK Number 0001615314 Filed Document 0001615314-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-06-14 18:59:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PD-1 Acquisition Group, LLC See All Filings	D	2018-06-14 18:38:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GP NURMENKARI INC. CIK Number 0001743686 Filed Document 0001615774-18-005315 Exclusions or Exemptions 506b Accepted Date 2018-06-14 18:38:06 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Wildhawk Investments, LLC See All Filings	D	2018-06-14 18:34:57 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001743692 Filed Document 0001743692-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 18:34:57 UTC Type of Offering D Industry Construction Principal Place of Business IOWA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Choom Holdings Inc. See All Filings	D	2018-06-14 18:29:26 UTC
Amount To Be Raised $477,874 Associated Brokers / Dealers N/A CIK Number 0001737405 Filed Document 0001183740-18-000112 Exclusions or Exemptions 506b Accepted Date 2018-06-14 18:29:26 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Soliton, Inc. See All Filings	1-A	2018-06-14 18:22:50 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001548187 Filed Document 0001628279-18-000093 Accepted Date 2018-06-14 18:22:50 UTC Type of Offering 1-A Industry ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Dreaming Grand Avenue, LLC See All Filings	D	2018-06-14 18:09:28 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001740678 Filed Document 0001740678-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-06-14 18:09:28 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Ohos, Inc. See All Filings	C	2018-06-14 18:06:40 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001681286 Filed Document 0001670254-18-000304 Accepted Date 2018-06-14 18:06:40 UTC Type of Offering C Security Offered Amount 405,351 Security Offered Type Preferred Stock State COLORADO
Lorient Healthcare Fund, LP See All Filings	D	2018-06-14 17:47:58 UTC
Amount To Be Raised $122,000,000 Associated Brokers / Dealers Sparring Partners Capital LLC CIK Number 0001715247 Filed Document 0001715247-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 17:47:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PropertyClub, Inc. See All Filings	C	2018-06-14 17:42:02 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,070,000 CIK Number 0001743467 Filed Document 0001669191-18-000304 Accepted Date 2018-06-14 17:42:02 UTC Type of Offering C Security Offered Amount 160 Security Offered Type Common Stock State NEW YORK
NW Investment Holdings, LLC See All Filings	D/A	2018-06-14 17:34:27 UTC
Amount To Be Raised $6,710,260 Associated Brokers / Dealers N/A CIK Number 0001611462 Filed Document 0001611462-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-06-14 17:34:27 UTC Type of Offering D/A Industry Commercial Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
PATHY MEDICAL LLC See All Filings	D	2018-06-14 17:28:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001743596 Filed Document 0001743596-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 17:28:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Knowbella Helix Inc. See All Filings	1-A/A	2018-06-14 17:25:03 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001742956 Filed Document 0001193125-18-193112 Accepted Date 2018-06-14 17:25:03 UTC Type of Offering 1-A/A Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier2 Principal Place of Business OHIO Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Bellrock Intelligence, Inc. See All Filings	D	2018-06-14 17:22:11 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001659900 Filed Document 0001659900-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 17:22:11 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NW Investment Holdings, LLC See All Filings	D	2018-06-14 17:17:32 UTC
Amount To Be Raised $6,245,000 Associated Brokers / Dealers N/A CIK Number 0001611462 Filed Document 0001611462-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-06-14 17:17:32 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Four Step Marketing Consultants Inc. See All Filings	C	2018-06-14 17:14:57 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $1,064,000 CIK Number 0001743669 Filed Document 0001670254-18-000303 Accepted Date 2018-06-14 17:14:57 UTC Type of Offering C Security Offered Amount 117,250 Security Offered Type Common Stock State FLORIDA
Kuramo Africa Opportunity Co-Investment Vehicle III, L.P. See All Filings	D	2018-06-14 17:12:24 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001743406 Filed Document 0001140361-18-028647 Exclusions or Exemptions 506b Accepted Date 2018-06-14 17:12:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MCF Co-Investment GP LP See All Filings	D	2018-06-14 17:09:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538585 Filed Document 0001538585-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 17:09:55 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Solace Brands, Inc. See All Filings	D	2018-06-14 17:08:13 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001742725 Filed Document 0001742725-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 17:08:13 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Security To Be Acquired
HHEP-HD, L.P. See All Filings	D/A	2018-06-14 17:07:41 UTC
Amount To Be Raised $47,883,406 Associated Brokers / Dealers N/A CIK Number 0001563776 Filed Document 0001563776-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 17:07:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Skyline Champion Corp See All Filings	D	2018-06-14 17:07:28 UTC
Amount To Be Raised $1,515,648,734 Associated Brokers / Dealers N/A CIK Number 0000090896 Filed Document 0000090896-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-14 17:07:28 UTC Type of Offering D Industry Construction Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Corum Origin See All Filings	D/A	2018-06-14 17:06:48 UTC
Amount To Be Raised $2,353,700,390 Associated Brokers / Dealers N/A CIK Number 0001678544 Filed Document 0000943663-18-000157 Exclusions or Exemptions 506b Accepted Date 2018-06-14 17:06:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jushi Inc See All Filings	D/A	2018-06-14 17:03:07 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Richardson GMP Limited. CIK Number 0001730861 Filed Document 0001730861-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-06-14 17:03:07 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Ultra Short Enhanced Yield Fund, a series of Principal Global Investors Trust See All Filings	D/A	2018-06-14 16:59:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Funds Distributor, Inc. CIK Number 0001616060 Filed Document 0001616060-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:59:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MDMetrix, Inc. See All Filings	D	2018-06-14 16:58:02 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001742577 Filed Document 0001742577-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:58:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
National Multifamily Portfolio III DST See All Filings	D/A	2018-06-14 16:57:30 UTC
Amount To Be Raised $100,617,339 Associated Brokers / Dealers Robert Smith, Craig Sickler, Tim Clairmont, Chay Lapin, David Dahill, John Harvey, Christina Nielson, Karl Norman, Steven Kolinsky, Mike Bendix, Jack Creighton, Scott Sheehan, Leon Rousso, Gary Conley, John Chess, Aaron Brodt, Stacey Morimoto, Gary Hughes, Michael Marshel, Nancy Jauregui, Paul Cese, Silver Portal Capital LLC, Joral Schmalle, David Walsh, Joseph Broadbent, Jennifer Wildman, David Halpern, Eric Bicknese, ames Raine, David Levinson, Larry Queen, Michael Markey, David Toetz, James Walesa, Bryan Hakola, Paul Getty, Kathleen Williams-Price, Steven Lichtblau, Stacey Morimoto, Robert Sick, Brian Vosberg, Lena-jo Hartley, Michael Cullen, Joel Knight, Michele Martin, Tae Chung Kim, Del Londono, Jonathan Twidwell, Troy Thomas, Stephen Swarbrick, Brett Ohlen, Kirk Dobson, Chris White, Roger Coit, Orest Baransky, Salvatore Agnello, Anders Haugen, Jeffrey Bangerter, Eric Scaff, Raymond DeWitt, Michael Busch, Neil Mc Auliffe, Stacy Morimoto, Jason Finley, RCX Capital Group LLC, Clyde Patton, Jay Hovis, Eric Holtz, John Goff, Gregory Mankey, Gregory Rhodes, Kirk Dobson, Christopher Riel, John Scully, Timothy Tehan, Christopher Wright, Gordon Hamilton, Josh Griffin, Milan Madhani, Byron Ishiwata, Daniel Raupp, Dustin Tenbroeck, Michael Torchia, Samuel Heller, Jeffrey McKay, Kevin Myeroff, Kirk Dobson, Melinda Olbert, James Franklin, Dave White, Jeffrey Arburn, David Stone, Matthew Roberson, Robert Tweed, Nathan Kuhn, Debbie Birch, Dan Shimogawa, James Horn, Peter Maniscalco, and Shawn Williamson CIK Number 0001726600 Filed Document 0001726600-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:57:30 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
30Ventures Fund I, L.P. See All Filings	D	2018-06-14 16:56:07 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001717343 Filed Document 0001717343-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:56:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Real Estate Securities Fund, a series of Principal Global Investors Trust See All Filings	D/A	2018-06-14 16:54:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Funds Distributor, Inc. CIK Number 0001381354 Filed Document 0001381354-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:54:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Torch Capital I, L.P. See All Filings	D	2018-06-14 16:50:37 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001743647 Filed Document 0001743647-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:50:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colorado Multifamily Portfolio IV DST See All Filings	D/A	2018-06-14 16:49:24 UTC
Amount To Be Raised $115,374,057 Associated Brokers / Dealers Michael Franklin, Gregory Mankey, Iaian Filippini, Jennifer Wildman, David Levinson, Mark Baran, Joseph Broadbent, Cynthia Shelton, Christina Nielson, Kenneth Tanaka, Edward Fernandez, Justin Lowy, Kirk Dobson, Christopher Riel, Roger Coit, Alex Kowalski, Troy Thomas, Stuart Valentine, Tom Velken, Edwin Suzuki, Carl Benedict, Jordan Murray, Paul Getty, Chay Lapin, Raymond DeWitt, David Hays, Jason Salmon, Gordon Hamilton, Josh Griffin, Craig Rollins, Andrew Friedman, Robert Binkele, Jack Creighton, Bryon Martinsen, Clint Potts, Michael Puls, William Herford, Scott Sheehan, David Kangas, Jason Santos, Toni Sutherland, Dieter Thurow, Neil McAuliffe, Michael Stieglitz, Scott Parker Inabnet, Ronald Manso, Ronald Myers, Robert Smith, Robert Schultz, David Anderson, Aaron Broz, Mark Gillelen, Milan Madhani, Michael Moomaw, Damian Dering, Benjamin Horn, Shao-Tsung Tseng, John Weiss, Christopher Haberl, Ann Stewart, Charles Wagner, Larry Law, Michael Desepoli, Byron Ishiwata, John Nguyen, John Marcheso, Taylor Ashland, John Lewis, RCX Capital Group LLC, Eric Scaff, Chris Vizzi, Timothy Croak, Christina Orta, Brian Peardon, Samuel Heller, William Tufts, Scott Offerman, Benjamin Disalle, Mike Kilpatrick, Peter Mc Neil, Aubrey Morrow, Frank Maldonado, Kevin Fitzgerald, Scott Brown, Roberto J Duran, Ross Atefi, John McKee, Kevin Neyrey, Terri Fassi, Spencer Weston, Daniel Ruben, Kristina Paz, Ann Stewart, Karen Codman, Loren Kagan, Nathan Kuhn, Jack Thomas, Biho Cha, Donovan Kelly, and Matthew Roberson CIK Number 0001734673 Filed Document 0001734673-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:49:24 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
One Tusk Lapis Lazuli Partners Fund LP See All Filings	D	2018-06-14 16:47:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740085 Filed Document 0000950142-18-001388 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:47:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Preferred Securities Fund, a series of Principal Global Investors Trust See All Filings	D/A	2018-06-14 16:46:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Funds Distributor, Inc. CIK Number 0001593518 Filed Document 0001593518-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:46:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One Tusk Lapis Lazuli Master Fund LP See All Filings	D	2018-06-14 16:44:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740088 Filed Document 0000950142-18-001387 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:44:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Florida Multifamily Portfolio DST See All Filings	D/A	2018-06-14 16:43:04 UTC
Amount To Be Raised $36,472,643 Associated Brokers / Dealers Troy Thomas, Peter Finnegan, Chris Boynton, Corbin Thomas, Inland Securities Corporation, James Lamont, Iaian Filippini, Scott Sheehan, Justin Lowy, David Levinson, Biho Cha, Ronald Cole, John Jenkins, Edward Fernandez, David Dahill, Timothy Whipple, Alexander Haviland, Jeff Graumlich, Brian Kampbell, Adam Bryan, Trawnegan Gall, Christina Nielson, and Mark Gopen CIK Number 0001741029 Filed Document 0001741029-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:43:04 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
OSG Group Holdings, Inc. See All Filings	D/A	2018-06-14 16:36:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708616 Filed Document 0001708616-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:36:40 UTC Type of Offering D/A Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SK Capital Partners V-B, L.P. See All Filings	D	2018-06-14 16:33:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001731585 Filed Document 0001731585-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:33:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SK Capital Partners V-A, L.P. See All Filings	D	2018-06-14 16:31:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001731205 Filed Document 0001731205-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:31:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BTC Africa S.A. See All Filings	D	2018-06-14 16:30:46 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001617338 Filed Document 0001617338-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-14 16:30:46 UTC Type of Offering D Industry Other Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity